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The attorney will assist in advising management, front office and administrative staff on the ... S. capital markets regulations, including those issued by the SEC and CFTC, securities and ...

... SEC EDGAR. • Perform calendar management; scheduling meetings, conference calls, travel ... to draft attorney appearances, including motions to appear pro hac vice in various federal and ...

Research and compile data needed to prepare electronic filing of SEC form types, EDGAR filings, and other financial compliance documents * Communicate with lawyers and supervisors regarding jobs ...

We are looking for a junior to mid-level attorney who is curious, eager to learn, excited to ... Juris Doctor with NYS Bar Admission * 2-5 years of practical experience at a top law firm or SEC ...

Liaise with regulators such as FINRA, the SEC, and others on regulatory matters. * Manage ... About You * 4+ years of experience as a practicing attorney in a large law firm or in-house legal ...