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Job Overview This job posting is anticipated to remain open for 30 days, from 11-Jun-2025. The posting may close early due to the volume of applicants. If you find yourself at a professional crossroads, a career as a financial advisor may be the right change for you. Financial advisors partner ...

TravelNurseSource is working with Epic Travel Staffing to find a qualified OR RN in NEPTUNE CITY, New Jersey, 07753!.This is a travel Nurse - OR assignment in NEPTUNE CITY, NJ, working days.Don't miss this exciting Operating Room travel RN job opportunity! At Epic Travel Staffing, you’ll never se...

TravelNurseSource is working with Epic Travel Staffing to find a qualified OR RN in NEPTUNE CITY, New Jersey, 07753!.This is a travel Nurse - OR assignment in NEPTUNE CITY, NJ, working days.Don't miss this exciting Operating Room travel RN job opportunity! At Epic Travel Staffing, you’ll never se...

TravelNurseSource is working with Epic Travel Staffing to find a qualified Other RN in Rochester, New York, 14620!.This is a travel Licensed Practical Nurse assignment in Rochester, NY, working variable.Don't miss this exciting travel LPN job opportunity! At Epic Travel Staffing, you’ll never sec...

TravelNurseSource is working with Epic Travel Staffing to find a qualified OR RN in Jersey City, New Jersey, 07302!.This is a travel Nurse - OR assignment in Jersey City, NJ, working nights.Don't miss this exciting Operating Room travel RN job opportunity! At Epic Travel Staffing, you’ll never se...

TravelNurseSource is working with Epic Travel Staffing to find a qualified OR RN in Jersey City, New Jersey, 07302!.This is a travel Nurse - OR assignment in Jersey City, NJ, working nights.Don't miss this exciting Operating Room travel RN job opportunity! At Epic Travel Staffing, you’ll never se...

Job Description About Futu US Inc.: Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU). Our core mission revolves around inn...

Job Description About Futu US Inc. Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU). Our core mission revolves around in...

Senior Manager – Corporate Risk – Control Governance & Oversight Corporate Risk is seeking a hard-working and driven professional to join the team! You will support businesses across Fidelity in strengthening control environment across different products and programs. As Senior Manager Control ...

Capital Markets Associate Attorney Law Firm, New York All inquires are confidential. The firm will not see your information without your consent. I am working with a leading New York-based law firm, looking to add an Associate attorney to their growing Corporate & Securities team. The na...

I'm working with one of New York’s most respected mid-sized law firms — a firm with deep roots in the city, a robust corporate practice, and a reputation for handling sophisticated matters across the securities and transactional landscape. This isn’t a revolving-door role or a high-volume paper-p...

A nationally recognized law firm with a strong presence across six major U.S. markets, is seeking a Partner-Level Fund Formation Attorney with a minimum of seven years of experience and a portable book of business to join its New York City or Washington, D.C. offices. This is a unique opportunity...

Summary: The Investment and Corporate Banking Advisory (“ICBA”)– Americas is responsible for the Advisory function within Investment & Corporate Banking Regulatory Compliance (“ICBRC”), which comprises ICBA and the CMG (“Conflicts Management Group”). The candidate should have a clear understa...

Job Announcement: Corporate Attorney Location: One World Trade Center, New York, NY (scheduled to open in July/August) Employment Type: Full-Time, in-person Application Deadline: 13th June, 2025 (Friday), or until the position is filled ※ Please apply by emailing directly to us (see below ★...

Our client, a highly regarded midsize law firm with a nationally respected White Collar & Investigations practice, is seeking a Litigation Associate with 4-to–5 years of experience in white collar criminal defense, regulatory enforcement, and government investigations. This is a prime opportunity...

Compliance Professional (New York, NY): Our client, a prominent private equity and private credit fund with over $100B in AUM, is looking for a driven Compliance Professional to join their dynamic, collaborative team. This is a newly created opportunity to report into the Chief Compliance Office...

