Investment compliance jobs in North Bergen, NJCreate job alerts

Financial Accounting Systems Transformation (FAST) Program Manager Lead, Corporate Function Program Management Office (CFPMO) Full-Time New York, NY, Boston, MA or Springfield, MA The Opportunity The Corporate Function Program Management Office (CFPMO) is seeking an experienced program m...

Actuary Life Valuation Modeling Team, Corporate Actuarial Full-Time Boston, MA or Springfield, MA or NY,NY The Opportunity At MassMutual, we’re dedicated to helping people secure their future and protect the ones they love. The Corporate Actuarial organization supports this mission wit...

Director, Credit & Valuation Investment Controllership Full-Time New York, NY, Boston, MA or Springfield, MA About the Corporate Controller Organization: The Controllers Organization is responsible for delivering on the foundation of credibility and control of the core financial informati...

Director, Corporate Subsidiaries Controllership Financial Controllership Full-Time Boston, MA, Springfield, MA or New York, NY About the Corporate Controllers Organization The Controllers Organization is responsible for delivering on the foundation of credibility and control of the core f...

The Opportunity Join our dynamic team as a Data Engineer – Corporate Technology Data Engineering & Analytics, where you'll play a pivotal role in driving the execution of our data and technology strategy. This role is crucial in driving digital transformation and operational efficiency across In...

Investment Accounting Tax Manager - Special Projects & Strategic Initiatives Investment Taxes, Corporate Tax Department Full-Time Springfield MA, Boston MA or New York NY This is an individual contributor role. The Opportunity As an Investment Accounting Tax Manager in the Investment ...

Investment - Valuation Senior Associate Investment Controllership Full-Time New York, NY, Boston, MA or Springfield, MA About the Corporate Controller Organization: The Controllers Organization is responsible for delivering on the foundation of credibility and control of the core financia...

The Opportunity Join our dynamic team as a Business System Analyst – Corporate Technology Data Engineering & Analytics, where you'll play a pivotal role as a strategic liaison between investment stakeholders and technical delivery teams. Your role is pivotal in enabling high-quality data solutio...

The Opportunity Investment Management (IM) is looking to hire a skilled and dynamic market data lead to join our Data Strategy and Governance team to help drive strategic decision marking and foster relationships with key enterprise users of market data. This individual will report to the Head o...

Fund Finance / Markets / Financial Sponsors Credit Risk 2nd Line of Defense - Corporate & Investment Banking Country: United States of America Your Journey Starts Here: Santander is a global leader and innovator in the financial services industry. We believe that our employees are our gre...

VP, Counterparty Credit Risk - Corporate and Investment Banking Country: United States of America Your Journey Starts Here: Santander is a global leader and innovator in the financial services industry. We believe that our employees are our greatest asset. Our focus is on fostering an enr...

Do you love a career where you Experience, Grow & Contribute at the same time, while earning at least 10% above the market? If so, we are excited to have bumped onto you. Learn how we are redefining the ___, and be a part of the team raved by Clients, Job-seekers and Employees. - ___ - ___ ...

Grata is the leading private market dealmaking platform. We make it easy to find, research, and engage with private companies. Our platform has the most comprehensive, accurate, and searchable proprietary data on private companies, their financials, and their owners. We help leading investors (P...

Job DescriptionOur mission: to eliminate every barrier to mental health. At Spring Health, we're on a mission to revolutionize mental healthcare by removing every barrier that prevents people from getting the help they need, when they need it. Our clinically validated technology, Precision Menta...

Job Description About Restore Hyper Wellness: Restore Hyper Wellness (“Restore”) is the award-winning creator of an innovative new category of health—Hyper Wellness. Restore delivers expert guidance and an extensive array of cutting-edge health services, such as IV drips, hot sauna, hyperbaric o...

Overview: We’re partnering with a well-established and fast-growing renewable energy company that develops and operates distributed utility-scale solar and energy storage assets across the U.S. With hundreds of megawatts in operation and over $1.5B invested into clean energy infrastructure, this...

Revenue Operations Manager Location: New York, NY – Flatiron HQ, 3–4 days/week Compensation: $120,000–$150,000 + equity + 401k match + full benefits + flexible PTO Funding: Series A — growing efficiently, targeting a growth round in the next 12 months 🏢 About PINATA PINATA is an enterpri...

BlueMatrix is a SaaS experience used by financial institutions around the world to create, promote, and consume investment research content. We make it easier for our users to collaborate within their organizations when creating, approving, and distributing their intellectual property. We help re...

Title: Broker-Dealer Compliance Analyst Location: NYC Type: Contract Responsibilities: • Assess business activities and support functions for compliance with applicable laws, regulations and internal policies and procedures. • Assist with the development, implementation, execution and reporting ...

Our client, a financial services firm, is seeking a Reception Manager to join their team. The Reception Manager is the first point of contact for visitors, clients, and employees. This role goes beyond traditional reception duties by managing the reception area and ensuring a smooth, professional...

Mid-level Associate - Financial Regulatory & Institutions: A premier international law firm is seeking a highly motivated mid-level associate to join its Financial Regulatory & Institutions practice, advising top-tier global financial clients on complex regulatory, compliance, and enforcemen...

Summary: A leading global financial institution is seeking a senior-level compliance director to oversee regulatory risk management and conflicts governance for its investment banking, corporate banking and research divisions across the Americas. This highly visible leadership role will focus on...

Client Vertical: Fintech - Digital Assets Role: Senior Product Counsel - Crypto Location: New York, NY/Remote East Coast Our client, a profitable, high-growth FINTECH business, is looking to strengthen its in-house legal team with an experienced product counsel. This position will ...

The Associate Attorney will serve as a Corporate Attorney for working to advise clients on financing and corporate transactions to include drafting complex commercial documents, leading transactions and team members. In addition to venture debt and venture equity, we offer assistance with a broad...

