Global law firm with an excellent reputation is keen to recruit a compliance Analyst to join their High-performing London team. Investigating Bridger hits and assisting the Compliance Officer with resolution of same, ongoing maintenance of risk and compliance related policies and procedures. Its ...
This is a great opportunity to join a close knit team, looking for an experience compliance analyst to join their team. Work across the compliance function on new projects, flexibility to wear multiple hats. You will help guide and train more junior analysts, with queries and escalations. I'm rea...
The firm is seeking a Head of Compliance to aid the management committee in achieving its commercial objectives, and if possible take the responsibility of the COLP and MLCO. This boutique firm has consistently been regarded as one of the best throughout its long history of providing legal advice...
SVP Head of Compliance and MLRO. You will join in a brand newly created role within the legal and compliance team and you will assume complete ownership of the global compliance function. The organisation has fantastic central London offices. You will have significant prior Compliance related exp...
Leading US firm based in the City of London is hiring two new AML Analyst’s on a permanent basis to be responsible in preparing, maintaining and updating AML client due diligence records for clients globally. Responsibilities for the AML Analyst will include:. Assisting AML team members in prepar...
We have an exciting opportunity open to join our AML Onboarding Team! The Global Commercial Investment Banking Onboarding Analyst is responsible for ensuring that the business is compliant with all Bank policies and local legal requirements for Investment Banking clients onboarded to EMEA region....
We are looking for a Data Protection and Regulatory Compliance Assistant to join the Butlin’s Team. Reporting to the Head of Legal, this role will be responsible for assisting with the legal and regulatory compliance of Butlin's caravan parks by carrying out routine compliance tasks, and assistin...
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The Compliance Monitoring & Oversight Officer will play a crucial role in our Compliance department, ensuring that B4B Payments operates within all regulatory frameworks applicable to electronic money and payment services companies. Compliance Monitoring & Oversight Officer. Develop, implement, a...
To undertake compliance monitoring reviews as agreed with the Head of Compliance Monitoring to achieve delivery of the Compliance Monitoring Plan as agreed for the activities of WMUK, LFA and LFI. To deliver the Compliance Monitoring plan, which is agreed on an annual basis with the regulated ent...
The Compliance Monitoring & Oversight Officer Lead will play a crucial role in our Compliance department, ensuring that B4B Payments operates within all regulatory frameworks applicable to electronic money and payment services companies. Compliance Monitoring & Oversight Officer (Lead). Develop, ...
Miryco Consultants is working with a leading Lloyd’s Insurance broker to hire a Compliance Monitoring Officer to join their Central Compliance team. Experience of operating in a monitoring role. ...
The role is to assist the the Compliance Monitoring Manager in designing, implementing and delivering the Kensington Compliance Monitoring Plan. To assist the Compliance Monitoring Manager with the training and supervision of compliance monitoring staff and to deputise in the managers absence. Th...
Job Title: Compliance Monitoring Manager. Establishing and managing a Compliance Monitoring Programme covering all areas of contracted maintenance support. Ensuring effectiveness of the Compliance Monitoring System and addressing any follow-up actions required to rectify findings. Monitoring all ...
This role is ideal for a compliance professional with experience in marketing compliance/financial promotions ideally within a private bank. Lead the marketing compliance function for the UK region. Oversee the compliance review process for marketing materials, ensuring alignment with regional re...
We are currently seeking a talented and experienced Pre-Sales Compliance Analyst to join our dynamic Sales & Marketing team. Working collaboratively with the RMs and providing guidance/assistance on compliance matters, including potential compliance risks. Act as the first line of defence for any...