Regulatory compliance jobs in Maspeth, NYCreate job alerts

Environmental and Regulatory Compliance: Ensure adherence to environmental regulations and local building codes. * Closeout Procedures: Oversee project closeout, including final inspections, client ...

Responsibilities: • Responsible for providing regulatory and compliance advice to business units, identify and provide training and conduct monitoring of the broker dealers public side sales and ...

Regulatory Compliance Program Development: * Design, implement, and manage the firm's compliance program, ensuring adherence to all applicable laws, regulations, and industry standards (e.g., SEC ...

AVP - Surveillance and Compliance Advisory - Regulatory Control Group Location: New York, NY / Hybrid Firm Overview: Cantor Fitzgerald L.P., with over 12,000 employees, has been a leading global ...

The successful candidate will focus on ensuring the accuracy, transparency, and regulatory compliance of fund allocations, spending approximately 70% of their time on this critical function, with the ...

Summary The Compliance Department at Credit Agricole's Combined US Operations (CUSO) seeks an ... Monitor the regulatory changes impacting CUSO and ensuring timely compliance with the on-going ...

He/she will help with the delivery of expert advice to broker dealers regarding FINRA, SEC and/or state regulatory requirements and regulatory best practices. With a diverse team of Compliance ...

Licensing and Regulatory Oversight * Assist in building and maintaining a licensing program to meet ... Provide regular compliance reporting to internal stakeholders and regulators. Risk Management and ...

... regulatory reporting. • Ensure that appropriate personnel are trained in applicable aspects of OFAC. • Regularly apprising the Director of Branch BSA Compliance of ongoing compliance with the ...

The Clinical Educator designs and implements educational programs, provides guidance on clinical documentation, and ensures compliance with regulatory and quality standards. Duties and ...

The Global Regulatory Affairs Manager will lead the team tasked with supporting product submissions ... You will play a key role in overall product compliance as it applies to domestic and international ...

Responsibilities * Assist with preparing various regulatory filings including Form ADV * Assist with updates to Compliance Manual, Code of Ethics and other policies * Assist in conflicts, MNPI and ...

... regulations. This person will report directly to the firm's Chief Compliance Officer. 2-4 years of Registered Investment Advisor (RIA) experience is required. #24-46

Promotes and maintains a training program that is in compliance with all governmental and contractual regulations and meets the agency's established policies and procedures, objectives, quality ...

Regulatory Duties: * Performs monthly audits of the centers for compliance regarding the Medicare Condition of Coverage standards with the Director of Nursing and Chief of Operations. * Oversees ...

This position will have the opportunity to develop a strong foundation in investor reporting and regulatory compliance and gain in-depth knowledge of investor relations and hedge fund operations. The ...

Maintains project records including; design drawings, submittals, as-builts, correspondence, regulatory submissions, financial statements, and all other project information. * Assures compliance with ...

This role will oversee the full product lifecycle, from concept to market launch, while ensuring compliance with global regulatory standards. Responsibilities: Product Development: ● Lead the ...

The Head of Development Management will oversee all aspects of project development, including land acquisition, permitting, interconnection, and regulatory compliance for solar DG projects. This role ...

This leadership role requires a strong background in epidemiology, regulatory compliance, and clinical practice to drive organizational improvements and ensure a safe healthcare environment

In this role, you'll oversee regulatory licensing applications and advise on regulatory compliance and product development matters, particularly the launch and development of Arkham Exchange. This is ...

... regulatory requirements. * Conduct regular audits of factories and suppliers to ensure compliance with quality assurance processes. * Address and resolve any quality issues in products, materials, or ...

... and regulatory filings, including foreign ownership filings • Assist with compliance training and onboarding for new hires • Approve, log and monitor expert network calls Technology ...

We partner with industry leaders to conduct innovative, patient-focused research across diverse therapeutic areas, all while adhering to the highest ethical standards and regulatory compliance. Job ...