Investment compliance jobs in Newark, NJCreate job alerts

Job Summary The Group Product Manager focuses on the delivery and refinement of digital products supporting the Meter to Cash business processes to maximize business results. This role involves strategic product planning and managing technology systems for business operations. Responsibilities e...

Digital Operations – Email, Web, and Analytics. Summary: We are seeing a results-driven Digital Operations Contractor to execute core marketing initiatives across email, web, analytics, and related platforms. This role requires a process-oriented team player proficient in various technology ...

Job Description Position Summary: Fund Accountant We are seeking a highly motivated and detail-oriented Fund Accountant to join our finance team here at Leverage Companies. The successful candidate will be responsible for the day-to-day accounting and financial reporting of private equity funds,...

Job DescriptionAbout Us: Brick City Capital is a premier business purpose lender specializing in DSCR (Debt Service Coverage Ratio) loans for residential and mixed-use investment properties. As the lending platform of Leverage Companies, we provide fast, flexible capital to real estate investor...

Job Description Job Title: Senior Closer Company: Brick City Capital (A Leverage Company) Reports to: Director of Closing/Post-Close Location: 550 Broad Street, Newark, NJ 07102 Company Overview: Brick City Capital is a premier real estate business purpose lender specializing in providing swift a...

Job DescriptionCompany Overview: Brick City Capital is a premier business purpose lender specializing in DSCR (Debt Service Coverage Ratio) loans for residential and mixed-use investment properties. As the lending platform of Leverage Companies, we provide fast, flexible capital to real estate in...

Partner with other Compliance teams, including CMG, Transversal, Financial Security and Capital Markets Compliance on matters related to investment banking and financing activities. The Investment and Corporate Banking Advisory (“ICBA”) Compliance Officer – Americas is responsible for the regu

Partner with other Compliance teams, including CMG, Transversal, Financial Security and Capital Markets Compliance on matters related to investment banking and financing activities. The ICBA Compliance Officer reports directly to the Head of Global Markets Regulatory Compliance in the Americas an...

Partner with other Compliance teams, including CMG, Transversal, Financial Security and Capital Markets Compliance on matters related to investment banking and financing activities. The ICBA Compliance Officer reports directly to the Head of Global Markets Regulatory Compliance in the Americas an...

We are currently seeking a dedicated and experienced Capital Markets Compliance Officer to join our Compliance team who will be responsible for providing compliance advice and building a compliance program to support our growing investment banking offering. As a Capital Markets Compliance Officer...

Additionally, the position manages special projects, including system implementations and upgrades of the STARCompliance system, and the integration of new investment managers. Must have experience with the design and administration of advisers, mutual fund and broker-dealer codes of ethics, pers...

The Investment and Corporate Banking Advisory ("ICBA") Compliance Officer - Americas is responsible for the regulatory advisory function of the investment banking and financing activities. Partner with other Compliance teams, including CMG, Transversal, Financial Security and Capital Markets Comp...

Support the compliance testing and monitoring plan by executing various compliance monitoring routines, developing testing procedures, and partnering with engineers to refine and automate monitoring activities. The Compliance Officer will primarily assist in the day-to-day management of Capstone'...

We are currently seeking a dedicated and experienced Capital Markets Compliance Officer to join our Compliance team who will be responsible for providing compliance advice and building a compliance program to support our growing investment banking offering. As a Capital Markets Compliance Officer...

PIMCO is seeking a dynamic Compliance Officer to join its global compliance team within the Legal and Compliance Department. Assist with the oversight of the Fund's service providers by executing due diligence as determined by the Fund's Chief Compliance Officer (CCO) and members of the Legal and...

Support the compliance testing and monitoring plan by executing various compliance monitoring routines, developing testing procedures, and partnering with engineers to refine and automate monitoring activities. The Compliance Officer will primarily assist in the day-to-day management of Capstone'...