Applicants for the Deputy Chief Compliance Officer position at the company should have a minimum of 12 years' experience in the investment management industry, with a strong focus on compliance. The Deputy Chief Compliance Officer will also be expected to provide advice and training on securities...

Job DescriptionAbout the Role iCapital is looking to hire an Associate to join the Regulatory and Compliance team to administer and enhance iCapital's registered 1940 Act product compliance program. This role will work closely with Legal and Compliance team members on a variety of compliance matt...

Job DescriptionAssociate – Investment Funds Regulatory Location: Chicago, Washington, D.C., or New York Experience Level: 3+ years Practice Group: Investment Funds Regulatory Direct Counsel is representing an Am Law 100 firm that’s seeking a skilled associate attorney with 3+ years of experience ...

Job Description Title: HNW Tax Partner/Director – Private Client Group Department: Tax, Private Client Group Supervises: Senior Managers and staff Role Type: Full-time Location: New York, NY (Hybrid) ABOUT THE COMPANY: Anchin is a New York City based Accounting and Consulting firm with a...

Job Description Title: Trust and Estates Tax Partner, Private Client Group Department: Private Client Group Supervises: Trust and Estates Tax Team Role Type: Full-time Location: New York, NY (Hybrid) ABOUT THE COMPANY: Anchin is a New York City based Certified Public Accounting and Consu...

Job Description Direct Counsel is seeking a Mid-Level Investment Funds Associate to join a top-tier law firm with a nationally recognized private capital practice. The position may be based in New York or Los Angeles. The ideal candidate will have experience advising private fund sponsors and in...

Job DescriptionPrivate Fund Associate (3rd–5th Year) Location: Boston, New York, Washington, D.C. Compensation: $365,000 – $435,000 per year, based on experience Direct Counsel is representing an Am Law 100 firm seeking a Private Fund Associate (3rd–5th year) with extensive experience advising b...

Job Description Tax Supervisor- PCG New York, NY or Palm Beach Gardens, FL A well established accounting firm wants to bring a Tax Supervisor into their PCG group. They're eager to train and grow supervisor that will make a lasting impact on the firm. RESPONSIBILITIES: - Serve as the pri...

Job Description About the Role We’re hiring a Tax Director/Partner to lead strategic tax initiatives, deepen client relationships, and help drive firm-wide growth across multiple practice areas. You’ll play a critical role in shaping tax strategy, mentoring talent, and serving as a trusted adviso...

Job Description Leadership position supporting the CCAR design and testing for an innovative global bank Responsibilities: - Oversight of the planning, performance, and independent validation to safeguard external reporting integrity, including CCAR and liquidity control environment. - Manag...

Job DescriptionWe are looking for a skilled Attorney with a focus on litigation and employment law to join our dynamic team in Englewood, New Jersey. This position offers the opportunity to work on high-level cases and provide strategic counsel on complex legal matters. If you are passionate abou...

Job Description Position: Asset Management Associate Attorney Location Options: New York, NY or Washington, D.C. Experience Level: 3–8 years Practice Area: Investment Funds / Asset Management A well-regarded law firm is seeking a mid-to-senior level Associate or Senior Associate to join its Inv...

Job Description Associate – Corporate – Investment Funds (Am Law 100 Firm) Locations: New York, Boston, Chicago, Houston, San Diego, Washington, D.C. Practice Group: Investment Funds Experience: Minimum of 3 years Overview: Direct Counsel is representing an Am Law 100 firm seeking a highly qu...

Job Description About the Company: Founded in 1983, AKAM provides unparalleled knowledge, industry-leading technology, cost-saving initiatives, and the best customer service in the industry to every condominium, cooperative, homeowners association, and investment property we service. From compreh...

Job Description Direct Counsel is assisting one of the world’s leading international law firms in hiring a highly qualified midlevel associate to join their Investment Management – Financial Institutions practice group in either the New York, Philadelphia, or Washington, DC office. Qualification...

Identity And Access Management, Certifications And Compliance Engineer. We are seeking a skilled, Identity and Access Management (IAM) Certifications and Compliance Team professional, to join our Information Security team. Mizuho Americas is a leading provider of corporate and investment banking ...

Fund Finance / Markets / Financial Sponsors Credit Risk 2nd Line of Defense - Corporate & Investment Banking. Represents 2LOD in all new CIB Fund Finance deal screenings, perform credit analysis to determine deal viability, and compliance with Fund Finance credit underwriting standards. Manages a...

Job DescriptionJob Description: Corporate Advisory/Fund Formation Associate (2nd–4th Year) Location: New York, NY Direct Counsel is representing an AmLaw 100 firm seeking a highly motivated 2nd to 4th year associate to join the Corporate Advisory/Fund Formation practice in its New York office. ...

Job Description We are looking for a strategic General Counsel to manage all legal matters for Fay. You will work closely with our founders, the CEO and CTO, on corporate organization, early-stage employment, venture financings, partnership design, commercial agreements, compliance, and more. Thi...

Job DescriptionBizTek People is in search for an experienced Client Onboarding Consultant for our client in NYC! Major Responsibilities - Support the direct team manager with all onboarding processes. - Manage daily onboarding requests across all divisions. - Coordinate end-to-end onboardi...

Job Description About the Company: Founded in 1983, AKAM provides unparalleled knowledge, industry-leading technology, cost-saving initiatives, and the best customer service in the industry to every condominium, cooperative, homeowners association, and investment property we service. From compreh...

Job DescriptionCompany Overview World Insurance Associates (“World”) is a unique financial services organization with a global network of brokers and specialists who empower people to make informed decisions to improve their risk management outcomes, modernize their benefits programs, and help th...