Are you a business? Hire investment compliance candidates in Fort Lee, NJ
Central Compliance, Vice President- Corporate & Investment Banking.Country: United States of America.Monitors activities to minimize the company's exposure to risk.Activities may include data analysis, risk identification and remediation.Represents or supports the reputation of the company to min...
Central Compliance, Vice President- Corporate & Investment Banking Country: United States of America The Central Compliance VP Monitors activities to minimize the company's exposure to risk.Activities may include data analysis, risk identification and remediation.Represents or supports the reputa...
Direct the creation of compliance rules within the compliance system and conduct independent reviews of rules created by coding resources, ensuring accuracy and compliance. Assist with pre- and post-trade monitoring of investment and trading activities to ensure adherence to compliance regulation...
Central Compliance, Vice President- Corporate & Investment Banking. Years Compliance, Legal, Regulatory, or Financial Services.
Perform data and analytical services in support of optimizing risk-adjusted revenue, maintaining compliance with CMS standards, and modeling financial impacts of changes in risk adjustment data and methodologies. Maintain current knowledge of CMS’ Hierarchical Condition Categories (HCC) and Presc...
Investment Analyst - High Yield & Leveraged Loans, Director. New York Life Investments, part of a $700+ billion investment management organization is seeking to add an Investment Analyst to its High Yield Corporate Credit Group. Perform credit research, investment analysis, and portfolio surveill...
Equities Compliance Officer will work as a member of the Americas Compliance team based in TP ICAP's New York offices and report into the Head of Equity and Equity Derivatives Compliance. TP ICAP is seeking an Equities Compliance Officer to provide regulatory/compliance advice and support to the ...
We provide a full package of benefits for employees – and have unique offerings for a modern workforce, including leave programs, adoption assistance, and student loan repayment programs. In addition to base salary, employees may also be eligible to participate in an incentive program. As part of...
Fixed Income Compliance Officer will work as a member of the Americas Compliance team based in TP ICAP's New York offices and report into the Head of Fixed Income Compliance. TP ICAP is seeking a Fixed Income Compliance Officer to provide regulatory/compliance advice and support to the Firm's fix...
This team focuses on several key compliance risk types, including consumer compliance, investment banking related compliance, conduct, regulatory compliance, reputation, strategic, and technology risk. In addition, the group provides an enterprise-wide view of risk, assists management and our Boa...
Jefferies is an equal employment opportunity employer, and takes affirmative action to ensure that all qualified applicants will receive consideration for employment without regard to race, creed, color, national origin, ancestry, religion, gender, pregnancy, age, physical or mental disability, m...
Regulatory Compliance Analyst is a professional responsible for processing and ensuring to complete the regulatory compliance requirements for GTFD related transactions. If the goods are identified with some potential risks, such goods need to be sent to dedicated compliance team to have an inter...
These roles are critical for ensuring compliance with the updated governance framework. Monitor compliance with updated policies and procedures, providing feedback for continuous improvement.
The Advisory Compliance team serves as a regulatory advisory function and is responsible for overseeing the management of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as the New Product, Underwrit...
The Compliance Specialist for Warehouse Regulation Compliance Management ensures that the company's warehouse facilities operate in full compliance with all local, state, and federal regulations. Ensure all employees are aware of, and understand, the compliance requirements and their roles in mai...
SMBC Group is a top-tier global financial group.Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance.The Group has more than 130 offices and 80,000 employees worldwid...
Analyst to join energetic marketing consultants focusing on analytics and strategy.
Banking supports client business activities throughout the region with an extensive range of capital markets and lending capabilities and an integrated team of coverage, advisory and product bankers responsible for client relationship management and strategic transaction development to execute ba...
... investment plan Referral bonuses Free liability insurance coverage Weekly pay GHR pays for additional medical compliance required by facility OT paid after 36 hours Flexible scheduling options ...
Flexible scheduling options Personalized service Health insurance 401(k) investment plan Referral bonuses Free liability insurance coverage Weekly pay GHR pays for additional medical compliance ...
Manages stakeholder relationships and the team's work in accordance with compliance standards ... Our history spans over 200 years and today we are a leader in investment banking, consumer and ...
... especially to compliance & risk management * Champion agile development principles while ... Our history spans over 200 years and today we are a leader in investment banking, consumer and ...
