Are you a business? Hire series 24 candidates in Sunnyside, NY
Series 7 Series 3 and Series 24 (or ability to obtain within the first year of employment) preferred * NFA SPR (or ability to complete upon employment) preferred Competencies Required: * In-depth ...
Series 7 required, Series 24 preferred or attained upon hiring. * Strong knowledge of FINRA and SEC rules and regulations related to public equities trading. * Experience using Trillium software for ...
Series 7 and Series 24 certifications are preferred (or willing to obtain). * Thorough understanding of the investment adviser industry and U.S. securities laws, including the Investment Advisers Act ...
Risk Officer Broker-Dealer/Clearing Series 7, 24 preferred! Dallas or Brooklyn Locations-Hybrid $180-250 base + bonus/equity Job Summary: We are seeking a skilled and detail-oriented Risk Officer to ...
SIE, Series 7 and Series 24 required for role but not a pre-requisite Educational Qualifications: * Bachelor's Degree required Hybrid Working - We are currently operating a hybrid model for our ...
SERIES 7, 63 or 66 required. Facility with technology, including using a PMS, and, strong Microsoft Excel skills required. Candidate will have an excellent opportunity to advance in this role. Must ...
We will sponsor your pursuit of FINRA Series 7 and 66 registrations which must be passed prior to ... GE- 7061481.1(9/24)(Exp.9/26)
We will sponsor your pursuit of FINRA Series 7 and 66 registrations which must be passed prior to ... salary of $24,000 with reduced commission. Commissions in both scenarios are calculated in ...
... FINRA Series 7 and 66 registrations which must be passed prior to onboarding · Results-driven ... salary of $24,000 with reduced commission. Commissions in both scenarios are calculated in ...
... seed to Series A and beyond, backed by world-class investors in travel, AI, and SaaS. Working ... Choose full autopilot for 24/7 automated responses or maintain control with draft mode, where AI ...
Series 7, 24 and 99 licenses * Superior organizational skills; careful and thorough, with particular attention to detail * Excellent computer skills and knowledge of MS Office, including Outlook ...
FINRA Series 7 and 24 required. * Bachelor's degree * Candidate ideally functioning currently as a compliance officer and be accustomed to working independently. * Candidate must be able to work well ...
Active FINRA Series 14 or 24. Strong preference for candidates who possess any or all of the following active licenses: 7, 55 or 57, and 99. * Additional certifications (e.g., CAMS, CFA, or relevant ...
Active Life & Health license, Series 6, Series 63 and Series 65, or ability to acquire these licenses with our support * High level of self-motivation; ability to accomplish goals independently
... Series 6/7, 63, SIE, Life Accident and Health, CFP, CFA, CLU, ChFC, RICP and others) · Development Stipends · Expense Allowances · Renewals/ Residual Income · Comprehensive Medical Coverage · ...
Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7, and 63. Northwestern Mutual provides pre-payment/reimbursement* for course tuition fees and books
Series 7 and Series 63 licenses preferred. * Strong passion for the financial markets, with a particular interest in alternatives. * Excellent communication and presentation skills, with an aptitude ...
Northwestern Mutual also sponsors licensing for Financial Advisors, including the SIE, Series 6, and Series 63, so this is an ideal role for candidates seeking entry into a financial services career ...
In 2021, Masterworks achieved unicorn status raising $110M in its Series A fundraising round at a valuation exceeding $1 billion. Our 200+ employees are based out of our offices at Brookfield Place ...
