Are you a business? Hire series 24 candidates in Ozone Park, NY
FINRA Series 7, 63, and 24 (optional) * Candidates holding a J.D. are welcome * Working knowledge of the following: Private Credit, 40 Act Funds, Collateralized Loan Obligations (CLOs), and/or legal ...
... Series 6/7, 63, SIE, Life Accident and Health, CFP, CFA, CLU, ChFC, RICP and others) · Development Stipends · Expense Allowances · Renewals/ Residual Income · Comprehensive Medical Coverage · ...
Candidates must have their Series 7 and 24 to be considered. Salary - 120-140k base+ bonus Key Responsibilities : * Ensure compliance with all relevant regulations, including SEC and FINRA rules ...
Series 7, 24, 99 helpful * 1-3 years industry experience Educational Qualifications: * Bachelor's Degree required Hybrid Working - We are currently operating a hybrid model for our shared services ...
Series 7 and 24 or ability to obtain the licenses upon hiring; and * Strong writing skills. Desired * Must have a strong work ethic and the ability to work well with others; * Must have strong verbal ...
Typically, within 24 hours. * Is there any specific software I need for the company overview? No, our platform is accessible through any standard web browser. Details will be provided in the ...
We will sponsor your pursuit of FINRA Series 7 and 66 registrations which must be passed prior to ... salary of $24,000 with reduced commission. Commissions in both scenarios are calculated in ...
Series 7, 24, and 79 required. * Skills: Excellent analytical skills with the ability to interpret complex regulations. Strong communication and leadership skills to effectively manage and guide ...
FINRA Series 7 and 24 required. * Bachelor's degree * Candidate ideally functioning currently as a compliance officer and be accustomed to working independently. * Candidate must be able to work well ...
Must hold FINRA Series 24. Preferred to also have Series 4, 27, or 79. Why Join Us? • Impact : Play a key role in shaping the future of our company as we transform the way individuals and ...
Broker-Dealer, FINRA Series 7, 24, 14, 53, and/or 79. Key Tasks - Manage all FINRA Gateway related items, including registrations, responses, Form U4, Form U5, monitoring of FINRA reports, handling ...
SIE, Series 7 and Series 24 required for role but not a pre-requisite Educational Qualifications: * Bachelor's Degree required Hybrid Working - We are currently operating a hybrid model for our ...
Series 7, 24 and 99 licenses * Superior organizational skills; careful and thorough, with particular attention to detail * Excellent computer skills and knowledge of MS Office, including Outlook ...
Fully paid study programs for insurance licensing, SIE, Series 6, Series 7, Series 63, Series 66, Series 65, and CFP® * Inclusive culture, career long mentorship, and the support of an established ...
The successful candidate is a fully registered sales assistant holding a Life, Accident & Health Insurance License, FINRA Series 7 & 66 (or 63/65 combo) with 3 or more years in the investment ...
... series 24 to be taken in a timely manner FINRA series 99 (not required but will be considered) About the Company "Built By Active Traders, For Active Traders" , TradeZero was founded in 2015 by a ...
This 24-year old New York City-based middle market investment bank is seeking entrepreneurial senior investment banking professionals who can source and / or execute transactions with middle market ...
... their accounts 24 hours a day/ 7 days a week. Job responsibilities * Delivers an exceptional ... Beginning October 1, 2018, the Securities Industry Essential (SIE) exam, FINRA Series 6/7, state ...
Institutional Equity Sales - Series 7. College degree and Series 7 preferred.
Collaborate closely with the Chief Compliance Officer to address any compliance-related issues. This role offers the unique opportunity for compliance professionals to work closely with and learn directly from the Chief Compliance Officer. Perform regular reviews, audits, and assessments of inter...
This opportunity is to work for a Series A Sustainability company that is at the forefront of the global fight against plastic pollution.
Candidates must have their Series 7 and 24 to be considered.
