Working closely with the compliance team, the main purpose of this role is to assist the team in the efficient and effective discharge of its regulatory duties. Further responsibilities include
This role is based in the Compliance team here in London, where they trade various Energy products including Oil and Gas. The successful candidate will help support with on-boarding (i.e., Know Your ...
Provide expert guidance on fund strategy, conduct risk, and compliance, ensuring high standards of risk management. * Regulatory Analysis : Monitor and assess emerging regulations, implementing ...
The Role Head of Compliance - Hedge Fund Compliance Consultancy - Urgent Interim/ Temporary hire (strong possibility to go permanent) Martis Search are representing an established, boutique London ...
Position: Trade Compliance Administrator Department: Customs/Trade Compliance A leading organisation is seeking a Trade Compliance Administrator to join their Customs/Trade Compliance team on a ...
MERJE are partnered with an international Investments business who are looking for a Compliance Officer (12-14 months FTC) to join their dynamic team. Key Responsibilities: • Carrying out daily ...
Regulatory Compliance Advisory Consultant - £500 - £600 per day. Can you provide outstanding technical compliance guidance on Investment Management solutions? If so, please do apply. We're looking ...
To assist in developing and implementing a robust compliance framework which is proportionate to the size and complexity of the branch's business * To take action to address any deficiencies in the ...
Provide day-to-day compliance support for client's global Operational Resilience program, advising on and contributing to delivery of Operational Resilience program requirements across multiple ...
Albany Beck is looking for a Head of Compliance & Money Laundering Reporting Officer (MLRO) to strengthen our Compliance Practice in the UK, supporting our clients across various Programmes. This ...
Compliance playing a central role in said decisions. This newly appointed Compliance Manager will cover a diverse remit of duties and lead all regulation matters for the EU entity. Key duties will ...
Miryco Consultants is working with one of the top Lloyd's of London insurers to add a Senior Compliance Manager to the team. This is a fantastic opportunity to join one of the most commercial and ...
Compliance Manager (UK, Europe, USA) Law Firm: International Location: London, hybrid working (2 days in the office, 3 days working from home) Salary: £competitive Are you passionate about ...
... Compliance Plan Baseline Register with relevant evidence for U&A compliance and Consents management as required Responsible for co-ordinating and reporting on monthly SPIs and KPIs as required Work ...
Rutherford is partnered with an innovative, fast-growing VC-backed fintech company specialising in payment solutions, seeking a Compliance Officer to join their expanding compliance team in London
Compliance Manager Location: London Hybrid/Remote UK Salary: Up to £70,000 Skills: Compliance Manager, Risk, AML, Financial Services, Compliance Specialist, CASS, FCA Regulations, FSMA2000, Mifid ...
Advisory Compliance Officer Financial Services London - Up to £80,000 plus package Gresham Hunt is partnered with a global asset management firm to find a new Advisory Compliance Officer. Areas of ...
To actively contribute to the Compliance Team meetings to promote effective compliance management. Policy, Process and Procedures * To assist and support with the development, enhancement and ...
The role will report in directly into the COO. In this role you will be responsible for the running of the compliance programme whilst holding the SMF16/17 functions for the business. The role will ...
This Compliance role will report into the Director of Risk & Compliance and will be fundamental in supporting April to grow responsibly, ensuring adherence to regulatory requirements and making sure ...
This position requires a tech-savvy compliance professional who will drive the development, management, and oversight of our electronic trading compliance processes. The successful candidate will ...
Oversee and enhance the Compliance Frameworks related to Financial Crime risks, including areas such as Anti-Money Laundering, Sanctions, Anti-Bribery and Corruption, and Fraud prevention. * Lead a ...
Our client is an international law firm seeking a Compliance Analyst to join their busy legal team in their London office. In this role, you will support the Compliance team in all their legal and ...
Head of Compliance (SMF16) Location: London, UK Reports to: CEO and the Board Salary - Circa £150k Short notice period required Company Overview Our client is a leading player in the global ...