A nationally recognized law firm with a strong presence across six major U.S. markets, is seeking a Partner-Level Fund Formation Attorney with a minimum of seven years of experience and a portable book of business to join its New York City or Washington, D.C. offices. This is a unique opportunity...

Hybrid remote | 2 weeks/month in Jersey City, NJ The Customer Protection and Security Architecture team is seeking an individual who is looking for an ambitious and exciting opportunity to join us as a Technical Risk Analyst. In this role, you will lead an important effort to map critical...

Locum CRNA 126769: Northwest, New York Dates: 7/7/25-10/11/25Salary Range: $225 per hourPosition: CRNANumber of Openings: 1Duration of Assignment (weeks): July through OctoberEstimated Privileging Timeframe (days): 21Case Type(s): General, Ortho, OB, Endo, OB C-sec onlyWilling to accept candidate...

Summary: The Head of Monitoring and Surveillance Americas will oversee the electronic and voice communications of the Firm’s employees, in addition to trade surveillance review. The Head of Monitoring and Surveillance will also be responsible for managing controls on specified activities as well...

Position: Sr Technical Project Manager (Cybersecurity) Domain: Insurance Location: New York, NY 10001 / Holmdel, NJ 07733 / Stamford, CT 06902/ Bethlehem, PA 18017 Duration: 6 months of contract + possible extensions Work Schedule: 3 days onsite/ 2 days remote, per week Job Description T...

Locum CRNA 126769: Northwest, New York Dates: 7/7/25-10/11/25Salary Range: $225 per hourPosition: CRNANumber of Openings: 1Duration of Assignment (weeks): July through OctoberEstimated Privileging Timeframe (days): 21Case Type(s): General, Ortho, OB, Endo, OB C-sec onlyWilling to accept candidate...

CRNA Opportunity in New York Cases: General, Ortho, OB, Endo, OB C-sec only.

Conduct regular compliance audits and risk assessments to identify potential areas of non-compliance. SEC, FINRA) and compliance best practices. Ability to interpret complex regulations and provide practical compliance solutions.

Regulatory Compliance and Financial Administrative Professionals for US and London based financial services entity. Chief Compliance Officer and/or other financial regulatory licensing in either UK or US. Familiarity with FINRA, SEC, NFA, RIA and/or FCA regulatory compliance protocols, including ...

Locum CRNA 126769: Northwest, New York Dates: 7/7/25-10/11/25Salary Range: $225 per hourPosition: CRNANumber of Openings: 1Duration of Assignment (weeks): July through OctoberEstimated Privileging Timeframe (days): 21Case Type(s): General, Ortho, OB, Endo, OB C-sec onlyWilling to accept candidate...

Locum CRNA 126769: Northwest, New York Dates: 7/7/25-10/11/25Salary Range: $225 per hourPosition: CRNANumber of Openings: 1Duration of Assignment (weeks): July through OctoberEstimated Privileging Timeframe (days): 21Case Type(s): General, Ortho, OB, Endo, OB C-sec onlyWilling to accept candidate...

Flight Hours: Pilot Enter on Duty minimums are 1500 flight hours; (up to 500 hours can be waived, reducing the pilot enter on duty minimums to 1000 hours. Experience may include Operation of an aircraft as Captain, Pilot in Command, Aircraft Commander, First Officer, Certified Flight Instructor, ...

Have 5 years of firsthand experience with operational management processes at a fintech or other financial institution, with 3 years of direct exposure to broker-dealer and/or RIA operations * Have significant understanding of SEC and FINRA rules that govern operational integrity, customer protec...

Location: New York, NY Title: VP, Investment Product Marketing Overview: A fast-growing financial services platform is looking for a skilled and experienced Investment Product Marketer to join its marketing and communications team. This role will focus on building and executing strategies that...

Nomura) to submit for clearance and settlement "all eligible secondary market transactions to which such direct participant is a counterparty. Project Manager / Business Analyst: SEC US Treasury Mandatory Clearing. The primary regulatory project related to this role is the "SEC US Treasury Cleari...

