Investment compliance jobs in North Bergen, NJCreate job alerts

Partner with other Compliance teams, including CMG, Transversal, Financial Security and Capital Markets Compliance on matters related to investment banking and financing activities. The Investment and Corporate Banking Advisory (“ICBA”) Compliance Officer – Americas is responsible for the regu

The Investment and Corporate Banking Advisory ("ICBA") Compliance Officer – Americas is responsible for the regulatory advisory function of the investment banking and financing activities. Partner with other Compliance teams, including CMG, Transversal, Financial Security and Capital Mar

This role is pivotal in facilitating PIMCOs Anti-Financial Crimes (AFC) compliance program, with a primary focus on overseeing and implementing the global sanctions compliance program. Collaborate with the Global Anti-Financial Crimes Compliance Officer in connection with ongoing evolution of AFC...

Ensure day-to-day activities of the Investment Banking Compliance team are in a manner consistent with the Bank's risk culture and the relevant risk appetite statement and limits. Monitor and identify regulatory developments, including enforcement actions, and new laws, regulations, rules, and in...

Administer the funds compliance program, including compliance with co-investment exemptive relief granted by the SEC. PIMCO is seeking a Senior Compliance Officer to join its global compliance team within the Legal and Compliance Department, focusing on the U. Maintain an understanding of investm...

We are currently seeking a dedicated and experienced Capital Markets Compliance Officer to join our Compliance team who will be responsible for providing compliance advice and building a compliance program to support our growing investment banking offering. Conduct compliance reviews, surveillanc...

Expertise in employee compliance systems, including STARCompliance, is strongly preferred. Must have experience with the design and administration of advisers, mutual fund and broker-dealer codes of ethics, personal trading, and related policies, as well as working knowledge of the Investment Adv...

The Investment and Corporate Banking Advisory ("ICBA") Compliance Officer - Americas is responsible for the regulatory advisory function of the investment banking and financing activities. Partner with other Compliance teams, including CMG, Transversal, Financial Security and Capital Markets Comp...

Support the compliance testing and monitoring plan by executing various compliance monitoring routines, developing testing procedures, and partnering with engineers to refine and automate monitoring activities. The Compliance Officer will primarily assist in the day-to-day management of Capstone'...

The Compliance Officer will primarily assist in the day-to-day management of Capstone's Trade Compliance program and provide advisory support to Capstone's trading staff. Support the compliance testing and monitoring plan by executing various compliance monitoring routines, developing testing pro...

PIMCO is seeking a dynamic Compliance Officer to join its global compliance team within the Legal and Compliance Department. Registered Funds compliance program, collaborating with the Legal and Compliance Department to evaluate risks and adherence to policies and procedures by relevant business ...

Experience in providing legal, regulatory or compliance advice in connection with investment banking advisory engagements and transactions is essential. Investment Bank Compliance Officer - Origination & Advisory. Ability to make, support, and defend difficult and complex regulatory/compliance de...

OneMain is an innovative, digital-focused company who is transforming the way our customers think about and use financial products.As part of our evolving digital strategy, we are focused on enhancing the logged-in experience, driving self-service adoption, and improving overall digital engagemen...

Financial Services,Cash Flow Analysis,Banking,Corporate Finance,Analysis Skills,Microsoft Powerpoint,Securities Law,Investment Banking,Private equity,Financial Analysis,Financial Modeling,Bloomberg. Analyst Healthcare Investment Banking. Global Banking and Markets (GBM) is a leading Canadian Capi...

Investment Banking Analyst, Consumer & Retail ("C&R") - New York. Adhere to compliance procedures and internal/operational risk controls in accordance with all applicable regulatory standards, requirements and policies. Investment Banking (Consumer & Retail experience preferred).

The goals of the Health Services Office at the Department of Social Services (DSS) are to improve the health and well-being of New Yorkers experiencing homelessness reduce morbidity and mortality thereby increasing their chances of succeeding in permanent housing and independent living improving ...

Manage contractor compliance with documents.

The Grants Compliance Analyst will report to office of the Associate Commissioner of Grants and Fiscal Management for compliance tasks and will coordinate with the Director of Emergency Relief Grants for FEMA and CDBG-EDR (Community Development Block Grant-Emergency Disaster Relief) operational t...

Investment Banking (Consumer & Retail experience preferred). Demonstrated knowledge of corporate finance and investment banking products, with a preference to experience in Consumer & Retail (C&R). Investment Banking Analyst, Consumer & Retail ("C&R") - New York.

The Bank provides access to the payment networks (Mastercard Visa) holds deposits and performs related risk and compliance oversight.

In late 2015, Capital One’s Commercial Banking division vaulted into the top 10 list of national commercial banks after a multi-year strategic investment in transforming Commercial from a collection of small local banks into a strong regional player.

In addition you will develop metrics and prepare reports and analyses related to performance evaluation compliance projects or other initiatives.

IT RISK MANAGEMENT SENIOR ANALYST.The IT Risk Senior Analyst is a subject-area specialist with specialized training, methods and analytic techniques to create recommendations and directions for cyber risk mitigation in a complex technical environment.Focus areas of IT Control assessment by the IT...

Business Analyst, Card Onboarding, Premium Products.The Card Onboarding team is focused on driving customer and enterprise value during initial moments in the customer journey where engagement is highest.We are looking for analysts with credit background and SQL experience to help drive business ...

Assist with audit and regulatory responses, and IT regulatory compliance efforts, ensuring timely remediation of identified issues. Experience with data analytics tools and ServiceNow for risk and compliance management. Founded in 1954, City National provides personalized banking, investment and ...

