Sec jobs in Union City, NJ - Page 2Create job alerts

Blackstone is the world's largest alternative asset manager.We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work.We do this by using extraordinary people and flexible capital to help companies solve prob...

As our Senior Accountant, SEC Reporting and Technical Accounting you will support Fluent (NASDAQ: FLNT) with accurate and timely SEC reporting, internal controls, technical accounting research, external audit and sustainable processes critical to the growth of our growing public company.

Experience with SEC reporting, working with Workiva (WDesk) or similar SEC reporting tools. Monitor the activities of all accounting standard setting bodies, including the Financial Accounting Standards Board (FASB), the International Accounting Standards Board (IASB), the SEC, and the Public Com...

Business Development Specialist. This role is ideal for a proactive sales professional with some real estate experience who can effectively connect with high-level decision-makers and influence regional property management teams. Conduct sales activities aimed at introducing company services and ...

Consultants have 10 years experience of working in the Wealth & Asset Management (FINRE/ SEC Broker dealers, investor advisors and/or asset managers and have over 5 years working as a consultant. We are looking for financial consultants who have experience of product and functional knowledge of f...

IQ-EQ works with managers in multiple capacities ranging from hedge fund, private equity fund, and mutual fund launches; private equity fund administration; advisory firm set-up, regulatory registration and infrastructure design; ongoing regulatory compliance (SEC, CFTC, and 40 Act); financial co...

Company's Quarterly Earnings Release; Review footnotes and other disclosures for Annual Report on Form 10-K and Quarterly Report on Form 10-Q; Assist in reviewing quarterly Earnings Release and investor presentations; Support other financial statement projects including 401(k) plan and statutory ...

Kforce's client, an SEC Filer and SaaS company headquartered in New York, NY, is seeking a Controller.

If you are excited by technology that has the power to handle hundreds of thousands of transactions per second; collect tens of billions of events each day; and evaluate thousands of data-points in real-time all while responding in just a few milliseconds, then IAS is the place for you!. This rol...

As our Manager, SEC Reporting and Technical Accounting you will support Fluent (NASDAQ: FLNT) with accurate and timely SEC reporting, internal controls, technical accounting research, external audit and sustainable processes critical to the growth of our growing public company. Research, interpre...

The team interfaces with global product controllers, Legal Entity Controllers (LECs), SEC Financial Reporting, Accounting Policy, Legal, Funding, Treasury, Credit Risk, Market Risk and various other teams across the firm. This will include significant interaction with various finance teams across...

This in-office leadership role is ideal for compliance professionals with deep expertise in SEC marketing rules, private fund advertising, and marketing content review. You'll oversee compliance for all marketing deliverables, lead testing and AML programs, and ensure firm-wide readiness for SEC ...

We are seeking a highly skilled and motivated Senior Accountant to join our dynamic corporate team in our Jersey City global headquarters, which has a flexible hybrid work model. Supervise and coach SEC staff accountant.

Knowledge of Section 8, LIHTC and HUD. Review applicant files and determining Section 8 eligibility. Follow LIHTC, HOME, Mitchell-Lama and Section 8 guidelines.

Oversee the annual corporate governance calendar to ensure compliance with SEC, NASDAQ, and other regulatory filing and notice requirements. Partner with Corporate Secretary with occasional corporate transactions, including M&A, tax, and financing activities. Minimum 7 years of experience, with a...

Stay informed on governance trends, SEC and Nasdaq regulations, and industry best practices, presenting insights to the Nominating, Governance and Corporate Responsibility Committee. Support ESG initiatives, public disclosures and corporate governance matters. Expertise in corporate and securitie...

Stay informed on governance trends, SEC and Nasdaq regulations, and industry best practices, presenting insights to the Nominating, Governance and Corporate Responsibility Committee. Support ESG initiatives, public disclosures and corporate governance matters. Peloton is looking for a motivated, ...

