Corporate compliance jobs in Corona, NYCreate job alerts

CIB Americas Compliance is seeking an experienced Compliance Officer at the ED or MD level to join our dynamic team and support the growth of our Global Securities Finance compliance initiatives. Act as the primary Compliance Officer for the Global Securities Finance desk, providing expert guidan...

More specifically, this role will provide Compliance advisory and operational support for Licensing and Registration and Employee Compliance (including but not limited to Code of Conduct, Personal Account Dealing, Outside Business Activities Gifts & Entertainment, Political Contributions, SEC Rul...

Corporate Compliance concentration (collectively “Compliance Programs”) to ensure full, smooth functioning of the programs and to help create a new degree and non-degree programming. Director, Program on Corporate Ethics and Compliance. Director, Program on Corporate Ethics and Compliance.

Work collaboratively with internal stakeholders in Internal Audit, Legal, Risk Management, and Product Development to develop and implement a compliance risk assessment and second-line compliance monitoring review process for the Company's US insurance operations. Manage the Corporate Regulatory ...

More specifically, this role will provide Compliance advisory and operational support for Licensing and Registration and Employee Compliance (including but not limited to Code of Conduct, Personal Account Dealing, Outside Business Activities Gifts & Entertainment, Political Contributions, SEC Ru

Maintain compliance with all tax regulations and laws. Specifically, the Tax & Compliance Manager will:.

Corporate Vice President - Senior Domain Architect (HR, Communications, Compliance and Legal). Experience in defining long-term technology vision for HR/Corporate Communications/Compliance technologies. Evaluate existing HR, Communications, Legal and Compliance applications and processes for effi...

The Employment Law Unit (ELU) is a vital program situated within the Office of the General Counsel (OGC) at the NYC Health Department.It has jurisdiction over the 7,000 employees in the agency to investigate and prosecute matters relating to employee misconduct and fitness for duty.Duties: Assist...

The typical starting salary range for this role is determined by a number of factors including skills, experience, education, certifications and location.The full salary range for this role reflects the competitive labor market value for all employees in these positions across the national market...

The Office of the Queens County District Attorney (QDA) is seeking applicants for an Administrative Assistant position to help support QDA’s Community Engagement Unit, which is part of QDA’s Community Partnerships Division (CPD).The Community Engagement Unit actively works with community members

Grants & Administrative Assistant.About the Organization & **.Our client is a well-established nonprofit organization located in Midtown, Manhattan.This position will be fully on-site, Monday through Friday 9am - 5pm.Collaborative, friendly and family-oriented team with open door p

KEY DUTIES AND RESPONSIBILTIES:.Comply with all Six Flags and Great Escape policies and procedures.Abide by all applicable laws of Local, State and Federal government.Needs to be a professional and highly self-motivated team member, with the ability to communicate with vendors, managers, and team...

The client is seeking a Senior Legal Counsel to join their established legal team, focusing on M&A and transactions.This senior role will involve reporting directly to the General Counsel, with the opportunity to work autonomously while receiving mentorship from the international legal department...

This includes ensuring compliance with federal, state, and local employment laws and regulations, advising on the application of policies and procedures, and working with HR and business units to manage risk in areas such as discipline, terminations, harassment, discrimination, and wage and hour ...

Interprets company policies for workers and enforces compliance with safety regulations. Experience with Arcflash 70E compliance; specifically with PPE requirements for direct reports.

Develop guidelines and/or processes for transactional, regulatory and compliance projects, including corporate governance, as directed.

Contract Management: Record and file all contracts in the appropriate systems and track corporate compliance with key terms and dates. Lease and Contract Reviews: Conduct thorough reviews of various legal documents, including: lease options, leases, easements, Estoppels, Master Service Agreements...

The firm’s core capabilities include global execution, portfolio, electronic and outsource trading, transition management, investment banking, prime brokerage, capital introduction, corporate access, research and strategy, commission management and more. Ensure compliance of internal controls as ...

Trustpoint is excited to partner with regional law firm, who has been named to Best Law Firms for 10 consecutive years, in their search of a Legal Administrative Assistant on a direct hire basis.This hybrid role will support support the Practice Chair, who built and manages a busy and thriving ni...

Provide strategic guidance on risk management, corporate structuring, business transactions, and compliance initiatives. Compliance & Corporate Governance:. Oversee the drafting of legal documents, filing of complaints, negotiations, in-court representation of the client, and ensuring compliance ...

The New York City office of a global law firm is seeking an Executive Assistant to support Corporate Law Partners of the firm.

You have demonstrated success working across a wide range of legal matters, including oversight for all corporate reporting and obligations, and corporate governance experience (including management of board and committee). Compliance Assurance: Ensuring Kiddom is set up to comply with relevant c...

Hackensack, NJ (Hybrid 1 day a week after 90 days).Are you looking to join a well-established law firm? As the Legal Administrative Assistant, you'll perform a variety of secretarial and administrative tasks for multiple attorneys.If you're looking to join an inclusive work environment that prior...

These are the four pillars that have made our group among the fastest-growing industrial real estate private equity companies, and one of the 50 largest owners in the U.As Faropoint’s Senior Controller, Property Accounting Group, you will be responsible for a portfolio of our industrial propertie...

