Regulatory compliance jobs in Forest Hills, New York (NY) State

Physical Therapist The Physical Therapist is forward-thinking who excels at assessing patients' strengths and weaknesses and devising creative and effective treatment plans. Therapists must practice discretion & maintain patient confidentiality. Must operate a high-energy, positive-thinking envi...

Physical Therapist The Physical Therapist is forward-thinking who excels at assessing patients' strengths and weaknesses and devising creative and effective treatment plans. Therapists must practice discretion & maintain patient confidentiality. Must operate a high-energy, positive-thinking envi...

Physical Therapist The Physical Therapist is forward-thinking who excels at assessing patients' strengths and weaknesses and devising creative and effective treatment plans. Therapists must practice discretion & maintain patient confidentiality. Must operate a high-energy, positive-thinking envi...

Physical Therapist The Physical Therapist is forward-thinking who excels at assessing patients' strengths and weaknesses and devising creative and effective treatment plans. Therapists must practice discretion & maintain patient confidentiality. Must operate a high-energy, positive-thinking envi...

Physical Therapist The Physical Therapist is forward-thinking who excels at assessing patients' strengths and weaknesses and devising creative and effective treatment plans. Therapists must practice discretion & maintain patient confidentiality. Must operate a high-energy, positive-thinking envi...

Physical Therapist The Physical Therapist is forward-thinking who excels at assessing patients' strengths and weaknesses and devising creative and effective treatment plans. Therapists must practice discretion & maintain patient confidentiality. Must operate a high-energy, positive-thinking envi...

Physical Therapist The Physical Therapist is forward-thinking who excels at assessing patients' strengths and weaknesses and devising creative and effective treatment plans. Therapists must practice discretion & maintain patient confidentiality. Must operate a high-energy, positive-thinking envi...

Physical Therapist The Physical Therapist is forward-thinking who excels at assessing patients' strengths and weaknesses and devising creative and effective treatment plans. Therapists must practice discretion & maintain patient confidentiality. Must operate a high-energy, positive-thinking envi...

Physical Therapist The Physical Therapist is forward-thinking who excels at assessing patients' strengths and weaknesses and devising creative and effective treatment plans. Therapists must practice discretion & maintain patient confidentiality. Must operate a high-energy, positive-thinking envi...

Physical Therapist The Physical Therapist is forward-thinking who excels at assessing patients' strengths and weaknesses and devising creative and effective treatment plans. Therapists must practice discretion & maintain patient confidentiality. Must operate a high-energy, positive-thinking envi...

Physical Therapist The Physical Therapist is forward-thinking who excels at assessing patients' strengths and weaknesses and devising creative and effective treatment plans. Therapists must practice discretion & maintain patient confidentiality. Must operate a high-energy, positive-thinking envi...

Participate in firm-wide initiatives aimed at continually improving testing processesEngage in project lifecycle activities from initiation to close-out, including conducting risk assessments and client walkthroughs, preparing and reviewing work product, and preparing client deliverablesSupport o...

The opportunityWant to work with some of the world’s leading financial institutions on some of their most sensitive compliance and strategic matters? If so, EY’s Regulatory Compliance and Conduct Practice is the right place for you!  We work with the largest banks, credit unions, and financial se...

Analyze marketing material, focusing on social media content, for compliance with regulatory standards including, SEC, FINRA and MSRB. Create summary reports to Compliance and Business Management that detail compliance findings and corrective actions. What is the Compliance group responsible for?...

The opportunityWant to work with some of the world’s leading financial institutions on some of their most sensitive compliance and strategic matters? If so, EY’s Regulatory Compliance and Conduct Practice is the right place for you!  We work with the largest banks, credit unions, and financial se...

They are currently looking for someone to come in to service their equities surveillance program and help with all regulatory compliance issues. Analyze historical trading activity to facilitate responses to regulatory inquiries. Perform reviews of electronic communications on behalf of superviso...

Responsible for the coordination and oversight of South Brooklyn Health’s Human Resources Department reception area, and ensuring regulatory compliance of HR standards. Track HR’s regulatory compliance including, but not limited to training, performance evaluations, licenses, annual physicals, et...

Overseeing a team of regulatory compliance specialists, this role is responsible for monitoring all related regulatory guidance and implementations for compliance, supporting the organization with corrective actions and regulatory disclosures, contributing to the annual compliance risk analysis a...

This is a commercial position within S&P Global Market Intelligence, Regulatory Compliance Division. This position will report into the of Commercial Head Managed Services but work closely with the Sales, Operations, Technology / Product team across Regulatory Compliance. We provide extensive ris...

We have the industry standard solution for counterparties to manage the onboarding workflow by sharing client, tax, regulatory, constitutional documents, and data to support account onboarding, KYC and legal review. Knowledge and experience of capital markets, specifically in the Operations space...

Analyze marketing material, focusing on social media content, for compliance with regulatory standards including, SEC, FINRA and MSRB. Create summary reports to Compliance and Business Management that detail compliance findings and corrective actions. What is the Compliance group responsible for?...

Ensure that the Consumer Compliance Program, BSA/AML &OFAC Program and Corporate Compliance Program appropriately address regulatory risk relative to the Bank’s business activities. Consumer Regulatory Compliance Officer (Banking exp. A minimum of 5-7 years of experience in compliance management ...

Surveying and interpreting the entity's regulatory and broader risk landscape, being the escalatory point for regulatory issues and requests and the key owner of the entity's approach to uing new regulations. Regulatorypliance Manager (Entity)About Revolut People deserve more from their money. Ab...

As an independent control function and part of the firm's second line of defense,pliance assesses the firm'spliance, regulatory and reputational risk; monitors forpliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts ...