Compliance audit jobs in Plymouth

Financial Controller Salary: £35,000 to £40,000 Job Summary: The Financial Controller is responsible for overseeing the day-to-day operations of the finance department. This role involves the management of the company's financial accounting, monitoring, and reporting systems. The Financial Contr...

The role of the Compliance & Audit Manager is to make sure that the company is conducting business in full compliance with all national framework requirements and regulations that pertain to the Healthcare industry, as well as professional standards, accepted business practices, and internal poli...

Our client a well-respected and reputable trade association with 1,400 members is currently looking for Compliance Officer. The Role of Compliance Officer. ...

To undertake compliance monitoring reviews as agreed with the Head of Compliance Monitoring to achieve delivery of the Compliance Monitoring Plan as agreed for the activities of WMUK, LFA and LFI. To deliver the Compliance Monitoring plan, which is agreed on an annual basis with the regulated ent...

The team sits within the audit practice dedicated to providing practical support to help audit teams consistently deliver high quality audits. Proactively discuss audit quality matters with teams and help develop strategies to deliver high audit quality audits. Our client, a leading global accoun...

Compliance Manager - Lloyds Market. Support the business as the Compliance function SME. Assess ongoing compliance with Lloyd's Regulatory Principles. Create & maintain relevant compliance policies & procedures. ...

Conducting Duty of Care due diligence upon the external approved waste supply chain partners (both desk-top and site based) to ensure compliance. Support ISS operational teams in completing reviews of their contract’s compliance with legislation and ISS operational processes. An in-depth knowledg...

Senior Credit Risk Strategy Manager - Credit Cards. Are you an experienced leader in credit risk strategy with extensive experience in credit cards, eager to drive impactful initiatives within a rop challenger bank? Join an industry leader and play a key role in shaping credit risk strategies for...

The MLRO/Compliance Officer will be responsible for managing our compliance with legal and regulatory requirements, with a particular focus on anti-money laundering (AML) and counter-terrorist financing (CTF) measures. Provide training and guidance to staff on compliance procedures and the import...

If you're a seasoned Aviation professional with a strong background in Safety & Compliance and are eager to explore opportunities abroad, we invite you to share your CV with us. Red Sky Personnel is actively seeking an Aviation Safety & Compliance Manager to join a team in the vibrant Middle East...

This is an excellent opportunity for a compliance analyst looking to progress into a more senior and broader compliance role. As a Senior Compliance Analyst you will be joining a business that is looking to expand and will be an integral part of the firm with exposure to a wide variety of busines...

Robert Half is recruiting for a Head of Compliance (SMF16) for a brokerage firm. ROLE: Head of Compliance (SMF16). Compliance responsibility as part of a wider team for input and calibration of documents. Responsibility for annual review and update of all Compliance and AML policies and procedure...

Compliance Officer - Insurance. A London Market Insurer are seeking a Compliance Officer to manage the regulatory risk associated with the business through the management of its relationship with the regulator(s) and promotion of best practice. Act as a key part of the Compliance function driving...

Our client, a successful Investment Management firm, are looking for an experienced Compliance Officer to join the team to lead, oversee and manage the day to day compliance and operational aspects of their investment management business unit and platform offering, ensuring issues and risks of a ...

Lead Technical Compliance Manager. This is a newly-created role within the Compliance function. Perfect for someone at a Senior/Managerial level who would appreciate an autonomous role to focus on day-to-day tasks as a Technical Specialist. Previous role in a Compliance Advisory capacity. ...

Main Responsibilities as a Compliance Manager. For further information on this Compliance Manager role apply below. Review SOX control evidence for completeness and compliance. Manage SOX audits and conduct annual reviews to ensure compliance with SOX controls. ...

Compliance Manager – Asset Management & Hedge Fund Compliance Consultancy (Must have solid Asset Management & Hedge Fund Compliance experience). Our client needs either a “senior Compliance Manager”, or "Head of Compliance" level experience either gained from a Hedge Fund, Asset Manager, or Priva...

Robert Half is recruiting for a Senior Regulatory Compliance Officer from an FX background for a 9 Month Contract. ROLE: Senior Regulatory Compliance Officer. Regulatory Compliance officer/manager. ...

Taylor Root is pleased to be working with one of the most well know names in media and broadcasting to recruit a Data Protection and Compliance Analyst. Reporting into the Head of Compliance you will be responsible for:. Experience of working in a data protection compliance role that involves the...

As an experienced Risk manager, assist in managing enterprise and operational risk frameworks, particularly focusing on third-party supplier risk and facilities risk. Remote Risk and Compliance Testing Manager - Properties and Facilities. Exciting Opportunity for Experienced Risk and Compliance M...

As an Alliances Manager you will be responsible for execution of cyber-insurance and cyber-risk product/services strategy. Your connections and relationships within the cyber risk space will help us drive insurance requirements back into the IR roadmap with the goal of being the preferred vendor ...

The Contract Risk Manager will be responsible for managing contract risks, ensuring compliance, and mitigating potential liabilities across our organization. DHL Group, a leading global logistics company, is seeking a highly motivated and experienced Contract Risk Manager to join our team. Strong...

The company’s risk function is a traditional 2nd line of defence, having a clear focus on enterprise risk, you will also need experience in managing risk policy, risk appetite, scenario testing, and preferably model validation exposure. This position would suit someone from an actuarial and/or ri...

Ideally you’ll have been a compliance officer and/or nominated officer for a UK-based estate agency. COMPANY ACCOUNTS & AML COMPLIANCE OFFICER - REMOTE WORKING. They are looking for a Company Accounts & AML Compliance Officer to join the team. Working closely with the Directors, you will manage t...