File review jobs in Rochdale

The File Handler will manage a caseload of varied EL/PL cases on behalf of a number of insurance ... Initial report/review and setting strategy for the management of the claim. Considering concepts ...

You will be conducting file reviews and providing feedback about any compliance issues identified as well as undertaking risk assessments of high level systems and controls. Project work will include ...

Prior experience performing a similar quality/file reviewing role. * Working within a Restricted Wealth Management firm with involvement in communicating regulatory change and internal processes or ...

You will be running your own caseload, settling files, reviewing strategy on new files and ... Have file handling experience from a previous role preferably in a defendant environment but ...

You will manage file review schedule, generate review documents, work closely with support team members on file opening to obtain identification verification and Source of Funds checks. Assisting all ...

Conducting regular 1-2-1s and necessary supervisor file reviews * Support the Operations Manager with KPI performance monitoring * Assisting in compiling forecast data for monthly billing targets

Undertake file review monitoring * To ensure client documentation is kept up to date and appropriate * Identify and develop robust risk controls * Maintain the compliance manual, policies and ...

Implementing any recommendations made by your supervisor following monthly file reviews ensuring that these are dealt with promptly * Ensuring compliance with file management Key Skills Required

This includes ensuring compliance with legal and regulatory requirements through file reviews and technical clinics, managing conflicts of interest, and addressing ethical issues as they arise

Implementing any recommendations made by your supervisor following monthly file reviews ensuring that these are dealt with promptly * Ensuring compliance with file management. Key Skills Required

Implementing any recommendations made by your supervisor following monthly file reviews ensuring that these are dealt with promptly * Ensuring compliance with file management Key Skills Required

Assist with compliance-related tasks, including file reviews and ensuring adherence to regulatory guidelines.Maintain a high level of confidentiality and professionalism in all interactions with ...

Ensuring file compliance with relevant regulatory standards and the Office Manual processes ... Contributing to operational review / continuous improvement initiatives. Skills and experience ...

Maintain documentation and file appropriate returns in the UK where required * Review and update tax risk management policy and tax risk management plan. * Review of technical Corporation tax, VAT ...

Review and approval of quarterly and annual corporate schedules; * Manage annual statutory filing and audits of EMEA / APAC entities in conjunction with external advisors to ensure financial ...

... file layouts; common routines and utilities; program specifications or prototypes; and backup ... Reviews others' systems designs for IDAM to ensure selection of appropriate technology, efficient ...

... Review of client's evidence - obtaining, collating, indexing, cross-referencing with own statements and Prosecution's statements, summarising evidence for lead file handlers • Liaising with Court ...

Forwarding on any files to the correct AC. * Carry out stop and searches for any missing customer ... review in conjunction with the post-holder. Qualifications & Experience * Must be educated to a ...

Populate monthly business review file (MBR), explain forecasting updates with Senior management and tracking each month actuals to commitment and update on the variances. * Understand Contract ...

We have a 5-star ranking with Trust Pilot from over 5,500 reviews, which, coming from our clients ... Experience with initial client inception (including risk assessments, setting up the file and ...

Where required, complete CDD checks for Savills clients and counterparties in accordance with Savills UK procedures using compliance systems, logs and files. * Obtain and review information for ...

Populate monthly business review file (MBR), explain forecasting updates with Senior management and tracking each month actuals to commitment and update on the variances * Understand Contract ...

Maintain accurate client information, files/records, ensuring that clients are placed into a review system as agreed with the Adviser; * Prepare portfolio valuations as requested; * Process new ...

... review packs when necessary " Fully utilise back office system and ensure it is kept up to date with accurate information " Process new business and follow up until policy issue " Scan and file ...