Financial conduct authority jobs in Uxbridge

Report to the Delegated Authority Practice Claims Manager, with oversight from the Deputy Head of ... Conduct Policy.

A local authority in London is looking to hire an Investment Surveyor to identify and streamline ... Conduct financial analyses to ascertain investment potential and returns. * Undertake due diligence ...

About the company Equity and General was established in 2008 and we are directly authorised by the Financial Conduct Authority. We are principally located in London, and we also hold offices in ...

Financial planning administrator required for our established and highly regarded practice in the ... Conduct Authority. Our trusted expertise, personal service and proactive approach enables us to ...

Your primary responsibilities will be to conduct financial reviews and identify suitable ... You must have the ability to show confidence, passion, build client rapport authority, personality ...

Prior experience in performing client categorization based on the FCA (Financial Conduct Authority) Conduct of Business Sourcebook. * Experience with PEPs, Sanctions and Adverse Media screening

Ensuring accurate and timely submission of Financial Conduct Authority (FCA) quarterly returns and monitoring liquidity position of regulated legal entities * Preparation of MI packs for Wealth and ...

The team advises on the full range of issues affecting financial services clients including Financial Services and Markets Act (FSMA), Prudential Regulation Authority (PRA) and Financial Conduct ...

Our client is an Electronic Money Institution authorised and regulated by the Financial Conduct Authority in the UK, with a varied client base including Credit Unions, Financial Institutions and ...

... Financial Conduct Authority (FRN 993228)

Senior Cybersecurity Architect - £800 - £1000 Per Day (Rolling Contract) - London/ Hybrid Tech Stack - Senior Security Architect, Financial Services, Financial Conduct Authority (FCA) Regulations ...

We are regulated by the Financial Conduct Authority and fully compliant with our obligations under Consumer Duty. We understand the importance of providing fair and transparent products and services ...

Reporting data to the Financial Conduct Authority (FCA) * Assisting with day-to-day compliance related queries on an ad hoc basis What you will Bring * Compliance experience within a Financial ...

... and Delegated Authority instructions. * Strong attention to detail. * A desire to accept ... Established and successful conduct of key client mandates * Nomination on client accounts and/or ...

Weavepay, a distinguished UK Electronic Money Institution authorised and regulated by the Financial Conduct Authority (FCA), is at the forefront of revolutionising international payment solutions

Certain activities within the Funeral Partners Group are regulated by Financial Conduct Authority ("FCA"), including all aspects associated with offering funeral plans to customers. Your role will ...

... authority as required by the Head of Finance. • Conduct financial analysis. • Perform reconciliations. • Maintain accurate financial records. • Generate reports as requested by the Head of ...

Send letters of authority and gather information from service & product providers, ensuring ... FCA Conduct Rules. * Strong organisational skills with the ability to manage multiple tasks ...

Liaise with the Financial Conduct Authority (FCA) as MLRO * Provide guidance and advice on financial crime matters to all departments * Deliver financial crime awareness training * Evaluate, monitor ...

In this role, you will be responsible for conducting daily reconciliation processes related to customer funds held in safeguarding accounts, ensuring compliance with Financial Conduct Authority (FCA ...

... Financial Conduct Authority (FCA). · Managing and developing a team, providing leadership, training, and performance evaluations to ensure high levels of competency and motivation. · Overseeing ...

Do you possess a strong understanding of relevant regulations such as ICOBS and IDD, including knowledge of regulatory bodies like the Financial Conduct Authority and Prudential Regulatory Authority

In this capacity, they will manage our firm's adherence with the guidelines and regulations stipulated by the Financial Conduct Authority (FCA). This role can be based in any of our regional city ...

You will operate within the compliance and corporate standards of the business, including compliance with the rules of the Financial Conduct Authority (FCA), anti-money laundering (AML) laws and ...