Sec jobs in Nutley, New Jersey (NJ) State

CoreWeave is searching for a Director, SEC Reporting. This role will a) build out the team necessary to prepare and b) direct the preparation and distribution of all periodic financial statements for ...

Opportunity: Mid-Level Corporate Associate MNF Global has a proud history of assisting talented attorneys in finding exceptional positions for over 16 years. Established by a practicing attorney, the ...

Stay current on SEC and FINRA requirements, contributing to SEC ADV filings and ensuring compliance with relevant regulations. * Manage financial aspects of regulatory exams and inquiries, including ...

This key role within the Corporate Accounting Group ensures the accuracy of periodic SEC filings, including quarterly and annual reports (10-Q and 10-K), as well as other external financial reporting ...

The role is directly responsible for managing the preparation of our regulatory and SEC filings, including the 10-Qs and 10-K, and coordination with our legal team with respect to the Proxy Statement ...

Investment advisory products and services offered through Equitable Advisors, LLC, an SEC-registered investment advisor. Annuity and insurance products offered through Equitable Network, LLC

Investment advisory products and services offered through Equitable Advisors, LLC, an SEC-registered investment advisor. Annuity and insurance products offered through Equitable Network, LLC

Investment advisory products and services offered through Equitable Advisors, LLC, an SEC-registered investment advisor. Annuity and insurance products offered through Equitable Network, LLC

Investment advisory products and services offered through Equitable Advisors, LLC, an SEC-registered investment advisor. Annuity and insurance products offered through Equitable Network, LLC

Investment advisory products and services offered through Equitable Advisors, LLC, an SEC-registered investment advisor. Annuity and insurance products offered through Equitable Network, LLC

Draft quarterly 10Q and annual 10K documents, including financials, for SEC filing. * Lead SOX compliance efforts to achieve a clean audit opinion in the 10K. * Review the month-end close process to ...

Investment advisory products and services offered through Equitable Advisors, LLC, an SEC-registered investment advisor. Annuity and insurance products offered through Equitable Network, LLC

Investment advisory products and services offered through Equitable Advisors, LLC, an SEC-registered investment advisor. Annuity and insurance products offered through Equitable Network, LLC

Oversees the preparation, review FRY-9C, FFIEC 009, FR Y-15, regulatory reports for the broker dealer entity including FINRA and SEC reports (Focus, SSOI, OBS, SIS), FRB's TIC B reports and all other ...

Investment advisory products and services offered through Equitable Advisors, LLC, an SEC-registered investment advisor. Annuity and insurance products offered through Equitable Network, LLC

Investment advisory products and services offered through Equitable Advisors, LLC, an SEC-registered investment advisor. Annuity and insurance products offered through Equitable Network, LLC

Additionally, this position will monitor emerging SEC guidelines and new and proposed U.S. GAAP accounting standards. Essential Functions * Partner with CEO and senior management to work on day to ...

Investment advisory products and services offered through Equitable Advisors, LLC, an SEC-registered investment advisor. Annuity and insurance products offered through Equitable Network, LLC

Investment advisory products and services offered through Equitable Advisors, LLC, an SEC-registered investment advisor. Annuity and insurance products offered through Equitable Network, LLC

Investment advisory products and services offered through Equitable Advisors, LLC, an SEC-registered investment advisor. Annuity and insurance products offered through Equitable Network, LLC

Investment advisory products and services offered through Equitable Advisors, LLC, an SEC-registered investment advisor. Annuity and insurance products offered through Equitable Network, LLC

Investment advisory products and services offered through Equitable Advisors, LLC, an SEC-registered investment advisor. Annuity and insurance products offered through Equitable Network, LLC

Ensure timely and accurate financial reporting in accordance with SEC regulations and GAAP/IFRS standards. * Prepare and file quarterly and annual reports (10-Q, 10-K) with the SEC. * Maintain ...

Good knowledge of SEC and Finra regulatory reporting requirement (e.g., 15c3-1, 15c3-3, 17a-13, 17a-5, Finra 2231, customer statements, Finra 4210, etc.) * Product knowledge in Broker Dealers ...