Operational due diligence jobs in Hinckley

Conduct initial operational review for potential new investments, support full operational due diligence. Canepa Global Managers is seeking an analyst with broad experience of investment management operations / operational due diligence to undertake a key role in a growing oversight / value creat...

Ck Group are looking for am ABPI Compliance professional to join a pharmaceutical companies Ethics and Compliance team. Support the wider compliance team to improve processes, identify risks and help drive a culture of compliance. You will support in-house medical affairs and commercial teams, he...

An excellent opportunity has arisen at a top tier law firm for a Conflicts and AML Analyst. If you have at least 2 years experience in legal Conflicts or AML (or ideally both!) at a law firm we’d love to hear from you. ...

They are seeking a Compliance Officer (VP - SVP level) in London to work within a flat structure and take the lead on their rapidly growing energy trading businesses. Advise on compliance requirements for new initiatives. Strong experience in advising businesses on energy markets compliance. ...

The Compliance Analyst is a primary liaison internally for compliance-related inquiries. The Compliance Analyst is primarily responsible for implementing and monitoring the contractual and regulatory requirements of the various lender programs as they relate to securities lending and short-term i...

Coopman Search and Selection are delighted to partner with a global multi-strategy hedge fund who are looking to hire a Compliance Officer to be part of their London Team. The role will report direct into the General Counsel & Chief Compliance Officer. Ensure FCA & SEC regulatory compliance requi...

YH2 Capital International, a subsidiary of YH2 Capital Management, is an investment company of which the capital is 100 percent contributed and owned by its founders. As a result of the owner’s approach and the conviction devoted to each investment, the Company maintains a concentrated portfolio....

Job Title – Compliance Officer. The Compliance Guys are a fast-growing business bringing a refreshing outlook to FCA compliance. Do you want to make a difference to multiple small businesses and even a whole industry? This is not your typical boring compliance role where you’re battling against n...

PureFuel are seeking a talented and driven ESG Research and Data Analyst to join our client, who are a prestigious ESG firm in the Financial Services sector. You will be at the forefront of driving data-driven decision-making processes and developing innovative solutions to support the clients' E...

The Compliance Officer will support the Senior Compliance Manager with generalist compliance duties, including; delegated authorities, updating and embedding policies and procedures, monitoring regulatory developments and providing compliance advice and support to the business. We are supporting ...

Our client, a successful Investment Management firm, are looking for an experienced Senior Compliance professional to join the team to lead, oversee and manage the day to day compliance and operational aspects of their investment management business unit and platform offering, ensuring issues and...

The Divisional Chief Risk & Compliance Officer for Davies UK&I will be accountable for the delivery of an effective and efficient Risk & Compliance infrastructure and function across Davies UK&I Division, with the purpose of:. Delivering at Divisional level all objectives set by the Group Chief R...

As part of the dedicated KYC Team, provide support to the Front Office on AML/KYC execution in relation to Periodic review/Remediation of existing relationships for clients across HBL Bank UK. Provide support to the Front Office on AML/KYC execution in relation to Periodic review/Remediation of e...

As a Financial Crime Analyst, your primary responsibility is to assist the Financial Crime Function in designing and executing the financial crime oversight plan. Collaborate with the Financial Crime Manager and outsourced providers responsible for Operations to design a financial crime oversight...

Want to join the PMO team at a leading Asset Management firm?.This is an initial 6 month contract with good scope to be on-site up to 2 years.The firm in question have 30-50 projects on the go at any one time and need someone well versed in project governance, reporting, MI and excellent at commu...

The Corporate KYC Analyst role is an essential role in ensuring the group’s adherence to compliance requirements and industry legislation regarding sanctions. Perform data quality review of KYC requests for completeness, including ensuring all appropriate information is contained in the KYC to me...

Morgan Stanley's Information, and Records Management Compliance Group (the Group) is part of the Firm's Privacy, Technology and Data Compliance team, which provides Compliance coverage and guidance to the Firm's Business Units and Infrastructure Divisions across all regions and jurisdictions. Com...

An exciting opportunity has arisen for a Funds Paralegal to join a new US Venture Capital Fund in London. This is a unique opportunity because the successful Funds Paralegal will work closely with General Counsel, gaining significant responsibility and exposure to major responsibilities from the ...

We are looking for a dynamic and innovate Manager or Senior Manager to join one of our strategic development divisions and lead a team of consultants to drive business development in focused areas. Must have a background in commercial due diligence for a corporate or independent agency including ...

We are working with a well-established Global Insurance firm who are seeking a Compliance Analyst to support the growth of the business. Proven Compliance experience, ideally with a Lloyd's Syndicate or MGA, is key, as well as a strong understanding of the FCA Handbook is essential. ...

Compliance Officer - Food Industry. I am looking for a Compliance Coordinator/Officer to join the team of experienced and knowledgeable foodies. Train staff on compliance procedures & support with training the wider teams. Investigate and resolve compliance issues. ...

We're hiring on behalf of a leading investment platform, who would like to hire a compliance analyst on a 6 month contract, paying somewhere between £65,000 - £75,000. Ensuring compliance with FCA regulations - with specific experience around conduct. Providing compliance training and support. .....

Review of Compliance policies and 1LOD operating procedures mapping them to regulatory requirements. ...

The role will cover activities relating to client due diligence and/or conflicts. Key ... Recommending improvements to internal operational process and control structures as required ...