Kforce's client, an SEC Filer and SaaS company headquartered in New York, NY, is seeking a Controller.

Front Office Business analyst in Prime Services, Swap business. Keywords: business analyst ba pm program manager swaps trading regulatory sftc sec murex nuvoprime functional release testing case operations nuvoprime swapone. Our client, a major bank in New York City, is looking for Equity Swaps B...

Ensure compliance with SEC, FINRA, and other regulatory authorities. Collaborate with internal teams and external auditors to maintain effective compliance practices. Provide strategic guidance to senior management on compliance and operational matters.

OTC Link ATS, OTC Link ECN and OTC Link NQB are each an SEC regulated ATS, operated by OTC Link LLC, a FINRA and SEC registered broker-dealer, member SIPC. Create and implement digital education on how to use our OTCQX, OTCQB, and OTCID trading markets to create an informational and operational e...

We are looking for a Chief Compliance Officer (CCO) who will assume primary responsibility for ensuring broker-dealer compliance with SEC, FINRA and applicable state rules/ regulations. The primary responsibility would be to design, implement and maintain the broker-dealer compliance program, dev...

Monitor equity trading activity to ensure compliance with SEC, FINRA, and global regulatory requirements. Develop, implement, and maintain policies and procedures to support equity trade compliance. Conduct periodic risk assessments and gap analyses related to equities compliance.

We are seeking someone who is passionate about working with numbers to join our team of Financial Research Analysis professionals. Obtain and organize SEC filings, analyst reports, news articles, conference calls, insider trading reports. Familiarity with financial markets, public companies and s...

Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA), Series 57_TD - Securities Trader - Financial Industry Regulatory Authority (FINRA), Series 63_AG - Agent - Financial Industry Regulatory Authority (FINRA), Series 7_GS - Gen Sec Rep - Financial Industry R...

NFE is searching for a Senior Accountant, Technical Accounting & SEC Reporting that will support the company's growing financial reporting team. This individual will assist in the preparation of financial statements, MD&A and disclosures for the company's quarterly and annual SEC reporting requir...

Are you a skilled administrative professional with a background in Trust and Estates? We're looking for two dedicated Trust and Estates Secretaries to join our team in NYC and Mineola, NY. Draft and prepare legal documents, including wills, trusts, and probate forms. Proven experience as a legal ...

PFI) is seeking a Manager of Financial Reporting. Investment Operations, CIO, Asset Managers, SEC Reporting, GAAP Consolidation, Corporate Consolidated P&A, ALM P&A, International Finance and P&A, PGF traders, and systems area supporting derivative etc. Track record of financial reporting and ana...

Monitor the activities of all accounting standard setting bodies, including the Financial Accounting Standards Board (FASB), the International Accounting Standards Board (IASB), the SEC, and the Public Company Accounting Oversight Board (PCAOB), and support analysis of the accounting and reportin...

You will be our Financial Accountant and will be responsible for preparing external and internal reporting as well as assisting with the investment accounting processes. Experience with the preparation or review of US GAAP financial statements, SEC filings and local reporting requirements as need...

Our clients rely on our investment acumen to help secure their future. The contents of the qualifications and experience section of this job description are a guideline only. Through Athene, our retirement services business, we specialize in helping clients achieve financial security by providing...

This role is responsible for managing the external financial reporting process and complying with US GAAP and SEC regulations. Yext is seeking a highly motivated individual to join our SEC Reporting & Technical Accounting team. Maintain quarterly Disclosure Committee review process and support Au...

Strong current knowledge of US Generally Accepted Accounting Principles including SEC reporting, purchase accounting and transaction related issues. Houlihan Lokey's Transaction Advisory Services (TAS) team assists private equity and corporate clients by providing cohesive diligence across financ...

As an External Reporting Controller - Associate within Treasury/Chief Investment Office, your primary role will be related to regulatory and SEC reporting. This role necessitates close collaboration with senior management across various teams, including Treasury/Chief Investment Office Finance, t...