Compliance counsel jobs in Ozone Park, NYCreate job alerts

The RML Associate Counsel will monitor compliance with applicable laws and regulations, including Commissioner's Regulation Part 130 Relating to Substantial Equivalency of Instruction in Nonpublic ...

The Assistant Counsel serves under the general supervision of the Counsel to the Governor and ... Draft and keep current internal ethics and compliance policies and procedures and monitor ...

Continuously develop, maintain and enhance the company's due diligence policies and practices related to trade, ESG, anti-bribery and product compliance * Partner with outside counsel, as needed ...

... general compliance. * Create and monitor legal entities. Acquisition * Assist General Counsel and outside real estate counsel on various real estate transactions, including acquisitions and ...

Midtown Manhattan (Hybrid) Compensation: $550K-$650K all in Our client, a $40 billion asset management firm is looking to add a Deputy General Counsel to their compliance team. The person in this ...

... compliance with regulatory requirements and alignment with clients' business objectives ... counsel. * Stay current on trends and legal developments in real estate finance to proactively ...

Working directly under the Deputy General Counsel, the Litigation Counsel - attorney would ... ensure compliance with loan documents and funding agreements (i.e., asset management post ...

Job Overview Arkham is seeking a Senior Counsel, Regulatory & Product to drive the development ... Partner with compliance teams to build scalable solutions for regulatory compliance across multiple ...

... Counsel. This is a "generalist" role, with an emphasis on product counseling, commercial ... You'll work with Compliance to ensure that we continue to meet our SEC and FINRA obligations. * You ...

The General Counsel (GC) advises the Chairman, President and CEO of important legal, regulatory, and legislative issues, ensures the Company is compliant with all state licensing requirements ...

Job Title: VP, Assistant General Counsel, Investment Banking (Capital Markets / M&A / Structured ... Global coordination with legal, compliance and investment banking colleagues. * Research, stay up ...

Senior Legal Counsel - Product Location: New York, NY/Remote Our client, a venture capital backed ... Broad understanding of evolving regulatory and compliance requirements across CTFC, FTC, CFPB, GDPR ...

Advise on regulatory compliance issues related to reinsurance and underwriting activities ... house counsel. * Strong knowledge of insurance and reinsurance principles, practices, and ...

The Assistant General Counsel, as part of PAGNY's Office of the General Counsel, is responsible for ... Provides leadership, guidance, and support to promote compliance with applicable laws and ...

Reporting to the Deputy General Counsel, you will lead negotiations for real estate acquisitions ... ensure compliance and protect the interests of multifamily and affordable housing initiatives

In-House Counsel / Assistant General Counsel - Commercial Real Estate (Associate Level) Location ... compliance, and regulatory matters. * Draft and review a wide variety of real estate contracts ...

Provides individual and group counseling to individuals with SUDs in GATE * Assists in the ... In compliance with federal and state employment opportunity laws, qualified applicants are ...

Employment litigation experience will include wage and hour class-action lawsuits, EEO, whistle-blower, and/or trade secrets/restrictive covenant litigation, and employment and compliance counseling ...

The successful candidate will work closely with the firm's management, lead the legal and compliance departments, and interface regularly with leaders of the the company's business teams. It's a ...

Handle bankruptcy matters and work with the operations team and internal legal counsel relating to bankruptcy matters. * Respond to credit bureau disputes. * Assist in compliance testing and ...

As a member of the Office of General Counsel, the Data Privacy and Information Governance Officer will oversee the firm's data privacy compliance efforts, and the ongoing development and ...

Coordinate international trademark matters through foreign counsel, including Powers of Attorney ... Monitor and ensure compliance with filing deadlines and renewal requirements in domestic and ...

Executive Assistant to General Counsel/COO LOCATION: New York, NY HOURS: 9:30am-6:30pm w ... Compliance Consultant to file compliance reports, and maintain and update various internal ...

Primary responsibilities will include advising investment professionals and directing outside counsel in connection with fundraising and marketing activities, as well as compliance requirements ...