Legal compliance jobs in Ozone Park, NYCreate job alerts

The Compliance team works across businesses and functions to identify, evaluate and adhere to regulations globally, including obligations associated with the Company's licenses or license exemptions, financial crimes compliance, employee compliance, data privacy compliance, and sets compliance pr...

Collaborate with senior legal and compliance officers to update and refine internal compliance policies and procedures related to fund allocations and investment processes. Our client is seeking a detail-oriented and proactive senior compliance professional with a background in 1940 Act work to j...

We are seeking an experienced Head of Legal and Compliance with a background in consumer finance, regulatory compliance, privacy, and data use to join and lead our growing Legal & Compliance team. Build out Legal & Compliance team to support all commercial and regulatory compliance needs, driving...

Our consultants work closely with our clients’ Compliance and Legal leadership teams, leading cross-functional initiatives around Compliance (e. Understanding of Legal and Compliance functional areas and previous experience in similar topics. Legal & Compliance Project Management Senior Consultan...

As the Research Compliance Associate you will report into the Research Compliance Manager based in New York and work closely with the Legal, Client Protection, and Research teams as well as a number of other stakeholders across the business. Format and proofread screen written output (transcripts...

The Summer Analyst will work hand-in-hand with various groups within Legal and Compliance, including: (1) Litigation and Investigations; (2) Anti-Money Laundering and Sanctions Compliance; (3) Enterprise Compliance; and (4) Corporate and Enterprise Legal. Rockefeller Capital Managements Legal and...

We're seeking a highly skilled Associate, Legal and Compliance to join our client's team in New York City! In this hybrid role, you will provide essential support to investment and client service teams by handling a wide array of regulatory, corporate, fund, and compliance matters across various ...

Must have in-depth knowledge and understanding of New York and Texas CLE rules, regulations and compliance requirements; including reporting requirements as an approved provider in those jurisdictions. Must be independently legally authorized to work in the United States. The firm has unrivalled ...

Aptiv is seeking a high energy, top performer to join its growing Global Legal & Compliance Team in New York City, reporting to the Vice President, Chief Compliance, Regulatory & Risk Counsel. Be an integral part of the global Compliance Specialty Team in the Global Legal & Compliance or

Legal & Compliance Project Management Senior Consultant. Our consultants work closely with our clients’ Compliance and Legal leadership teams, leading cross-functional initiatives around Compliance (e. Proven ability to apply compliance, regulatory and legal knowledge within a project manageme

This role offers the chance to work within a well-established compliance team focused on investment advisor compliance for credit strategies, including BDCs. Coordinate conflict checks and handle additional compliance projects as needed. Our client, a leading asset management firm with over $40B ...

This is a fantastic change management opportunity within the legal and regulatory context. Accountable for project management and administration including contracting and budget management. Proven ability to apply compliance, regulatory and legal knowledge within a project management framework (E...

We are seeking an experienced Head of Legal and Compliance with a background in consumer finance, regulatory compliance, privacy, and data use to join and lead our growing Legal & Compliance team. Build out Legal & Compliance team to support all commercial and regulatory compliance needs, dr

Job Description - AVP, Associate General Counsel, Legal & Compliance Group (2400005P). AVP, Associate General Counsel, Legal & Compliance Group - (2400005P). This position will provide legal assistance to the Programs Division, focusing on Casualty, Property and Inland Marine, and Profession

Our consultants work closely with our clients’ Compliance and Legal leadership teams, leading cross-functional initiatives around Compliance (e. Proven ability to apply compliance, regulatory and legal knowledge within a project management framework (Ex. Understanding of Legal and Compliance func...

Our consultants work closely with our clients’ Compliance and Legal leadership teams, leading cross-functional initiatives around Compliance (e. Understanding of Legal and Compliance functional areas and previous experience in similar topics. Legal & Compliance Project Management Consultant.

Documents in an accurate and thorough manner in compliance with hospital, regulatory and legal requirements and standards of care. * Facilitates patient throughput on a shift basis. Professional ...

Product Strategy, Portfolio Management, Sales, Marketing, Legal & Compliance, Operations. Responsibilities for this internship include: * Conducting research on market trends, competitor offerings ...

Documents in an accurate and thorough manner in compliance with hospital, regulatory and legal requirements and standards of care * Facilitates patient throughput on shift basis Professional ...

... legal system. Our in-jail clinical services include medical, nursing, and mental health care ... Acts in compliance with corporate, hospital and all relevant regulatory policies. Responsibilities ...

Ensure provision of quality patient care while maintaining cost-effective clinical operations in accordance with all legal, compliance, and regulatory requirements and programs. Adheres to all ...

Improves compliance and standardizes processes using advanced assets and outreach services that ... Simplifies the exchange of entity data for onboarding, KYC, credit, tax, and legal processes

Relevant experience providing compliance or legal coverage to a sales or trading Rates or FX desk at a broker/dealer working on or providing trade/sales support to such a desk * Functional knowledge ...

... legal representation in the areas of serious state and federal criminal and white-collar defense, complex civil litigation, regulatory compliance and defense of actions commenced by regulators. We ...