Project Manager / Business Analyst: SEC US Treasury Mandatory Clearing. The primary regulatory project related to this role is the SEC US Treasury Clearing industry mandate, which requires that a Treasury CCP establish policies and procedures that require its direct participants (i. Nomura) to su...

The company has a team of seasoned professionals with over 100 years of combined experience as public and private company CFOs, including diverse experience in SEC regulatory compliance and reporting, corporate finance, operations management, strategic planning, raising capital, managing, and imp...

Experience counseling top-tier investment management firms on regulatory matters, including registration, conflicts of interest, compliance policies, advertising/marketing, SEC examinations, enforcement defense, and new product development. Direct Counsel is assisting one of the world's leading i...

The Assistant Controller will focus specifically on the financial reporting for various real estate credit investment vehicles managed by Related Fund Management, an SEC registered investment Advisor with approximately $12. The Assistant Controller will manage the flow of information prepared by ...

Withum is a place where talent thrives - where who you are matters.It's a place of endless opportunities for growth.A place where entrepreneurial energy plus inclusive teamwork equals exponential results.Connect with our diverse teams of professionals to gain insight into the career you envision....

We are looking for a Chief Compliance Officer (CCO) who will assume primary responsibility for ensuring broker-dealer compliance with SEC, FINRA and applicable state rules/ regulations. The primary responsibility would be to design, implement and maintain the broker-dealer compliance program, dev...

At least 4 years of experience at a top law firm or corporate law department with a national or international presence, specifically in securities law, SEC reporting, and corporate governance. From SEC filings to governance and equity matters, you’ll drive high-impact initiatives that shape how w...

Ideally, you have 3-6 years of experience working collaboratively in teams and independently managing key aspects of secondary transactions for private equity sponsors and secondary investors. Private Equity Investment Funds (Secondaries) – Mid-Level Associate. Private Equity Investment Funds (Se...

The Chief Counsel and Chief Compliance Officer will serve as the trusted adviser to Marsh McLennan Agency (MMA) Asset Management, MMA Securities, and Marsh McLennan Company (MMC) Securities, and generally serve as an expert in FINRA broker-dealer rules and SEC RIA matters. This position will dire...

Prepare and review the Company’s SEC filings, including 10-Ks, 10-Qs, 8-Ks, proxy statements, and Section 16 filings, and ensure compliance with SEC and NASDAQ rules and regulations. As our Corporate Counsel, SEC Reporting and Corporate Governance, you will report directly to the Chief Financial ...

GAAP Accounting for Insurance, Statutory Accounting, Insurance Premium and Agency Commissions Accounting, Yellow Book, Blue Book Financial Reporting, Corporate Consolidation, SEC Reporting, Reinsurance Accounting, Analysis including of Loss Reserves, Month-End Close Process Management, Process Im...

WithumSmith+Brown, PC is an equal opportunity employer and does not discriminate against otherwise qualified applicants on the basis of race, color, creed, religion, ancestry, age, sex, (including pregnancy), genetic information, marital status, domestic partnership status, familial status, affec...

We are seeking a Federal Criminal Defense Attorney to join our law firm in an Of Counsel Position. Candidates with previous experience as a federal criminal prosecutor, DOJ, OIG, SEC, or ASUA will receive more consideration. Over 5 years of experience in Federal Criminal Defense and/or roles at t...

PIMCO is seeking a Senior Compliance Officer to join its global compliance team within the Legal and Compliance Department, focusing on the U. Administer the funds compliance program, including compliance with co-investment exemptive relief granted by the SEC. The ideal candidate will be based in...

Prepare and review the Company’s SEC filings, including 10-Ks, 10-Qs, 8-Ks, proxy statements, and Section 16 filings, and ensure compliance with SEC and NASDAQ rules and regulations. As a participating employer, Fluent, LLC will provide the Social Security Administration (SSA) and, if necessary, ...

