Investment compliance jobs in White Plains, NYCreate job alerts

The Director, Investment Services Compliance is responsible for assisting the Managing Director, Privacy Compliance and Investment Services, for developing a compliance risk management program and for providing compliance services to Webster investment and trust service lines of business (LOB). A...

Experience with banking laws and regulations, with a focus on those related to bank holding companies and national banks. Responsible for researching federal and key state banking and securities laws and regulations, reviewing the bank’s policies and procedures, and disseminating pertinent inform...

Job Description Who We Are Panco is a fully integrated owner/operator of multifamily assets along the East Coast. Our commitment to the highest level of property management and exceptional service has remained consistent. We execute the highest level of service, community experiences and lifestyl...

Job Description SALES & MARKETING ASSISTANT MANAGER Industrial Materials Mitsui Plastics, Inc. (“MPI”) is a leading global supplier of polymer materials, services, and solutions. MPI is a prominent distributor serving plastic and chemical industries worldwide as part of the international networ...

Analyze the impact of pricing on volume and profitability, incorporating models for investment scenarios and potential pricing adjustments. Conduct in-depth analyses on pricing elasticity, market conditions, and competitor actions to develop pricing recommendations. Ensure compliance with pricing...

The Director, Investment Services Compliance is responsible for assisting the Managing Director, Privacy Compliance and Investment Services, for developing a compliance risk management program and for providing compliance services to Webster investment and trust service lines of business (LOB). M...

Perform field inspections to verify compliance with specifications and standards.

Perform field inspections to verify compliance with specifications and standards.

Develop a thorough understanding of data processing inputs critical to reporting compliance. Adhere to all compliance policies and regulatory requirements.

This position is near a highly sought-after area just north of New York City.White Plains provides the ideal combination of urban and suburban flavor.The city offers numerous parks and recreational facilities and a large variety of recreational programming for preschoolers through active older ad...

Manage contractor compliance with documents.

Enforce safety and quality protocols on-site and ensure compliance with OSHA and company standards.

Manage contractor compliance with documents.

I'm partnering with a leading investment management firm that's quietly searching for a Chief Compliance Officer — or a senior compliance officer who will step into the CCO role — to. Rare chance to lead and scale a global compliance program with direct access to senior leadership. The ideal can

Our Client Needs a Business Analyst specializing in Oracle PBCS (Planning and Budgeting Cloud Service) is a professional who understands and applies business and technical knowledge to configure, implement, and support Oracle's PBCS solution.They work closely with clients and internal teams to un...

Purchase, NY (On-site 5x/week during training; 4x/week hybrid post-training).We’re seeking a detail-oriented Business Analyst to support a top-tier financial services firm.You’ll work closely with financial advisors, offering expert guidance on advisory programs, account operations, and trading

I'm partnering with a leading investment management firm that's quietly searching for a Chief Compliance Officer — or a senior compliance officer who will step into the CCO role — to. The ideal candidate has 8+ years of experience, a JD (preferred), and deep expertise with the Investment Adviser

Triton is seeking goal-oriented individuals with a college degree in Architecture, Engineering, or other similarly educated individuals with equivalent work experience.The candidate will be able to execute administrative and technical duties consistent providing Construction Management Consulting...

Yonkers Contracting Company, Inc.YCC is seeking an Architectural Project Manager/Estimator to join our team!.In this role, you will be responsible for preparing detailed cost estimates for materials, labor, and equipment for architectural aspects of projects, based on client specifications, to su...

Yonkers Contracting Company, Inc.YCC is seeking an Architectural Project Manager/Estimator to join our team!.In this role, you will be responsible for preparing detailed cost estimates for materials, labor, and equipment for architectural aspects of projects, based on client specifications, to su...

Purchase, NY (On-site 5x/week during training; 4x/week hybrid post-training).We're seeking a detail-oriented Business Analyst to support a top-tier financial services firm.You'll work closely with financial advisors, offering expert guidance on advisory programs, account operations, and trading p...

Private Banking Opportunity – On-Site Role.Duration: 6–12 month contract with potential to extend.Join a leading Wealth Management firm supporting Securities-Based Lending (SBL) operations.We're looking for someone with 2+ years of experience in banking or finance to assist Financial Advisors an

Bask & Lather is a fast-growing, family-owned haircare brand dedicated to creating effective, natural solutions for hair growth and overall hair health.As we continue to expand, were seeking a highly organized and results-driven.The Project Manager will oversee projects across marketing, operatio...

Oversee the implementation of remediation projects, ensuring compliance with environmental regulations and standards.

Liaise with various operational areas such as underwriting, accounting, compliance, audit, information technology, etc.

