Established by a practicing attorney, the goal of MNF Global is to meticulously identify a candidate's professional aspirations and to align these with excellent career opportunities. If you are an ...
Familiarity and experience with applicable MSRB, SEC, and other applicable laws, rules, and ... attorney at a national law firm and/or global financial services firm. * JD with an active ...
... Attorney. Overview : Our Global Bank Client is looking for legal support on the Master Repurchase ... Advising on the new SEC standard mandating the central clearing in the US Treasury Market
Familiarity and solid experience in advising on SEC regulatory examinations and enforcement defense, as well as conflicts of interest and disclosures are required. Experience with corporate ...
... Attorney with 3-6 years of experience (JD class of 2018 or 2019 or 2020 or 2021) to join its ... Experience in SEC or PCAOB enforcement matters ; Some engagement with auditing and accounting ...
About the Role iCapital is looking to hire a Registered Fund Attorney Vice President to join the ... Review materials for SEC and FINRA compliance. * Draft and review various contracts, non-disclosure ...
Direct Counsel is seeking a mid-level to senior Financial Services Compliance/Regulatory Attorney ... Interact with regulatory bodies such as the SEC and FINRA. Qualifications: * Juris Doctor (JD ...
Ascension Global Staffing & Executive Search is seeking a litigation mid-level attorney with a ... SEC enforcement and antitrust/unfair competition litigation. The anticipated annual base salary ...
Preparing and filing required regulatory forms with the SEC, FINRA, and other regulatory bodies. * Providing legal and regulatory guidance to clients on compliance with federal and state securities ...
Candidates should have specific expertise in securities and capital markets--in particular, familiarity with public company reporting obligations, public securities offerings, SEC compliance and ...
Assisting the firm's senior attorneys in supervising various duties delegated to legal & non-legal ... Representation of a whistleblower with the US government regarding SEC violations. * Global ...
Be the lead attorney for providing legal advice and support for our SEC filings, including Forms 10-K, 10-Q, 8-K and Proxy Statement * Manage compliance with insider trading policy, Regulation FD ...
Provide legal advice and support to clients on regulatory and compliance matters, including SEC ... Support senior attorneys in complex transactions and provide mentorship to junior associates and ...
... as SEC compliance and general corporate governance (preferably at an AmLaw 50 firm) * Have a JD ... This role is ideal for an energetic and enthusiastic lawyer looking to work on game-changing ...
... SEC examinations, and matters relating to investment advisory, brokerage, custody, securities ... This firm has served clients for more than 100 years and has over 3,500 attorneys firmwide. They ...
... outside lawyers / accountants, assisting the team with client matters on a day-to-day basis, etc ... Not Applicable SEC Security-Based Swap Dealer Associated Person: * Not Applicable The expected ...
... to attorney Primary * Assist assigned attorneys in creating legal documents * Communicate with ... Maintenance of corporate records * Assist with filings with the SEC (EDGAR), IRS, and other ...
... attorneys in the Corporate Department practice group in all stages of corporate transactions ... Prepares SEC filings, both corporate and Section 16, and with regard to securities offerings
We are looking for a lawyer to join our team. You will lead the legal strategy for a fast-growing ... and SEC guidelines), intellectual property management, contract negotiation, employment law ...