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The Risk Assessment and Testing Center of Excellence (CoE) is seeking a passionate and hardworking professional to join the team! You will help strengthen Fidelity’s control environment by documenting effective controls, drive efficiencies in the testing of controls supporting multiple compliance...

The Role Do you want to join a team focused on Fidelity’s Cryptocurrency, Blockchain and Decentralized Finance programs and initiatives? The Technology Risk team for Enterprise Services (ES) within Enterprise Technology Risk & Analytics (ETRA) group is seeking a passionate, driven, and experienc...

Job Description About Futu US Inc. Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU). Our core mission revolves around inno...

Job Description About Futu US Inc.: Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU). Our core mission revolves around inn...

Job Description About Futu US Inc.: Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU). Our core mission revolves around in...

Job Description About Futu US Inc.: Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU). Our core mission revolves around in...

Job Description Our client is a well-established and expanding Real Estate Investment Trust (REIT) and asset management firm. With recent business growth and exciting new additions to their portfolio, they are looking to hire a motivated and bright Staff Accountant to join their dynamic property ...

Job Description Our client is seeking an experienced and highly motivated Controller (or Assistant Controller) to support their growing organization by leading core accounting functions, enhancing operational efficiencies, and implementing scalable processes. The ideal candidate will have a stron...

Job Description Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU). Our core mission revolves around innovating the invest...

Job Description EDM Marketing Specialist Office Location: Jersey City, NJ About Futu US Inc.: Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings...

Central Compliance, Vice President- Corporate & Investment Banking. More specifically, this role will provide Compliance advisory and operational support for Licensing and Registration and Employee Compliance (including but not limited to Code of Conduct, Personal Account Dealing, Outside Busines...

Position: Head Investment Compliance Monitoring. Within our Risk Control division, you will be part of an experienced and professional team whose responsibilities are ensuring compliance of the discretionary and advisory portfolios with all relevant restrictions and support various internal stake...

More specifically, this role will provide Compliance advisory and operational support for Licensing and Registration and Employee Compliance (including but not limited to Code of Conduct, Personal Account Dealing, Outside Business Activities Gifts & Entertainment, Political Contributions, SEC Rul...

More specifically, this role will provide Compliance advisory and operational support for Licensing and Registration and Employee Compliance (including but not limited to Code of Conduct, Personal Account Dealing, Outside Business Activities Gifts & Entertainment, Political Contributions, SEC Rul...

Central Compliance, Vice President- Corporate & Investment Banking. More specifically, this role will provide Compliance advisory and operational support for Licensing and Registration and Employee Compliance (including but not limited to Code of Conduct, Personal Account Dealing, Outside Busines...

Central Compliance, Vice President- Corporate & Investment Banking. More specifically, this role will provide Compliance advisory and operational support for Licensing and Registration and Employee Compliance (including but not limited to Code of Conduct, Personal Account Dealing, Outside Busines...

Central Compliance, Vice President- Corporate & Investment Banking. More specifically, this role will provide Compliance advisory and operational support for Licensing and Registration and Employee Compliance (including but not limited to Code of Conduct, Personal Account Dealing, Outside Busines...

Compliance Officer - Investment Bank Compliance - Origination & Advisory. Experience in providing legal, regulatory or compliance advice in connection with investment banking advisory engagements and transactions is essential. You will focus on providing real-time support to the Origination & Adv...

We are seeking an experienced Compliance Officer to provide real-time and regulatory compliance coverage for our business units engaged in the sales and trading of Rates (including Treasuries and interest rate derivatives) and FX products for both market-making and hedging purposes. Develop and i...

Central Compliance, Vice President- Corporate & Investment Banking. More specifically, this role will provide Compliance advisory and operational support for Licensing and Registration and Employee Compliance (including but not limited to Code of Conduct, Personal Account Dealing, Outside Busines...

The Investment and Corporate Banking Advisory (“ICBA”) Compliance Officer – Americas is responsible for the regulatory advisory function of the investment banking and financing activities. Partner with other Compliance teams, including CMG, Transversal, Financial Security and Capital Markets C

Investment Bank Compliance Officer - Origination & Advisory. Experience in providing legal, regulatory or compliance advice in connection with investment banking advisory engagements and transactions is essential. You will focus on providing real-time support to the Origination & Advisory busines...

Billion Alternative Asset Manager Seeks an Investment Compliance Officer (1940 Act, Compliance Policies, Regulatory Compliance). Years of Investment Management Compliance at another Alternative Asset Manager. Strong Knowledge of Investment Advisers Act/ Investment Company Act 1940.

Central Compliance, Vice President- Corporate & Investment Banking. Undertakes standard reviews, creates/maintains compliance metrics, as needed, and escalates to senior staff where non-compliance is identified. More specifically, this role will provide Compliance advisory and operational support...

The Compliance Specialist is also responsible for working with the Compliance Manager, the Associate Director of Compliance, and other Compliance Specialists to oversee the accuracy of internal data and execute quality assurance of BJI’s practices. Reporting to the Compliance Manager, the Complia...

Compliance Officer - Investment Bank Compliance - Origination & Advisory - Capital Markets. Experience in providing legal, regulatory or compliance advice in connection with investment banking transactions or equity trading is preferred. Professional will focus on providing real-time support to t...

