Compliance director jobs in Edmonton

The Senior Advisory Compliance Officer will have responsibility for. Compliance activities relating to the FICC markets businesses focusing on our. Creation and review of Advisory Compliance policies and procedures. ...

We are delighted to have been given the mandate to work with a London based FinTech client on an exclusive basis, to assist them in appointing a Director of Compliance. This individual will be responsible for leading the compliance function of their UK operations, including conducting reviews to ...

Leading Banking Group based in Central London are keen to hire an experienced Compliance professional into their Equities Advisory Compliance Team with expertise in the Large Shareholding, Position Reporting and Equity Aggregation regulations. Identify and advise around potential Compliance Risks...

They are currently looking for an experienced, hands-on Director of Compliance to join their London office!. SMF16 officer (Compliance oversight) and SMF17 officer(MLRO);. ...

Expert in ABPI Codes of Compliance and IPHA. ...

They are seeking a Compliance Officer (VP - SVP level) in London to work within a flat structure and take the lead on their rapidly growing energy trading businesses. Advise on compliance requirements for new initiatives. Strong experience in advising businesses on energy markets compliance. ...

Director of Governance, Compliance, Risk and Legal. This is a fantastic opportunity to learn and make impact across governance, compliance, risk and legal. If you have experience in governance and compliance, then we can support with the necessary training to broaden your experience across all fu...

Job Title: Director – Contracts and Compliance Services (CCS - UK). Integreon is looking for a Director to support the Global Delivery Lead for Managed Services in the CCS business unit, organizing and overseeing the daily operations of the UK team. Our Director will be a key role in helping to m...

Lutine Bell is supporting a personal lines Insurer who is looking to appoint a Group Head of Risk and Compliance (SMF16), ideally motor insurance experience to lead the team. You will report directly to the CFO and you will be responsible for ensuring their compliance framework is fit for purpose...

We are currently working in partnership with an established and renowned Housing Association, based in Surrey, who are recruiting for a Director of Compliance. Leading compliance services ensuring compliance with all appropriate regulatory and best practice requirements, demonstrating a dynamic a...

Group Director of Regulatory Compliance. Boston Link's client, a prominent company in the online gambling and entertainment industry, is seeking an experienced Director of Compliance and Regulatory Affairs to join their team. The successful candidate will play a crucial role in embedding and refi...

An outstanding Compliance Director permanent position has arisen with a top-tier Manufacturing / Engineering organisation based in Central London This is a hybrid position offering 3 days homeworking

Currently looking for someone to lead their compliance function sitting as Director of Compliance, holding the COLP and MLRO roles in the business, you will manage an existing team reporting directly ...

Leading Banking Group based in Central London are keen to hire an experienced Compliance professional into their Equities Advisory Compliance Team with expertise in the Large Shareholding, Position ...

Compliance Director I am partnered with a fintech company focusing on capital markets that helps financial institutions transition liquidity. They are currently looking for an experienced, hands-on ...

... we are looking for a Corporate Compliance Officer to join the Finance team. This role will ... Director of Fina... ZIPC1_UKTJ

Reporting to the Head of Compliance and Legal, IBA * Lead the regulation and compliance function of IBA * Ensure that IBA complies with its regulatory obligations under the UK Benchmarks Regulation ...

We are currently looking for an experienced, hands-on, and energetic Director of Compliance to join our FinTech clients London Office ! The ideal candidate will be responsible for leading the ...

Your new role * Assist the Compliance Director in the formulation of key objectives and priorities for the Compliance department and prepare the annual compliance monitoring plan. * Delivery of a ...

We are delighted to have been given the mandate to work with a London based FinTech client on an exclusive basis, to assist them in appointing a Director of Compliance. This individual will be ...

Group Director of Regulatory Compliance London Boston Link's client, a prominent company in the online gambling and entertainment industry, is seeking an experienced Director of Compliance and ...

Lead the Compliance Onboarding Team, and Assist the Compliance Director in the establishment and maintenance of effective onboarding and anti-money laundering systems and controls * Develop, improve ...

Lutine Bell is supporting a personal lines Insurer who is looking to appoint a Group Head of Risk and Compliance (SMF16), ideally motor insurance experience to lead the team. You will report directly ...

The Senior Advisory Compliance Officer will have responsibility for Compliance activities relating ... The role has two direct reports who will help with the coverage, get involved in specific ...