Are you a business? Hire bank compliance candidates in Astoria, NY
Conduct annual and periodic compliance monitoring risk reviews for the Bank's Fintech partnerships, as a part of the Bank's Banking as a service (BaaS) program. Joining Piermont Bank as a Compliance Senior Associate, you will be a member of Compliance/Risk team lead by the Chief Risk Officer. Ass...
Established in 1912, Bank of China is one of the largest banks in the world, with over $3 trillion in assets and a footprint that spans more than 60 countries and regions. Our long-term outlook, institutional weight and global breadth provide our clients with a stable and reliable financial partn...
Stay abreast of industry trends to identify potential issues and emerging risks/trends, as well as relevant best practices, laws, rules, and regulations impacting financial institutions and ensuring that the changes are incorporated into the audit planning and risk assessment process. Demonstrate...
At Tarro, we use a combination of bits (technology) and atoms (people) to solve real world problems facing small business owners. The restaurant industry in the US is over a $1 trillion total addressable market (TAM), but remains relatively underserved by technology. This is a unique opportunity ...
Associate Program Compliance Manager. Are you passionate about consumer protection and helping companies comply with important laws and regulations? Are you organized, and is your attention to detail exceptional? Join our compliance team and help ensure partners obey advertisers’ rules while work...
The TP ICAP Group is a world leading provider of market infrastructure.Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions.Through our people and tec...
Strong knowledge in US securities laws, rules and regulations and broker dealer fixed income operations including TRACE reporting, Primary Dealer and fixed income futures activity. Responsible for providing regulatory and compliance advice to business units, identify and provide training and cond...
As a Compliance Risk Assessment ("CRA") Vice President, this role will assist in managing a comprehensive compliance risk assessment framework to ensure the applicable regulatory compliance risks and internal controls are identified and assessed to determine the risk profile for applicable laws/r...
Serve as the audit liaison for Compliance cover a number of topics including but not limited to:conducting monthly Compliance/IAD touch points; participating in all Compliance related audit Reviews to ensure Compliance is meeting IAD expectations and timelines and provide consistent messaging to ...
Conducts ongoing monitoring activities to stay abreast of changes (business/industry/regulatory), emerging risks, and themes or systemic issues that may impact the risk assessment of the audit universe and the audit plan. Maintains a thorough understanding of compliance risks and processes. Stron...
Backed by the capital strength of SMBC Group and the value of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. In addition to cash compensation, SMBC offers a competitive portfolio of benefits...
Manpower, Experis, Talent Solutions, and Jefferson Wells. Manpower, Experis, Talent Solutions, and Jefferson Wells.
As a Senior Compliance Managerin our Client Services Compliance team, based in our Los Angeles office, you will be responsible for providing compliance support for a number of Capital Group's investment offerings and services across multiple lines of business. We are recruiting for a compliance p...
As a Technical Business Analyst, you will play a key role in the delivery of business requirements.You will work closely with project teams, product owners, and client stakeholders to analyze, finalize requirement, document related workflows and required business requirement documents/ functional...
Implement strategies to achieve goals developed for the Branch, as part of the Retail Banking Division's annual operating plan * Ensure Branch compliance with operating policies and procedures and ...
... the bank's capital. * Maintain a strong control environment and culture, with a key focus on regulatory compliance & relations. * Credit Approval: Review, approve or decline or recommend to ...
Manages stakeholder relationships and the team's work in accordance with compliance standards ... Our history spans over 200 years and today we are a leader in investment banking, consumer and ...
... especially to compliance & risk management * Champion agile development principles while ... Experience in Financial Services, Banking, and Asset Management industries * Experience with tools ...
Ensure compliance with security and regulatory requirements for the cloud Required qualifications ... Our history spans over 200 years and today we are a leader in investment banking, consumer and ...
... their controls and compliance obligations. We are looking for someone who can identify ... Our history spans over 200 years and today we are a leader in investment banking, consumer and ...
Develop end-to-end AI/ML solutions in compliance with and leveraging firm's policies, standards ... Our history spans over 200 years and today we are a leader in investment banking, consumer and ...
As a Relationship Banker in Branch Banking, you will take a lead role in delivering an outstanding ... Your continued employment in this position would be contingent upon compliance with Truth in ...
CookUnity believes in fueling stronger communities, partnering with Food Bank For New York City to ... Compliance: Ensure all packaging solutions comply with relevant regulations and standards for ready ...
