Are you a business? Hire investment compliance candidates in Newark, NJ
Piper Companies is looking for a Director of Technology Strategy & Governance for a leading health insurance company for a Full-Time, direct hire opportunity. This is a hybrid role with 2 days on site/week expected in Newark, NJ.Responsibilities for the Director of Technology Strategy & Governanc...
Vice President, Mutual Fund Operations About the Company Global investment management & financial services company Industry Financial Services Type Subsidiary of a Public Company Founded 1875 Employees 1001-5000 Categories B2...
Vice President, Data Governance About the Company Global investment management & financial services company Industry Financial Services Type Subsidiary of a Public Company Founded 1875 Employees 1001-5000 Categories B2BEnterp...
SEC-registered investment adviser and a Commodity Trading Adviser, is seeking a Compliance Manager with expertise in fixed income and related investment advisory and investment company regulation to assist PGIM Fixed Income Compliance in overseeing a full range of regulatory and distribution comp...
Investment Property Group is a private real estate investment and management company based in Park City, Utah with offices in California, Minnesota, and Oregon. Hybrid Schedule (two days at a designated property). The Compliance Specialist serves as the key point of contact for regulatory agencie...
BLS Flexible scheduling options Personalized service Health insurance 401(k) investment plan Referral bonuses Free liability insurance coverage Weekly pay GHR pays for additional medical compliance ...
... investment products, lending, deposit, and privacy regulations, guidance, regulatory expectations and general IT risks in order to identify and assess key control activities in business processes ...
Compliance with AM required duties as here and within training materials * Audits: Daily, weekly ... Life insurance * 401(k) plan with numerous investment options and generous company match * Cancer ...
... investments, sales, marketing, and partnerships. Our locations are Palo Alto, CA US, New York City ... compliance engineering etc. * Secure System design and architecture experience. * Experience ...
... investors in mergers, acquisitions, joint ventures, and similar transactions. A thorough understanding of federal and state regulations, including licensure and compliance with Stark and Anti ...
... investors. Please only apply if you have large law firm experience working M&A and VC Deals. Why ... Sky compliance. Serve as a point of contact for clients, providing updates and assisting with ...
Central Compliance, Vice President- Corporate & Investment Banking. More specifically, this role will provide Compliance advisory and operational support for Licensing and Registration and Employee Compliance (including but not limited to Code of Conduct, Personal Account Dealing, Outside Busines...
Direct the creation of compliance rules within the compliance system and conduct independent reviews of rules created by coding resources, ensuring accuracy and compliance. Provide regular certifications of investment guideline compliance to clients on a monthly, quarterly, and annual basis. Deve...
It is part of the Global CMG function within the Investment & Corporate Banking Regulatory Compliance (“ICBRC”) group for CACIB worldwide. The candidate should have a clear understanding of the various businesses that constitute the investment bank. Provide general advisory services in connectio
More specifically, this role will provide Compliance advisory and operational support for Licensing and Registration and Employee Compliance (including but not limited to Code of Conduct, Personal Account Dealing, Outside Business Activities Gifts & Entertainment, Political Contributions, SEC Rul...
Our best-in-class Managed Services team provides IT services and cybersecurity advisory for clients within the Alternative Investment industry.
The Compliance Officer will be a member of the Legal, Compliance & Risk Group and will report to the Head of Investment Platform Compliance, Americas, working closely with other compliance professionals and attorneys. The Compliance Officer will support Wellington Management's compliance program,...
D Aceto Services LLC is seeking a motivated and detail-oriented Entry-Level Data Analyst to join our team.In this remote position, you will work closely with various departments to analyze data, generate insights, and support decision-making processes.This is a fantastic opportunity for individua...
The Disney DTC Content Analytics team is seeking a Lead Data Analyst who will be an exceptional addition to our team.You will be responsible for turning data into insights and insights into key business decisions that steer the strategic direction of The Walt Disney Company.The right person for t...
Responsibilities: Work within the organization that supports the Governance, Oversight and Health Reporting for Backup and Enterprise Critical Infrastructure activities following Regulatory MRA remediation Support a variety of the planning, co
Research and resolve number of complex issues with respect to State payroll tax compliance resulting from the merger of two businesses including registrations, transfers and closures of accounts. Work independently with our external consultants PwC and OSV in payroll tax compliance projects to re...
Ensure compliance with Company and industry regulations and guidelines o Keep informed of the latest SAP updates, developments, and offerings.
