Compliance advisory jobs in Luton

Compliance advisory experience within retail lending. Our client is seeking a Compliance Manager to join the bank on a permanent basis either in Kent or in the Midlands. The role would join a high performing compliance team and would support the bank with topics such as consumer duty, business mo...

Leading global fund manager seeks a compliance advisor with a specialist focus upon product development matters. Reporting to the Head of Product & Investment Compliance, the successful candidate will provide the product development business with advice in relation to UCITS and ETFs, taking into ...

Provide up-to-date technical Compliance advice, guidance, training and support in relation to all regulatory matters applicable to the UK branch, with significant focus on the Global Markets, MiFID II, EMIR-related elements of the relevant business lines as well as cover for Global Banking Covera...

I am keen to speak with Senior Advisory candidates who have experience from either the Wealth Management Industry or the Buy side!!. You will be required to manage a small team to provide regulatory guidance and all advisory services to all business units. You will be tasked with identifying and ...

The Senior Advisory Compliance Officer will have responsibility for Compliance activities relating to the FICC markets businesses focusing on our Fixed Income (Bonds and Derivatives) and FX desks and is therefore expected to be a product specialist. Assess new business proposals versus pertinent ...

Miryco Consultants are working with a global leading asset manager to hire a Compliance Specialist to join their Advisory function. This is an exciting opportunity for compliance professionals with experience in the investment industry and a strong understanding of investment platforms regulation...

Compliance advisory experience within retail lending. Our client is seeking a Compliance Manager to join the bank on a permanent basis either in Kent or in the Midlands. The role would join a high performing compliance team and would support the bank with topics such as consumer duty, business mo...

I am keen to speak with Senior Advisory candidates who have experience from either the Wealth Management Industry or the Buy side!!. You will be required to manage a small team to provide regulatory guidance and all advisory services to all business units. You will be tasked with identifying and ...

Leading global fund manager seeks a compliance advisor with a specialist focus upon product development matters. Reporting to the Head of Product & Investment Compliance, the successful candidate will provide the product development business with advice in relation to UCITS and ETFs, taking into ...

Provide up-to-date technical Compliance advice, guidance, training and support in relation to all regulatory matters applicable to the UK branch, with significant focus on the Global Markets, MiFID II, EMIR-related elements of the relevant business lines as well as cover for Global Banking Covera...

The Tax Advisory Manager deals with all in-bound tax cases, with no need to do any compliance or business development, as that is all taken care of by sales and customer care teams within the firm

Role Requirements - As Tax Manager you will collaborate with the Tax Director to oversee a mixed client portfolio offering compliance, advisory and tax planning services to a range of corporate and ...

The Personal Tax Senior will be responsible for managing a portfolio of personal tax clients, providing tax compliance & advisory services, and working closely with other members of the tax team to ...

This will be provided through advisory support and compliance monitoring reviews. The Compliance Officer (FTC) will be a part of a wider Compliance Team who, working closely with other Risk teams ...

Compliance, IFA, Financial Planning, Advisory, Wealth Management, Financial Planners, Head of Compliance, Compliance Officer, Compliance Consultant, Director of Compliance, Compliance Analyst ...

Provide advisory and project support to areas of the business as required * To provide ad-hoc support to the Risk function where required * To provide compliance support and sign-off of relevant ...

This will be provided through advisory support and compliance monitoring reviews. The Compliance Officer (FTC) will be a part of a wider Compliance Team who, working closely with other Risk teams ...

... compliance with evolving tax regulations. This is a unique opportunity for a seasoned tax ... Supporting advisory work with clients. * Advising on various tax due diligence exercises

Can you oversee the timely completion of statutory accounts, compliance-based outputs and other advisory requests to the highest of standards? Do you operate with purpose and flexibility, working ...

UK VAT compliance and advisory experience * Some level of tax accounting experience * Experience in leading a team or advising junior staff members * Financial services experience considered ...

You will be responsible for managing personal tax work, including compliance and advisory services, within specified budget timescales. The ideal candidate will have a minimum of 3 years post ...

... compliance and advisory as required within specified budget timescale Essential skills: • A minimum of 3 years managerial experience working in practice under UK Standards or be qualified by ...

... fully compliant with relevant national and international regulation, legislation and standards ... Advisory Committee (JPAC). Key Responsibilities: Learership - * To manage the day to day activities ...