Compliance counsel jobs in New York, NYCreate job alerts

Guild Mortgage Company, closing loans and opening doors since 1960. As a mortgage banking firm, we are dedicated to serving the homeowner/buyer. Our goal is to provide affordable home financing for our customers, utilizing the best terms available while providing a level of pr...

The position will be responsible for providing legal advice and guidance on a wide range of risk and compliance matters, including international legal and ethical compliance, foreign domestic law compliance, data security, data privacy, anti-corruption, external retaliation risks, and labor and e...

They should have experience with corporate compliance, advising on financial services compliance and regulations, writing policies and procedures, and counseling/advising business teams. A banking institution in Midtown Manhattan is seeking a Compliance Counsel to join their dynamic Compliance an...

PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex debt markets. Our flexible capital base and deep r...

Job Description: J ob Title Equity Derivatives Counsel - Vice President - Direct Corporate Title Director Location New York, NY Overview Your core responsibility will be to advise Deutsche Bank's US equity derivatives trading and structuring teams and other businesses in connection with a broad r...

Job Description: Job Title CRE Large Loan Originator Corporate Title Director Location New York, NY Overview Deutsche Bank's Commercial Real Estate (DBCRE) Group provides secured debt financing to public corporations, private equity groups and individuals owning, acquiring, or developing commerci...

Job Description: Job Title Investment Banking Counsel- Capital Markets Corporate Title Assistant Vice President- Vice President Location New York, New York All Roles to be considered Overview We are seeking a Capital Markets attorney to join the Legal Department in our New York City office. You w...

Job Description: Job Title Senior Counsel, Employment Corporate Title Vice President Location New York, NY Overview In this role, you will have the opportunity to provide employment related advice for a sophisticated financial services organization. You will provide legal guidance and counsel to ...

This is a full-time on-site role for an In-House Counsel. The In-House Counsel will be responsible for providing legal advice predominantly on real estate loan transactions, debt fund related matters, drafting and negotiating contracts, managing corporate governance and compliance matters, managi...

The Fair Hearings & Compliance Unit (FHCU) within the Office of the General Counsel is seeking an Agency attorney. Under close supervision, with some latitude for independent judgment action and decision, the attorney candidate will engage in difficult and complex legal work in the Office of the ...

Nationally recognized association representing children's hospitals.The Company is seeking a General Counsel to join its team.The successful candidate will be responsible for providing expert legal guidance and support to ensure compliance with all relevant laws and regulations.This includes mana...

Vice President, Compliance Counsel. The Company is in need of a Compliance Counsel to take on a VP role within their dynamic Compliance and Legal team. The VP Compliance Counsel will also be responsible for implementing and overseeing policies and procedures related to various compliance areas su...

Senior Counsel & Director, Global Trade Investigations and Disclosures. The Company is seeking a Senior Counsel & Director for Global Trade Investigations and Disclosures. The Director & Senior Counsel will also be a key member of the Compliance Executive Leadership Team, regularly communicating ...

The Assistant General Counsel, as part of PAGNYs Office of the General Counsel, is responsible for analyzing, managing, and advising on labor and employment matters for the organization and ensuring compliance with PAGNYs obligations under various collective bargaining agreements and the affiliat...

Prepare reports on the status of collections and legal actions for management review. Work with outside legal counsel on complex collections and litigation matters. Ensure compliance with local, state, and federal laws governing tenant rights and collections practices.

Premier investment management firm.The Company is seeking an Associate General Counsel with a focus on fund-related legal matters.The successful candidate will be responsible for overseeing and ensuring the compliance of all fund agreements, including PPMs, IMAs, subscription documents, and LLC/p...

The Company is in search of a Senior Counsel, Data Privacy & Protection to play a pivotal role in advancing its privacy program and ensuring compliance with a broad spectrum of privacy and data protection laws. This includes but is not limited to, providing guidance on best practices for complian...

Market-leading provider of risk & compliance solutions.Business Supplies and Equipment.Consulting & Professional Services.The Company is seeking a Senior Corporate Counsel to join their dynamic team.The successful candidate will be responsible for providing commercial legal support, with a focus ...

The Legal and Compliance Department consists of the General Counsel, the Chief Compliance Officer, Associate General Counsels, and several paralegals, legal assistants and compliance professionals.The Legal and Compliance Department coordinates, oversees, and handles all legal, regulatory and com...

The Assistant General Counsel and Compliance Officer reports directly to the General Counsel and is a key member of the Trusts legal and compliance department. The Assistant General Counsel and Compliance Officer will assist in managing the Trusts legal matters, focusing on compliance, ethics, co...

We represent a private investment manager looking to hire an Assistant General Counsel to support their Private Wealth business.The ideal candidate will have 5+ years of experience in private wealth legal and compliance issues.Provide strategic advice on legal and regulatory issues affecting the ...

Du bist Teil des Legal & Compliance Teams und arbeitest eng zusammen mit dem General Legal Counsel, den beiden anderen Legal Counsels, dem Legal Project Manager sowie den unterschiedlichen Abteilungen in Deutschland und Gesellschaften in Europa. Du unterstützt das Legal & Compliance Team un

Job Overview - Associate General Counsel (Funds Attorney):. Step into a key role as an Associate General Counsel with our client, based in either New York City or Greenwich, CT. In this full-time role, you’ll oversee fund-related legal matters, ensure compliance, and provide legal guidance across...

Job Description - AVP, Associate General Counsel, Legal & Compliance Group (2400005P). AVP, Associate General Counsel, Legal & Compliance Group - (2400005P). It will provide day-to-day support for the business, including product development, and related compliance support on surplus lines an