Corporate compliance jobs in Corona, NYCreate job alerts

Advisor, Compliance serves as a subject matter expert for AML and ABAC advisory, with special focus on Global Transaction Banking products and Corporate and Investment Banking products, to ensure documents, projects, processes or product initiatives and transactions comply with regulatory and leg...

Central Compliance, Vice President- Corporate & Investment Banking.Country: United States of America.Monitors activities to minimize the company's exposure to risk.Activities may include data analysis, risk identification and remediation.Represents or supports the reputation of the company to min...

Advanced knowledge of regulatory compliance, AML compliance, relevant industry regulations and regulatory data sources. Advisor, Compliance- Corporate & Investment Banking. Advisor, Compliance serves as a subject matter expert for AML and ABAC advisory, with special focus on Global Transaction B

Central Compliance, Vice President- Corporate & Investment BankingCountry: United States of AmericaThe Central Compliance VP Monitors activities to minimize the company's exposure to risk. More specifically, this role will provide Compliance advisory and operational support for Licensing and Regi...

Detailed knowledge of Corporate Compliance programs, corporate governance practices and ethics programs preferred. Detailed knowledge of Corporate Compliance programs especially internal control standards, corporate governance practices and ethics programs. The Senior Compliance Manager authority...

Communication Skills: excellent verbal, writing and presentation skills with the ability to interact with stakeholders at all levels within the organization, in particular with other CMG members worldwide, with the Head of the CMG and the Head of ICBRC, and be able to relay complex technical conc...

More specifically, this role will provide Compliance advisory and operational support for Licensing and Registration and Employee Compliance (including but not limited to Code of Conduct, Personal Account Dealing, Outside Business Activities Gifts & Entertainment, Political Contributions, SEC Ru

The role of the CIB Americas Financial Crimes Compliance team is to ensure that the firm and its employees maintain an effective financial crime compliance program consistent with global policy and applicable laws and regulations. He/she/they will support all aspects of the regional AML KYC compl...

Advisor, Compliance serves as a subject matter expert for AML and ABAC advisory, with special focus on Global Transaction Banking products and Corporate and Investment Banking products, to ensure documents, projects, processes or product initiatives and transactions comply with regulatory and leg...

Ensure written monitoring and testing results are thoroughly documented, clearly understood, and escalated appropriately. Support in the development of formal Compliance monitoring and testing policies and procedures, work papers, etc. This is a full-time on-site role for an AVP - Corporate Compl...

Central Compliance, Vice President- Corporate & Investment Banking. Years Compliance, Legal, Regulatory, or Financial Services.

Central Compliance, Vice President- Corporate & Investment Banking. More specifically, this role will provide Compliance advisory and operational support for Licensing and Registration and Employee Compliance (including but not limited to Code of Conduct, Personal Account Dealing, Outside Busines...

It is part of the Global CMG function within the Investment & Corporate Banking Regulatory Compliance (“ICBRC”) group for CACIB worldwide.

More specifically, this role will provide Compliance advisory and operational support for Licensing and Registration and Employee Compliance (including but not limited to Code of Conduct, Personal Account Dealing, Outside Business Activities, Gifts & Entertainment, Political Contributions, SEC R

The specialist will be responsible for conducting ongoing monitoring and testing to ensure the effective execution and sustainability of the New York Branch’s adherence to all regulatory requirements (excluding Financial Crimes Compliance) and escalate any issues of non-compliance. This is a full...

Advisor, Compliance serves as a subject matter expert for AML and ABAC advisory, with special focus on Global Transaction Banking products and Corporate and Investment Banking products, to ensure documents, projects, processes or product initiatives and transactions comply with regulatory and leg...

Senior Compliance Associate - Corporate Compliance. This is a full time day shift position working 4 days at our Corporate Office in mid-town Manhattan and the ability for 1 day remote. Maximize Compliance and Privacy at NewYork-Presbyterian!.

Central Compliance, Vice President- Corporate & Investment Banking. Undertakes standard reviews, creates/maintains compliance metrics, as needed, and escalates to senior staff where non-compliance is identified. More specifically, this role will provide Compliance advisory and operational support...

Work collaboratively with internal stakeholders in Internal Audit, Legal, Risk Management, and Product Development to develop and implement a compliance risk assessment and second-line compliance monitoring review process for the Company's US insurance operations. Coordinate and assist with the d...

Are you looking for an exciting opportunity to join a dynamic and growing team in a fast paced and challenging area? This is a unique opportunity for you to work in the Corporate Tax & Tax Compliance team to partner with the Business to provide a comprehensive view of Tax Compliance of State and ...

Ensures adherence to phase appropriate cGxP compliance requirements, in compliance with FDA, EU and global regulations and ICH guidelines. Quality operational experience to ensure understanding of key business quality and compliance drivers of the Pharmaceutical Industry. Reporting to the Vice Pr...

The duties of the DCCP will include, but are not limited to, performing enterprise-wide risk assessments; developing, maintaining and implementing compliance and privacy policies and procedures; maintaining the compliance and privacy hotlines and direct reporting platforms; investigating complian...

Strong substantive knowledge of and experience working to cross-industry demonstrated best practices for corporate compliance and ethics activities, and engagement with compliance or ethics best practices associations (ex: Society of Corporate Compliance & Ethics, Ethisphere’s Business and Ethics...

Global commercial bank located in Midtown Manhattan looking to bring on board a “Deputy Head Of Investment & Corporate Banking Regulatory Compliance” to join their team. Provide advice and regulatory guidance to the private side of the bank and to the public side regarding control room-related i