Project Manager (Onsite) Tarrytown, NY.Key responsibilities of this role include.Meet with stakeholders of the project team and departmental.Monitor and adjust project plans, and schedules.Ensure adherence to our client’s standards and Hoffman’s.Manage multiple projects simultaneously.Provide on

Private Banking Opportunity On-Site Role.Duration: 612 month contract with potential to extend.Join a leading Wealth Management firm supporting Securities-Based Lending (SBL) operations.We're looking for someone with 2+ years of experience in banking or finance to assist Financial Advisors and Pr...

The Liquid Credit Team focuses on investments in syndicated leveraged loans and works with other investment areas of the firm, notably the Direct Lending Team. Prepare investment memos and analysis for presentation to the investment committee. Our Credit platform comprises a team of seasoned inve...

Responsibilities: We are seeking a detail-oriented and dynamic Business Analyst with expertise in Trade Compliance and Foreign-Trade Zones (FTZ). The ideal candidate will:Be responsible for supporting the compliance operations related to global trade, f;Focus on the efficient handling of import/e...

Troubleshoot challenges with the compliance program platform and escalate to Driver Compliance Supervisor as necessary. Upload and maintain compliance data for assigned locations. Review all documents for accuracy before entering into the compliance system.

Purchase, NY (On-site 5x/week during training; 4x/week hybrid post-training).Were seeking a detail-oriented Business Analyst to support a top-tier financial services firm.Youll work closely with financial advisors, offering expert guidance on advisory programs, account operations, and trading pro...

To be part of our organization, every employee should understand and share in the YNHHS Vision, support our Mission, and live our Values.These values - integrity, patient-centered, respect, accountability, and compassion - must guide what we do, as individuals and professionals, every day.Provide...

Support compliance coverage of the firm's technology and data enterprise, and coverage for broker-dealer clients. Implement internal control enhancements and appropriately solution potential compliance matters. Assist draft business specifications to create and improve surveillance and compliance...

W&M Fire Protection, a subsidiary of Davis-Ulmer Sprinkler Company, is a full-service fire protection contractor with complete design, installation, and fabrication capability.W&M has proudly served the tri-state and New England areas for over 20 years and offers a challenging and rewarding work ...

Project Manager MAHIN-JOB-33109.Insurance domain knowledge with Property & Casualty background •Very good understanding of Guidewire framework, implementation and components.Detail understanding of Guidewire InsuranceSuite ¿Policy Center and Billing Center, ClaimCenter Experienced in GW cloud imp...

We are a vertically integrated real estate company and a qualified real estate investment trust (REIT) that is self-administered, self-managed, and an S&P 500 Index member.

Job Description: Anti-Fraud Team is looking for an Analyst and Associate level compliance Business analyst to support a project.

PARTNER offers full-service engineering, environmental and energy consulting, and design services throughout the Americas, Europe, and around the globe.As a leading firm in the Commercial Real Estate (CRE) industry, we have 1200+ employees in more than 40 offices.We want to be the best home for t...

NorthEast Provider Solutions Inc.Oversees all aspects of projects; and responsible for their coordination and completion.Sets deadlines, assigns responsibilities, and monitors and summarizes progress of project.Prepares reports for upper management regarding status of project.Facilitates the work...

About the job Cross-functional Project Manager.Cross-functional Project Manager needs 5+ years experience.Cross-functional Project Manager requires:.Planned & executed large projects.Taken accountability for project planning and management in a business or agency that implemented an extensive per...

Mechanical Engineer (MEP - Design/Build Engineering Consulting) Immediate Need.This Jobot Job is hosted by: Tony Barhoum.Are you a fit? Easy Apply now by clicking the "Apply" button and sending us your resume.Salary: $85,000 - $130,000 per year.We are an Engineering Consulting firm specializing i...

Representing a leader in the residential construction industry, we are searching for an experienced residential construction project manager to join their team.You will be asked to provide a projects list documenting your residential experience in the 6,000 sq.Responsibilities will include, but a...

We are seeking a Business Operations Analyst / Manager to lead operational excellence, establishing best-in-class processes and scalable systems that support the Company's strategic goals and continued growth.This role will lead the analysis, contribute to solutions development and implementation...

Act as an associate advocate and ensure the program's compliance across Montefiore policy and procedures. Manage project finances and budget activities to maximize investment and increase efficiency.

Enforce OSHA compliance and maintain a safe jobsite.

Ensure compliance with all relevant regulations, standards, and best practices throughout the proposal development process. ECLARO values diversity and does not discriminate based on Race, Color, Religion, Sex, Sexual Orientation, National Origin, Age, Genetic Information, Disability, Protected V...

Its an exciting time to join the WellSense Health Plan, a growing regional health insurance company with a 25-year history of providing health insurance that works for our members, no matter their circumstances.The Project Manager II (PM II) is responsible for facilitating the execution of projec...

TRC has long set the bar for clients who require more than just engineering, combining science with the latest technology to devise innovative solutions that stand the test of time.From pipelines to power plants, roadways to reservoirs, schoolyards to security solutions, clients look to TRC for b...