BCforward is currently seeking a highly motivated.Job Title: Administrative Assistant.Duration: 3 months contract and possibility for extension.Shift: Regular 08:30 am - 5:00 pm.A successful Executive Administrative Assistant possesses structure, attention to detail, quality focus, high energy an...

Assistant General Counsel, Fortune Media (USA) Corporation.Fortune's mission is to change the world by making business better.We achieve that by providing trusted information, telling great stories, and building world-class communities.Our goal is to make Fortune a force for good through its seco...

Work closely with the senior management team in Compliance on various global and regional projects and initiatives including, but not limited to, implementation of regulatory requirements; annual compliance and ad hoc training sessions; and coordination of the annual risk assessments process. Dev...

Deputy General Counsel, Global Legal - Regulatory Licensing (US).At OKX, we believe that the future will be reshaped by crypto, and ultimately contribute to every individual's freedom.OKX is a leading crypto exchange, and the developer of OKX Wallet, giving millions access to crypto trading and d...

Grants & Administrative Assistant.About the Organization & Opportunity:.Our client is a well-established nonprofit organization located in Midtown, Manhattan.This position will be fully on-site, Monday through Friday 9am - 5pm.Collaborative, friendly and family-oriented team with open door policy...

The individual will have a hybrid role across Legal & Compliance, reporting into the Global General Counsel & Chief Compliance Officer. Assist the Chief Compliance Officer in developing the compliance program for the CLO business, along with related ad-hoc projects.

A global New York City law firm is seeking an Executive Assistant to provide right hand support for the Global Chair of the Venture Technology Group.The ideal candidate will have experience supporting a c-level executive.This role is on a hybrid schedule - 3 days in office - downtown, NYC and NJ ...

Strong familiarity with SEC regulations, including Investment Advisers Act and compliance requirements for private funds. Ability to step into a newly recreated role overseeing an existing compliance program. Coordinate annual compliance reviews, mock audits, and regulatory examinations.

News is comprised of attorneys specializing in corporate law, contracts, first amendment, intellectual property, employment, and litigation issues. Counsel new business initiatives on corporate, content, regulatory and other legal matters. Assist in corporate transactional matters including merge...

Assistant General Counsel, Corporate Transactions (Reinsurance, M&A). Assistant General Counsel, Corporate Transactions (Reinsurance, M&A). This role reports to the Associate General Counsel, Corporate Initiatives & Transactions (CIT), and will be responsible for providing legal advice and suppor...

Expanding compliance team with leadership opportunities. Collaborative culture working alongside senior compliance leaders, investment banking & trading teams. Exciting Compliance Manager Opportunity – Equities & Capital Markets 🚨.

We operate a global/local Compliance model, whereby subject matter experts within Central Compliance support local Compliance Officers to ensure their programs are robust, consistent, and meet both local regulatory requirements and internal global standards. The Compliance function at OKX is resp...

Advise on regulatory compliance issues including healthcare specific regulations such as the stark law anti-kickback statute HIPAA and Medicare/Medicaid policies.

Title: Associate Director, Legal Counsel, Legal and Corporate Affairs. Advise internal stakeholders, including the front office and other corporate functions, in rolling out key strategic projects and new business initiatives. Pursue effective adherence to Scotiabank’s Values and its Code of Cond...

Trustpoint is excited to partner with a large, regional law firm in their search of a Junior Legal Executive Assistant on a direct hire basis.This hybrid role (one day in office per week) will support the Administrative Director in a busy transactional group.Successful candidates will have except...

Review user flows and product feature guides to ensure compliance with applicable data protection, consumer protection and advertising laws, regulations, and standards. Support Roku’s privacy compliance efforts as needed.

Our client, a prominent regional law firm, is seeking a General Liability Counsel to join their Northern NJ team.Candidates should have 5+ years of General Liability experience, and should be admitted to practice in NJ.Competitive base salary (130k to 165k+), bonus, profit sharing, and benefits.

I am in search of a Compliance Professional with a FINRA/Financial Securities Compliance background to evaluate my client and their technology and processes. We are searching for a Senior Level Compliance professionial with financial services experience. Compliance Professional Consulting Opportu...

Major, Lindsey & Africa’s Interim Legal Talent group has an immediate need for an Temp to Perm Assistant General Counsel-Technology and Commercial Transactions.Our client has a need for an Attorney to handle technology and other commercial transactions.Leading data analytics and digital operation...

Associate General Counsel, Global Regulatory.New York, New York, United States.The Uniswap Labs team is building products to unlock value through universal exchange.We envision a future where digital economies flourish, and markets are transparent, global, and equitable.Our products – the Uniswap...

The candidate should possess significant M&A experience, understand financings and general corporate law. Lateral Link is assisting a sophisticated boutique comprised of former “Big Law” attorneys seeking a Corporate M&A Counsel or Partner to support their cutting-edge practice. The ideal candid

We partner with an exclusive network of corporate partners to give our startups unfair product and distribution advantages. You will work closely with our incubation development team and portfolio CEOs on corporate organizational matters, early-stage labor and employment matters, venture financin...

Provide expert legal advice and support for capital markets derivatives transactions and related regulatory issues, ensuring compliance and risk mitigation. Engage with counterparties (Hedge Funds, Private Equity Funds, Financial Institutions, and Corporates) on a variety of derivatives, includin...

Review of US international tax compliance forms and working with a dedicated international tax team * Assist the Federal Corporate Tax Group and Private Client Services Group with tax compliance and ...