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The Risk and Compliance Services National Security team drives value by delivering a range of risk advisory and compliance solutions rooted in risk management standards and technical expertise. Identify solutions, develop NSA Compliance Policies, Communication & Access Plans, Security Compliance ...

They will lead as a subject matter expert to advise on business requirements, system capabilities ... Set up, modify and maintain Workday security (including but not limited to adding, changing, and ...

Advise the business on how to meet new and existing regulatory obligations, evaluate new and ... Will be expected to take and pass FINRA Securities Industry Essentials exam within 6 months Hybrid ...

Lead Advisor is a wealth management search firm and this role is to work for a client. For other ... financial security planning contest tracking. • Manage and oversee other agency contests as ...

POSITION SUMMARY The Youth Advisor for Trinity Youth works with the Director for Youth and ... With Operations, Facilities, and Security, ensure proper set-up and breakdown for Youth activities

Northwestern Mutual | Wealth Management Advisor We are seeking ambitious and driven sales ... As a Financial Planner, you will: · Identify client needs and goals to provide a sense of security ...

Securities offered through Equitable Advisors, LLC (NY, NY (212) 314-4600), member FINRA, SIPC (Equitable Financial Advisors in MI & TN). Investment advisory products and services offered through ...

If E-Verify cannot confirm that you are authorized to work, this employer is required to give you written instructions and an opportunity to contact Department of Homeland Security (DHS) or Social ...

Opportunity Our client is an established, rapidly expanding NY-based multi-regional security services firm with a substantial opportunity for an experienced senior operations manager to lead and ...

Experience collaborating or advising on marketing initiatives to generate inbound sales leads * Certification or degree in security, IT, security, or related field * Ability to come to our Baltimore ...

Our client, a non-profit organization, is seeking a Head of IT Infrastructure & Security to join ... The Phoenix Group Advisors is an equal opportunity employer. We are committed to creating a diverse ...

Responsibilities include: • Advising public companies on Securities Act of 1933 and Securities Exchange Act of 1934 compliance • Handling public and private securities offerings • Navigating ...

Oberon Securities, headquartered in the vibrant hub of New York City, is actively seeking seasoned ... With a distinguished track record, including five-time winner of the M&A Advisor Award for "Deal of ...

In this role you will develop and maintain security frameworks and architectures, technical ... an advisor for your career advancement. Solomon Page has an extensive network of established ...

Manage performance securities and liaise with JV parent companies for guarantees. Activities: * Work with the Tax team, selected external advisors and relevant suppliers to prepare assessments and ...

... Advisers Act, FINRA rules, Investment Company Act, Securities Act, and ERISA · Partner with business, operational and risk teams through all stages of the development of new advisory initiatives ...

Provide advice regarding regulatory matters appropriate for a wealth management and asset management business, including the Investment Advisers Act, FINRA rules, Investment Company Act, Securities ...

Regular advising on both borrowers and lenders in mortgage and mezzanine financing transactions (including both securitized loans, balance sheet loans, bridge loans, and construction loans

Department of Labor's (DOL) Employee Benefits Security Administration (EBSA) Benefits Advisors representing members as they navigate their Fund benefits or challenge benefit denials. This work is ...

CHEQ is the global leader in Go-to-Market Security, trusted by over 15,000 customers worldwide to ... You will be a trusted advisor and the face of the company for our clients. Responsibilities

SEC and CFTC registrations, ERISA, and federal, state and international securities laws (including the Investment Advisers Act of 1940, the Securities Act of 1933 and the Exchange Act of 1934) • ...

Serve as an ongoing strategic advisor to the operational team leads to help evolve and implement ... Draft and update all building related policies and procedures including, safety and security ...

... security. As part of our international growth, we are building a Sales and Delivery Center in the ... You will be a trusted advisor for our existing and future customers, helping them save costs and ...

We are inundated with business from clients who love the way we advise on privacy compliance (hence ... Professional involvement in the privacy and/or data security space (attendance at privacy ...