Are you a business? Hire business broker candidates in Long Island City, NY
Liaise with client's appointed counterparties (custodian, prime broker etc.) to enable connectivity ... business requirements supporting all account events. Coordinate controls and sign-offs both ...
Our client is a boutique retail real estate brokerage and advisory firm with over 20 years of ... Handle reservations for business meetings, travel, and other events. * Note-Taking and Recap: Take ...
... broker supporting a NY office that can be housed 100% remote. Client, carrier and vendor visits ... business on designated accou * ntsInitiates and duplicates new business report activit ...
Oversee the development and execution of crisis management and business continuity plans to ensure ... brokerage experience highly desirable). * Strong knowledge of risk management principles ...
... broker-dealer firms and government entities. Career Development, Training and Mentoring Every ... Are pursuing an MBA degree with an emphasis in Finance and Economics or a related, quantitative ...
Minimum of 10 years' experience at a broker dealer, with specific experience in self-clearing ... Customer-centric business philosophy and team-oriented mindset; * Desire to apply technology and ...
... broker-dealer business, and a passion for helping clients achieve better financial experience through technology. Key Responsibilities: * Strategic Leadership : Develop and execute business plans and ...
... and brokers Work Ethic: Takes ownership for one s responsibilities by acting with integrity and ... Business Analysis Elicit, analyze, document requirements for system application changes including ...
Collectively, TP ICAP is the largest interdealer broker in the world by revenue, the number one ... Key Stakeholders Business stakeholders (Business Managers, Heads of Desks and Brokers); Legal; Risk ...
Broker-Dealer, FINRA Series 7, 24, 14, 53, and/or 79. Key Tasks - Manage all FINRA Gateway related ... business activities, and conflicts of interest disclosures - Updating and filing regulatory reports ...
... brokers * Work Ethic: Takes ownership for one's responsibilities by acting with integrity and ... Business Analysis * Elicit, analyze, document requirements for system application changes including ...
Maintain shared email box and provide Policy guidance to employees, vendors, and business partners ... S. financial institution/broker dealer, including related to insider trading monitoring, and ...
Ensure that all technological operations and initiatives adhere to broker-dealer regulatory ... Collaborate closely with the executive team and department heads to support business strategies ...
WALL STREET OPPORTUNITIES - IMMEDIATE Financial Services/Brokerage/Investment Banking Job ... Business Analyst * Data Analyst * Entry Level/Recent College Grad * Compliance/KYC-AML/Onboarding
Founded in 2011, World is one of the fastest-growing, Top 25 insurance brokers in the U.S. with ... Identify / prospect and cultivate new Surety Bonds business in an untapped territory based out of ...
Since 2017 the business has grown rapidly across the globe, and with the market resurgence in the ... We are seeking a detail-oriented and proactive Prime Brokerage Onboarding Specialist to join our ...
At TicketKings, we're not just a ticket brokerage; we're a rapidly growing leader in the live ... Qualifications: - Bachelor's degree in Business Administration, Operations Management, Finance, or ...
BGC specializes in the brokerage of a broad range of products, including fixed income (rates and ... Demonstrated experience analyzing risks relevant to complex business processes, data, or systems ...
... Broker Dealers, Exchanges, Authorized Participants and Regulators globally * Experience with ... Daily interaction with business management, operations, finance, and risk, providing compliance ...
We're here to help you grow your business, be your strategic resource and provide you with the ... Our open-architecture platform for client solutions Our broker/dealer powered by one of the world ...
Broker-Dealer and Swap Dealer regulations (e.g., FINRA rules, SEC rules, CFTC, NFA etc.) * Business Conducts (e.g., Anti-Bribery & Corruption, Whistleblowing, Conflicts of Interest, Conduct Risks ...
The FIC Sales & Trading business focuses on credit, rates, securitized products, foreign exchange ... at a broker/dealer working on or providing trade/sales support to such a desk * Functional ...
Candidates must have an MBA and a CFA is strongly preferred. * This role can be 100% remote. Keywords: Credit Analyst, High Yield Bonds, Corporate Bond Research, Sell-Side, Broker-Dealer Please send ...
Key Skills: Business Analysis, Mutual Funds, Fixed Income, Broker Dealer, Security Finance. Some experience in Margin Lending and Security Finance would be advantageous. Collaborating with vendors and internal/external stakeholders at all levels – PMs, BAs, Architects, IT Security Risk, IT Infras...
