Are you a business? Hire series 24 candidates in West New York, NJ
FINRA Series 7, 63, and 24 (optional) * Candidates holding a J.D. are welcome * Working knowledge of the following: Private Credit, 40 Act Funds, Collateralized Loan Obligations (CLOs), and/or legal ...
The successful candidate is a fully registered sales assistant holding a Life, Accident & Health Insurance License, FINRA Series 7 & 66 (or 63/65 combo) with 3 or more years in the investment ...
Candidates must have their Series 7 and 24 to be considered. Salary - 120-140k base+ bonus Key Responsibilities : * Ensure compliance with all relevant regulations, including SEC and FINRA rules ...
SIE, Series 7 and Series 24 required for role but not a pre-requisite Educational Qualifications: * Bachelor's Degree required Hybrid Working - We are currently operating a hybrid model for our ...
Broker-Dealer, FINRA Series 7, 24, 14, 53, and/or 79. Key Tasks - Manage all FINRA Gateway related items, including registrations, responses, Form U4, Form U5, monitoring of FINRA reports, handling ...
Series 7 and 24 or ability to obtain the licenses upon hiring; and * Strong writing skills. Desired * Must have a strong work ethic and the ability to work well with others; * Must have strong verbal ...
We will sponsor your pursuit of FINRA Series 7 and 66 registrations which must be passed prior to ... salary of $24,000 with reduced commission. Commissions in both scenarios are calculated in ...
Series 7, 24, and 79 required. * Skills: Excellent analytical skills with the ability to interpret complex regulations. Strong communication and leadership skills to effectively manage and guide ...
Series 7, 24, 99 helpful * 1-3 years industry experience Educational Qualifications: * Bachelor's Degree required Hybrid Working - We are currently operating a hybrid model for our shared services ...
Must hold FINRA Series 24. Preferred to also have Series 4, 27, or 79. Why Join Us? • Impact : Play a key role in shaping the future of our company as we transform the way individuals and ...
Typically, within 24 hours. * Is there any specific software I need for the company overview? No, our platform is accessible through any standard web browser. Details will be provided in the ...
FINRA Series 7 and 24 required. * Bachelor's degree * Candidate ideally functioning currently as a compliance officer and be accustomed to working independently. * Candidate must be able to work well ...
Neonatologists are available 24 hours a day. CMMC's liberal visitation policy encourages families ... Childbirth Series, Sibling Class, Breastfeeding and Baby Shower Infant Class. Our OB/GYN ...
Series 7, 24 and 99 licenses * Superior organizational skills; careful and thorough, with particular attention to detail * Excellent computer skills and knowledge of MS Office, including Outlook ...
... series 24 to be taken in a timely manner FINRA series 99 (not required but will be considered) About the Company "Built By Active Traders, For Active Traders" , TradeZero was founded in 2015 by a ...
... Series 6/7, 63, SIE, Life Accident and Health, CFP, CFA, CLU, ChFC, RICP and others) · Development Stipends · Expense Allowances · Renewals/ Residual Income · Comprehensive Medical Coverage · ...
This 24-year old New York City-based middle market investment bank is seeking entrepreneurial senior investment banking professionals who can source and / or execute transactions with middle market ...
Respond promptly but no later than 24 hours, to customers' inquiries via calls, emails and chat (approx. 75-100 per day) and continue to correspond with them until ticket is closed. * Be a product ...
A valid and active Series 7 * A valid and active Series 66 (63/65) license is required or must be obtained within 60 days of starting in the role as a condition of employment * A valid and active ...
We offer up to 24 weeks of paid training and coaching as you obtain your state insurance licenses (life, health & variable contracts), Series 7 and 66 registrations, and complete Thrivent ...
Institutional Equity Sales - Series 7. College degree and Series 7 preferred.
This role offers the unique opportunity for compliance professionals to work closely with and learn directly from the Chief Compliance Officer. Collaborate closely with the Chief Compliance Officer to address any compliance-related issues. A boutique investment management firm is seeking a Compli...
