File review jobs in Wembley

Key Responsibilities of the File Reviewer ... Review suitability reports pertaining to money purchase pensions, ISAs, General Investment Accounts ...

You will oversee the work of caseworkers, paralegals and trainees in the family department ensuring various LAA criteria are adhered to, conduct file reviews on our family law files once a month and ...

Upkeep of statutory registers and Companies House filings * Reviewing and enhancing team processes * Supporting the wider team with governance and transactional projects Skills/Requirements: * CGI ...

Ensuring compliance with file management. * Variety of duties including dealing with a range of Community Care matters including all stages of health and social care judicial review and ancillary ...

Are you a Trial Master File expert looking for your next role? Then, Cencora Pharmalex is your ... Perform and/or support Quality Review and perform spot-checks for quality oversight * Provide TMF ...

Upload learning artefacts FROM project onto common shared file. Review KEY test scenarios AND guide testing teams.

Monitor the performance of staff; include giving feedback after file review, noting any training and development needs that have been identified * Staff appraisals Qualifications and Skills * ACCA or ...

Conduct ad hoc client file reviews in relation to emerging risks or concerns * Assist in maintaining adequate policies and procedures for compliance with relevant regulations * Provide input on ...

Oversee all aspects of audit and accounts assignments, from job planning and budgeting to team supervision and final file reviews. * Collaborate with the team, clients, and other advisors to provide ...

File Reviews : * Regularly review audit files to maintain high standards of accuracy and compliance. * Offsite Work : * Occasionally work outside the office, such as visiting client sites or ...

Ensuring compliance with file management * Variety of duties including dealing with a range of Community Care matters including all stages of health and social care judicial review and ancillary ...

... run file reviews for all accounts alongside the Company's compliance department; * Review sales and marketing documentation to ensure it is line with financial promotion rules; * Assist with the ...

Compliance checks including file reviews and listening to sales calls. * Keep up to date with insurer/product change and any compliance/regulatory matters * Ensure company databases are kept up to ...

Work closely with the compliance team to support the development of advice policy and process and collaboratively with the business file reviewers to ensure advice and advice records are prepared to ...

... file reviews. The Investment Administrator / Investment Assistant is to prepare payments, receipt and transfer as well as any other forms for the Investment Manager. The Investment Administrator ...

Support the internal File Audit process, collaborating with the File Review and Internal Audit team as required. * Take responsibility for key contractual dates, including payment warranties ...

Coordinating the firm's risk assessment, risk review and file review processes (including the firm's AML risk assessment process) * Carrying out designated internal audits of files and processes ...

Prepare effective Audit reports and audit fieldwork notes Perform audit file reviews Prepare detailed audit reports, documenting findings Produce daily reports to Head of Department and Head of ...

Ensure consistently high quality by performing both hot and cold file review. Requirements As a Technical Senior Manager, you will need... * ACA, ACCA, CA Qualified * Technical expertise * Problem ...

Training and supervising staff and undertaking file reviews, appraisals etc * Assisting in the department Head's absence What will you get in return? * Hybrid working schemes * 25 days annual leave ...

Implementing any recommendations made by your supervisor following monthly file reviews ensuring that these are dealt with promptly * Ensuring compliance with file management. Key Skills Required

Your oversight will encompass the implementation and monitoring of various review requirements, such as File Review, Peer Review, Pre-Bind Quality Assurance - ensuring strict adherence to these ...

Planning, budgetary control, file review, resolution of significant issues with Partner and client, and delivery of case to Partner * Budgeting and invoicing clients * Staff management and daily ...

Conducting file reviews * Monitoring the annual renewals of the statement of Professional Standings for all regulated advisers * Responsibility for onboarding new advisers * Preparation and agreement ...