Are you a business? Hire bank compliance candidates in Astoria, NY
The position will support City National Bank's Internal Audit in providing independent, objective ... Compliance function. Additionally, the position is responsible for maintaining and executing ...
Top rated multi-billion dollar fintech company seeks a (Hybrid) Head Compliance Officer (AML/CFT ... The successful candidate will have a strong background in fintech or for a BaaS or Partner Banking ...
Monthly loan draw preparation and compliance reporting. Manage new acquisition onboarding including ... Review bank reconciliations. CAM reconciliations. Reconciliation of tenant accounts as necessary ...
With the backing of a top 5 bank and significant investments in product development and technology ... Supports risk management, compliance and audit needs as part of the first line of defense. * Drives ...
LoD oversight of regulatory change, issues management and compliance risk assessments. Chief Compliance Officers; includes regular quarterly reporting and input into the annual Global Control Room report. Advise Research, Investment Banking and various origination groups and provide training wher...
Vice President, Compliance Engineering - Sanctions Lead.
Together with the Director for IA US Compliance, develop and manage the US RBC Audit plan for Compliance based on risk assessment and continuous monitoring. Subject matter expertise in US Compliance regulatory requirements such as SR 13-1 and/or experience auditing Compliance functions. As a Seni...
Audits Compliance, Critical Thinking, Data Gathering Analysis, Decision Making, Financial Regulation, Industry Knowledge, Interpersonal Relationship Management, Product Services, Risk Management, Strategic Thinking. Perform oversight over controls relating to interaction with Research, including ...
Established in 1912, Bank of China is one of the largest banks in the world, with over $3 trillion in assets and a footprint that spans more than 60 countries and regions. Our long-term outlook, institutional weight and global breadth provide our clients with a stable and reliable financial partn...
Reports and works closely with the MTS Chief Compliance Officer to determine the effectiveness of the Compliance Program and its ability to identify, detect, deter, and report suspicious activity. Review laws and regulations that impact the MTS compliance requirements, with emphasis on Bank Secre...
As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and traini