The world’s leading organizations and global players choose Proskauer to represent them when they need it the most.With 800+ lawyers in key financial centers around the world, we are known for our pragmatic and commercial approach.Proskauer is the place to turn when a matter is complex, innovativ...

Monitor and identify regulatory developments, including enforcement actions, and new laws, regulations, rules, and interpretations or guidance relating to Investment Banking Compliance across all jurisdictions. The ideal candidate must have compliance experience in the investment banking space, p...

Oversee invoice review and approval processes to ensure accuracy, compliance with billing guidelines, and proper allocation to cost centers. Perform rate analysis and approval, ensuring alignment with internal policies and compliance with agreed terms.

Compliance Officer - Investment Bank Compliance - Fixed Income Sales & Trading - Rates and FX. With primary focus on the Rates and Foreign Exchange (FX) business, you will advise on issues (questions, problems, or proposals) related to Rates sales and trading activities, surveillance and monitori...

The role of the Latin America Investment Banking team is to advise corporate clients and financial sponsors globally on capital raising, investment or divestment of assets domiciled in Latin America. The Analyst Program at Scotiabank is designed to introduce undergraduate students to the stimulat...

Draft Compliance Opinions for New Product Committees, liaising with business management and support functions to deliver clear guidelines that ensure new business activities operate in compliance with applicable regulatory requirements. Contribute to qualitative and quantitative monthly and quart...

They will facilitate, track, report on, and follow-up all areas of compliance to the CPS evidence-based model. Facilitate, track, report on, and follow-up all areas of compliance to the CPS evidence-based model.

Billion Alternative Asset Manager Seeks an Investment Compliance Officer (1940 Act, Compliance Policies, Regulatory Compliance). Years of Investment Management Compliance at another Alternative Asset Manager. Strong Knowledge of Investment Advisers Act/ Investment Company Act 1940.

We are looking for an IT Compliance Analyst to ensure demonstrable compliance to applicable IT governance requirements. Assist and/or lead privacy compliance reviews. Act as a subject matter expert for IT compliance requirements.

The ICBA Compliance Officer reports directly to the Head of Global Markets Regulatory Compliance in the Americas and the Head of ICBRC in Head Office ultimately to the Regional Chief Compliance Officer for the Americas. The Investment and Corporate Banking Advisory (ICBA) Compliance Officer Ameri...

The Chief Compliance Officer of Figure Lending will lead the Lending compliance team and oversee the related compliance and regulatory functions. Manage and oversee the compliance functions for Figure Lending compliance program. Figure Lending is seeking a highly motivated and experienced individ...

Practising Law Institute (PLI) educates and informs lawyers and other professionals with innovative programs, publications, podcasts, and additional resources.With a sterling reputation developed over 90 years, PLI is a trusted source of professional development and knowledge for the legal commun...

Kelley Drye & Warren LLP, a powerhouse firm with the heart of a boutique, is seeking a highly motivated Business Development Analyst to assist in the implementation of business development and marketing strategies.This is an excellent opportunity for someone with intellectual curiosity and initia...

Every day, our team members do amazing things in pursuit of our shared purpose to build trust with our clients, partners, subcontractors, and teammates.No matter your background, education, or career path, if you share our vision to create extraordinary experiences, you belong.Commercial Construc...

Minimum of 3 years of experience in Enterprise Risk Management or Operational Risk Management, and/or investments operations / investments accounting / audit experience. The Operational Risk Analyst will support, develop and otherwise facilitate the ongoing implementation and execution of Global ...

Every day, our team members do amazing things in pursuit of our shared purpose to build trust with our clients, partners, subcontractors, and teammates.No matter your background, education, or career path, if you share our vision to create extraordinary experiences, you belong.Commercial Construc...

JD with 7+ years of post JD experience working in a regulatory or compliance capacity within a hedge fund (preferred), private equity fund, traditional asset manager, compliance consulting firm, or the SEC. Provide legal and compliance counsel to management and investment teams on regulatory risk...

Our client is seeking a Temp Project Manager to support their NYC office; the main function of the Trole is to plan, direct, or coordinate activities in such fields as engineering, research and development, financial systems and product roll-out, etc or any other non-IT based project.The individu...

You will be our Group Chief Compliance Officer responsible for the development, implementation and maintenance of SiriusPoint’s compliance and ethics program, driving the Company’s ongoing commitment to compliance with all applicable laws and regulations globally, while also ensuring adherence t

Every day, our team members do amazing things in pursuit of our shared purpose to build trust with our clients, partners, subcontractors, and teammates.No matter your background, education, or career path, if you share our vision to create extraordinary experiences, you belong.Commercial Construc...

S:US is seeking a highly motivated HR Compliance Specialist who will be responsible for supporting all aspects of HR Compliance and HR audits to ensure compliance with Federal and State regulations, including pre-employment screening, I-9 verification, criminal background checks, professional lic...

The mission of Well (https://www.We do this through our differentiated consumer experience and world-class data and analytics engine that drive engagement and behavior change.Our product — a consumer health engagement platform — integrates concierge services, behavioral health, telemedicine, car