Financial conduct authority jobs in Watford

Report to the Delegated Authority Practice Claims Manager, with oversight from the Deputy Head of ... Conduct Policy.

A local authority in London is looking to hire an Investment Surveyor to identify and streamline ... Conduct financial analyses to ascertain investment potential and returns. * Undertake due diligence ...

About the company Equity and General was established in 2008 and we are directly authorised by the Financial Conduct Authority. We are principally located in London, and we also hold offices in ...

Your primary responsibilities will be to conduct financial reviews and identify suitable ... You must have the ability to show confidence, passion, build client rapport authority, personality ...

Nest Invest is authorised and regulated by the Financial Conduct Authority (FCA).Organisational OverviewNest is a great government delivery success story. Established in 2010, Nest has been a ...

The team advises on the full range of issues affecting financial services clients including Financial Services and Markets Act (FSMA), Prudential Regulation Authority (PRA) and Financial Conduct ...

Our client is an Electronic Money Institution authorised and regulated by the Financial Conduct Authority in the UK, with a varied client base including Credit Unions, Financial Institutions and ...

Senior Cybersecurity Architect - £800 - £1000 Per Day (Rolling Contract) - London/ Hybrid Tech Stack - Senior Security Architect, Financial Services, Financial Conduct Authority (FCA) Regulations ...

We are regulated by the Financial Conduct Authority and fully compliant with our obligations under Consumer Duty. We understand the importance of providing fair and transparent products and services ...

Reporting data to the Financial Conduct Authority (FCA) * Assisting with day-to-day compliance related queries on an ad hoc basis What you will Bring * Compliance experience within a Financial ...

Send letters of authority and gather information from service & product providers, ensuring ... FCA Conduct Rules. * Strong organisational skills with the ability to manage multiple tasks ...

Satis Wealth Management are Chartered Financial Advisers, regulated by the Financial Conduct Authority and accredited by the Centre for Fiduciary Excellence. Both our independent status and our ...

... authority as required by the Head of Finance. • Conduct financial analysis. • Perform reconciliations. • Maintain accurate financial records. • Generate reports as requested by the Head of ...

Certain activities within the Funeral Partners Group are regulated by Financial Conduct Authority ("FCA"), including all aspects associated with offering funeral plans to customers. Your role will ...

Do you possess a strong understanding of relevant regulations such as ICOBS and IDD, including knowledge of regulatory bodies like the Financial Conduct Authority and Prudential Regulatory Authority

Financial Conduct Authority About Spread Co. Spread Co is one of the most successful, long-standing global trading firms in the Spreadbetting and CFD markets. We're a market-maker in equities ...

Liaise with the Financial Conduct Authority (FCA) as MLRO * Provide guidance and advice on financial crime matters to all departments * Deliver financial crime awareness training * Evaluate, monitor ...

Weavepay is a UK Electronic Money Institution authorized by the Financial Conduct Authority, specializing in streamlining cross-border transactions for a broad client base. Role Overview: We are ...

In this role, you will be responsible for conducting daily reconciliation processes related to customer funds held in safeguarding accounts, ensuring compliance with Financial Conduct Authority (FCA ...

... Authority (PRA) and the Financial Conduct Authority (FCA). This role has important responsibilities in helping to ensure the Compliance function effectively discharges its responsibilities. What will ...

You will operate within the compliance and corporate standards of the business, including compliance with the rules of the Financial Conduct Authority (FCA), anti-money laundering (AML) laws and ...

In this capacity, they will manage our firm's adherence with the guidelines and regulations stipulated by the Financial Conduct Authority (FCA). This role can be based in any of our regional city ...

As we are regulated by the Financial Conduct Authority, you must be comfortable in ensuring you are compliant with all company and regulatory policies and procedures. You must maintain accurate ...

Familiarity with IT regulations from bodies like the Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA), and ability to evaluate their relevance to the CIO * Comprehensive ...