Financial Analysis and Reporting. Assist the financial reporting and consolidations teams Form 10-Q and Form 10-K, including preparation of notes to the financial statements and related analyses. Assist with pro-forma (SEC regulation S-X and ASC 805) financial statement preparation.

Manager of Financial Reporting and Technical Accounting. Perform a key role in accounting research efforts to analyze and support the treatment of complex transactions, including the preparation of accounting memos. SEC reporting and/or public accounting experience preferred.

Advanced experience in and knowledge of Commodity Futures Trading Commission (CFTC), Securities and Exchange Commission (SEC), and NFA swap dealer and security-based swap dealer regulations preferably in a Compliance or Legal Advisory role advising businesses directly. Swap Dealer and Security-Ba...

As a Broker Dealer Operations Associate on the Flourish team, you will report to the Broker Dealer Operations Lead and partner closely with Flourish's cash, client support and strategic partnership teams on the daily treasury operations. SEC/FINRA Broker Dealer regulated institutions such as 15c3...

Having previously served in the role of Chief Information Security Officer you have specific, hands-on experience building, maintaining, and operating the full Cybersecurity Program for a leading Hedge Fund or Family Office. Drive security standards across the organization, including information ...

Ensure all reporting adheres to Global Investment Performance Standards (GIPS), SEC Marketing Rule requirements. Deep understanding of GIPS standards, attribution methodologies, and performance calculation techniques, private fund reporting requirements.

Business Analyst / Project Manager with CFTC & SEC & CAT.CFTC (Commodity Futures Trading Commission) : Yrs.SEC ( Securities & Exchange Commission) : Yrs.Canada and CAT ( Consolidated Audit Trail ) Regulatory Reporting: yrs.To support and maintain operational systems and static data associated to ...

Job Description:\n\n Job title: Security Guard Reports to: Operations Coordinator/Director of Security Services FLSA Status: Non-Exempt (Hourly) / Full Time/Part Time Date Issued: May 2020 POSITION SUMMARY: The role of the Security Guard is to provide HPCDC with professional protective services o...

Job DescriptionAscension Global Staffing & Executive Search, a Hispanic Women Owned & Operated National Recruiting Firm stands at the forefront of innovation and excellence. Led by a visionary team with a deep commitment to diversity and inclusion, our firm is dedicated to identifying and attract...

Job Description Responsibilities - Reviewing and negotiating fund documentation, including limited partnership agreements, subscription agreements, and side letters. - Advising clients on a range of securities transactions, including public offerings, private placements, and Regulation D offer...

Job DescriptionCompany Description As part of the Wilshire family, you can rest assured that every day you are contributing to an organization that is helping investors improve their financial outcomes. For more than 50 years, Wilshire has been dedicated to providing customized portfolio soluti...

Job DescriptionJob Title: Litigation Associate – Securities Locations: New York, NY | Orange County, CA | San Diego, CA | San Francisco, CA | Silicon Valley, CA | Washington, D.C. Practice Area: Securities Litigation Experience Level: Minimum 2 YearsPosition Summary Direct Counsel is representing...

Job DescriptionAssociate – Investment Funds Regulatory Location: Chicago, Washington, D.C., or New York Experience Level: 3+ years Practice Group: Investment Funds Regulatory Direct Counsel is representing an Am Law 100 firm that’s seeking a skilled associate attorney with 3+ years of experience ...

Job Description Vice President of Accounting Location: Toms River (Onsite with occasional travel) Compensation: $200,000 – $250,000 base + bonus Status: Full-time | Exempt Benefits: Comprehensive package including medical, dental, vision, 401(k) with match, PTO, and long-term growth potential LH...

Job Description About Futu US Inc.: Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU). Our core mission revolves around in...

Job Description Who We Are: Oppenheimer & Co. Inc. (“Oppenheimer”) is a leading middle-market investment bank and full service broker-dealer. With roots tracing back to 1881, the Company is engaged in a broad range of activities in the financial services industry, including retail securities bro...