Trabajos regulatory compliance en Woodside, NY - Page 2Crear alertas

Contribute to the maintenance of the firm's Regulatory Compliance Management program by supporting control mapping activities for the firm's array of processes * Act as liaison to internal business ...

Advising clients on legal matters related to real estate financing, including regulatory compliance and financing structures. * Drafting and reviewing loan documents, security agreements, and related ...

... regulatory compliance. * Manage development through phase-gate process. Contribute to technical project planning including project timelines, trade-off proposals, Bill of Materials (BOM) cost ...

You will act as a product manager working closely with the business and technology to create a road map for the product to ensure it is in regulatory compliance and meets business requirements. Key ...

A pivotal role in a rapidly growing startup set to reshape regulatory compliance. * The opportunity to work with a diverse group of successful and motivated colleagues and advisors from the industry

... regulatory compliance and defense of actions commenced by regulators. We are also considering applications from attorneys who may wish to merge their existing civil practice with our firm. We are ...

Ensure proper handling, packaging, and labeling of biomedical materials to maintain safety and regulatory compliance during transportation and storage. Required Skills: * Bachelor's Degree or 1-3 ...

Work with internal stakeholders to optimize liquidity positions and ensure regulatory compliance. Qualifications: * Demands strong expertise in financial markets, risk management principles, and ...

Oversee and continuously improve the firm's operations to meet the highest regulatory standards (including SEC and FINRA requirements) and industry best practices. Ensure compliance with internal and ...

... regulatory compliance risk, AML/ATF risk and conduct risk, including but not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management ...

Regulatory Compliance and Relationship Maintenance: Supervise the legal compliance and operational assessment of safety management at overseas enterprises. Assist and guide overseas enterprises in ...

Ensure Social media best practices in alignment with Pharma medical, legal and regulatory compliance. * Assist Director of Biddable and team in continuing to build search/social practice by evolving ...

Responsible for managing the day-to-day priorities of the Accounting team, overseeing various financial reporting processes, and ensuring compliance with regulatory standards. Job Responsibilities

The Licensing Specialist will primarily be responsible for ensuring proper licensing and regulatory compliance for outside partnerships of the domestic property and casualty business. Essential Job ...

Oversee all legal and regulatory compliance related to finance, including tax filings, audits, and corporate governance. * Work closely with external auditors, legal advisors, and regulatory bodies ...

Oversee tax e-filing processes and document management systems, ensuring accuracy, confidentiality, and regulatory compliance. Work closely with the tax team to ensure timely and accurate submissions

Establish and implement policies and procedures that align with industry best practices, enhancing efficiency and ensuring regulatory compliance across all properties. * Streamline and automate ...

Identify and manage risks related to project development, interconnection, and regulatory compliance. * Ensure that underwriting decisions align with realistic assessments of market conditions and ...

Treasury Clearing, working side-by-side with colleagues in Compliance, Operations, Front Office and other functions of a bank/broker-dealer. • The regulatory areas covered by the project require ...

Experience with regulatory compliance and information security management frameworks (NIST, IS027001, PCI DSS, GDPR, HIPAA, etc.). * Familiarity with security frameworks like MI

... regulatory compliance, and patient care issues. To qualify, you must be licensed to practice law in the state of New York and have at least 10 years of significant legal work experience, primarily in ...

... regulations, compliance, audit reporting, risk policies/procedures. * Proactively identify and recommend new and effective ways to improve processes and quality assurance. * Assist Trade Operations ...

Experience with security standards and regulatory compliance, such as ISO 27001, NIST, SOC1, Sarbanes-Oxley Act, and GDPR is preferred * Familiarity with a range of best-of-breed security tools and ...

Seeking a proactive Data Governance Consultant to design, implement, and oversee data governance strategies that enhance data quality, security, and regulatory compliance across our organization. The ...