Demonstrated knowledge of corporate finance and investment banking products, with a preference to experience in Consumer & Retail (C&R). Investment Banking Analyst, Consumer & Retail ("C&R") - New York. Adhere to compliance procedures and internal/operational risk controls in accordance with all ...

IT RISK MANAGEMENT SENIOR ANALYST.The IT Risk Senior Analyst is a subject-area specialist with specialized training, methods and analytic techniques to create recommendations and directions for cyber risk mitigation in a complex technical environment.Focus areas of IT Control assessment by the IT...

Review and validation of High Risk KYC files to ensure completeness and compliance with Bank policies and Regulatory Requirements. The employee will most likely interact on a regular basis with the Client On Boarding group, Front Office personnel, Head Office Compliance personnel, and IT support....

IT RISK MANAGEMENT SENIOR ANALYST.The IT Risk Senior Analyst is a subject-area specialist with specialized training, methods and analytic techniques to create recommendations and directions for cyber risk mitigation in a complex technical environment.Focus areas of IT Control assessment by the IT...

Reporting to the Senior Vice President, Chief Compliance Officer & Chief Counsel, the Regulatory Compliance Analyst will support the LR&C function on U. Assist Assistant Compliance Managers with the preparation and timely submission of U.

Assist with audit and regulatory responses, and IT regulatory compliance efforts, ensuring timely remediation of identified issues. Experience with data analytics tools and ServiceNow for risk and compliance management. Founded in 1954, City National provides personalized banking, investment and ...

Job Title: Fixed Income Business Analyst.Hybrid in Newark, NJ - 2 days a week onsite.We are seeking a detail-oriented.This individual will play a crucial role in bridging the gap between.Translate business requirements into.Develop and maintain project documentation, including.Ability to work eff...

Cross-functional partnership: Work closely with colleagues across Capital One including: Design, Product, Tech, Marketing, Risk, Legal, Compliance, Fraud, and others to drive improvement in product quality, booking volume, customer service, and financial profitability.

International Trade Compliance Analyst. This opening you will be a member of the International Trade Compliance team.

Risk & Control Payments Analyst.Hybrid/ 2-3 Days Onsite (Client located in New York, NY).Must be local to the New York, NY area.Must be able to work on W-2 Basis.Grow your career as a Risk & Controls Payments Analyst with an innovative global bank in New York, NY.Contract role with strong po

Risk Analytics – counterparty credit risk quantitative analyst.Quantitative specialist for developing and managing analytics for counterparty credit risk models.Candidate will join the Risk Analytics group that partakes in model development over the full life-cycle of modes: from methodology to d...

Senior Systems Data Analyst – Reinsurance/Insurance.On-site – 4 days per week onsite.Manhattan, New York, United States.This client does not provide Visa sponsorship – US citizenship or Green Card status only will be considered.Senior Systems Data Analyst with Reinsurance or Insurance data exp

We are seeking a dedicated Collateral Management Analyst to join our team.This role is responsible for overseeing activities processed by the Natixis US Treasury Desk and related teams engaged in Treasury operations, as well as Cash and Collateral Management.The analyst will supervise outsourced ...

Provide real-time compliance support to investment teams, operations, and other internal stakeholders. A Hedge fund is seeking a Compliance Officer to join its New York-based compliance team. ComplianceAlpha, StarCompliance, Code of Ethics tools).

Risk & Control Payments Analyst.Hybrid/ 2-3 Days Onsite (Client located in New York, NY).Must be local to the New York, NY area.Must be able to work on W-2 Basis.Grow your career as a Risk & Controls Payments Analyst with an innovative global bank in New York, NY.Contract role with strong possibi...

Marketing Analytics Manager (Hybrid).BEPC is actively seeking a data-driven.This hybrid position is ideal for a strategic thinker with strong business intelligence engineering experience who thrives in a fast-paced, cross-functional marketing environment.You will spearhead customized analyses tha...

Business Analyst – Wealth & Distribution Technology.Wealth and Distribution Technology team.This is an exciting opportunity for someone with strong financial services experience and deep knowledge of wealth management to contribute to strategic initiatives and drive meaningful results.As a Busine...

NYC 10013 or Santa Monica, CA 90404.Up to$100/hr on W2 depending on experience (no C2C or 1099 or sub-contract).GC, USC, All valid EADs except H1b.We are looking for an experienced and strategic.The ideal candidate is a hands-on data expert with a deep understanding of experimentation, user behav...

Level: Investment Banking Analyst 2/3. Oaklands Global is proud to partner with two prestigious bulge bracket banks in their search for a talented Analyst with strong Tech/Software M&A experience, ideally gained at an elite boutique or leading investment bank. M&A experience at a leading Investme...

At Consensus Health, we believe better healthcare begins with a community of strong, independent providers delivering high quality, compassionate patient care with improved outcomes.As New Jersey's fasting growing independent medical group, Consensus Health offers full clinical and operational in...

Strong technical accounting background in the financial services industry (Ex: Corporate and Investment Bank, Prime and Hedge Fund Services, Investment Management, etc. Compliance Culture and Conduct:.

I work as a Technical Recruiter for.We are searching for Professionals below business requirements for one of our clients.Please read through the requirements and connect with us in case it suits your profile.Business Analyst / Data Analyst – Credit Risk.Must be able to start in two weeks.Subject...

Up to 3 years, with potential 2-year extension.Gather and validate functional and technical requirements.Conduct gap analysis and stakeholder interviews.Create detailed documentation (FRDs, process flows, test cases).Assist in QA and UAT activities.Collaborate across development and project teams...