Are you a business? Hire regulatory compliance candidates in Woodside, NY
Physical Therapist The Physical Therapist is forward-thinking who excels at assessing patients' strengths and weaknesses and devising creative and effective treatment plans. Therapists must practice discretion & maintain patient confidentiality. Must operate a high-energy, positive-thinking envi...
Maintains and supports compliance issues for outside regulatory agencies, including Bureau of Day Care and State Education Department. Serves as liaison between the school and the families and health ...
Liaise with the Litigation Operations and Audit departments to insure compliance with client expectations, firm policies, and local/state regulations, and remediating/resolving any identified ...
The ideal candidate will be adept at ensuring regulatory compliance, overseeing filing requirements, and maintaining effective supervisory controls within the investment banking division. Key ...
Role Overview TP ICAP is seeking an Equities Compliance Officer to provide regulatory/compliance advice and support to the Firm's equity and equity derivatives trading and operational functions to ...
Provide regulatory/compliance training; assist the Business in implementing and documenting various supervisory/control mechanisms * Participate in internal investigations, respond to regulatory ...
... regulatory compliance and defense of actions commenced by regulators. We are also considering applications from attorneys who may wish to merge their existing civil practice with our firm. We are ...
... in compliance with hospital, regulatory and legal requirements and standards of care. 6. Facilitates patient throughput on shift basis. Requirement: Active NYS RN License BLS (AHA) Pride Health ...
Familiarity with database utilization, regulatory compliance and human subject's protection issues. Must maintain CITI certification and CME's for licensure. * Must be able to demonstrate flexibility ...
A proven track record with handling indirect tax issues, regulations, disputes, audits, and rulings preferred * Excellent advisory, compliance, verbal, and written communication skills, with the ...
A pivotal role in a rapidly growing startup set to reshape regulatory compliance. * The opportunity to work with a diverse group of successful and motivated colleagues and advisors from the industry
This role focuses on operational, financial, and lending-related risk, while partnering with the legal department, who manages regulatory compliance. The Director will also ensure alignment between ...
Coordinating care, managing staffing and resources, handling documentation, conducting investigations, and ensuring regulatory compliance. * Monday - Friday 8:30 AM - 5:00 PM * one remote day after ...
Contribute to the maintenance of the firm's Regulatory Compliance Management program by supporting control mapping activities for the firm's array of processes * Act as liaison to internal business ...
Regulatory Compliance: Ensure that all technological operations and initiatives adhere to broker-dealer regulatory requirements (e.g., SEC, FINRA), cybersecurity standards, and data privacy ...
Adheres to the FMCNA Compliance Program, including following all regulatory and FMS policy requirements. Ensure provision of quality patient care while maintaining cost-effective clinical operations ...