Trabajos conflict analyst en Horley

An excellent opportunity has arisen at a top tier law firm for a Conflicts and AML Analyst. As well as running the conflicts checks you will be involved in analysing the findings and drafting reports and recommendations for steps to implement to take on the client (ie information barriers, client...

Coopman Search and Selection are delighted to partner with a global multi-strategy hedge fund who are looking to hire a Compliance Officer to be part of their London Team. The role will report direct into the General Counsel & Chief Compliance Officer. Ensure FCA & SEC regulatory compliance requi...

Working with the Deputy Compliance Manager, the wider Compliance team; and relevant operational departments to ensure the Bank’s compliance to CASS rules. As a senior team member, you will support the wider Compliance team in facilitating the development of a compliance culture which is conducive...

Botsford Associates is seeking a quantitative analyst / risk modeler with 5 - 8 years of financial industry experience to join the Risk Analytics team. Acting as the SME and liaising with front office, technology, and market risk managers to implement and maintain market risk models. Focus of thi...

Compliance Monitoring Analyst - Retail/SME Banking. Compliance Monitoring Analyst - Retail/SME Banking - London. Compliance Monitoring Analyst - Retail/SME Banking - London. Monitoring the ‘Compliance’ shared outlook mailbox and respond to requests for Compliance assistance. ...

We are currently looking for a senior research analyst to focus on coffee S&D analysis and reporting. Our Research Team is based in London with sub teams in our origin offices across the World. The team provides research to the cocoa, coffee, cotton and other businesses within the Group. The Rese...

Review of Compliance policies and 1LOD operating procedures mapping them to regulatory requirements. ...

Compliance Officer - Food Industry. I am looking for a Compliance Coordinator/Officer to join the team of experienced and knowledgeable foodies. Train staff on compliance procedures & support with training the wider teams. Investigate and resolve compliance issues. ...

This is an excellent opportunity for a compliance analyst looking to progress into a more senior and broader compliance role. As a Senior Compliance Analyst you will be joining a business that is looking to expand and will be an integral part of the firm with exposure to a wide variety of busines...

The Fixed Income Analyst will be responsible for researching, selecting, and monitoring any new Corporate Credit ideas as well as presenting analysis to the Fixed Income committee. The Fixed Income Analyst will produce monthly performance reports for the team and will maintain research screens. T...

Ck Group are looking for am ABPI Compliance professional to join a pharmaceutical companies Ethics and Compliance team. Support the wider compliance team to improve processes, identify risks and help drive a culture of compliance. You will support in-house medical affairs and commercial teams, he...

They are seeking a Compliance Officer (VP - SVP level) in London to work within a flat structure and take the lead on their rapidly growing energy trading businesses. Advise on compliance requirements for new initiatives. Strong experience in advising businesses on energy markets compliance. ...

Risk & Compliance Analyst (Data Privacy & Protection). Risk & Compliance Analyst (Data Privacy & Protection). Bank's compliance against information security, privacy and related compliance areas in line with identified key performance indicators and measures. This role will support the Head of In...

The Divisional Chief Risk & Compliance Officer for Davies UK&I will be accountable for the delivery of an effective and efficient Risk & Compliance infrastructure and function across Davies UK&I Division, with the purpose of:. Delivering at Divisional level all objectives set by the Group Chief R...

This is an exciting opportunity for a junior Compliance Analyst, for someone looking to start a career in compliance, and work in a fast-paced FinTech start-up. As part of the Risk & Compliance team, reporting to a Senior Compliance Officer, you will be responsible for ensuring that Moneyfarm and...

Supporting the Head of Operational Risk you will be responsible of the everyday activities of managing the operational risk and the maintenance of the groups risk and control framework. Ensure appropriate risk mitigation measures and risk indicators are in place for risks identified and monitored...

Lutine Bell are supporting a leading Financial Services firm in the Midlands to appoint a Prudential Compliance Officer. The ideal candidate will possess a comprehensive understanding of regulatory frameworks and compliance requirements, coupled with the ability to interpret complex regulations e...

Utilising an established team of seasoned investment and research professionals with experience and expertise in multiple economic cycles, the Antarctica Group offers a compelling total offering in the asset class, based on thorough global research, operational & legal due diligence and risk anal...

An exciting opportunity has arisen to join a boutique trading house that are looking for someone to join their compliance team in a generalist compliance officer role, there will however be a focus on the Compliance monitoring and assurance program however there will be the opportunity to get inv...

This could include ensuring data supplied to and produced by the team meets our data governance controls, for example reducing the reliance on ad hoc data feeds, improving data flows and run times. Senior Analyst - Marketing Data Operations. As a Senior Analyst in our Personalised Interactions De...

As part of the dedicated KYC Team, provide support to the Front Office on AML/KYC execution in relation to Periodic review/Remediation of existing relationships for clients across HBL Bank UK. Provide support to the Front Office on AML/KYC execution in relation to Periodic review/Remediation of e...

We are a start-up developing novel battery materials for high-performance Li-metal batteries and looking for a research assistant/electrochemist. As the research assistant/electrochemist you will be in charge of making and testing batteries and lab maintenance. ...

Prior experience in developing credit risk MI and broader reporting is essential. ...

An excellent opportunity has arisen at a top tier law firm for a Conflicts and AML Analyst. As well as running the conflicts checks you will be involved in analysing the findings and drafting reports and recommendations for steps to implement to take on the client (ie information barriers, client...