Compliance Assistant Are you detail-oriented, organized, and passionate about maintaining high standards of compliance? We're seeking a Compliance Assistant to support the Compliance Officer for ...
The Company Operations Compliance Manager is responsible for ensuring that Penta operates within legal and regulatory requirements and adheres to internal policies and procedures across all of our ...
Lutine Bell are currently supporting an established Wealth Manager looking to appoint a Compliance Officer into their 2nd line of defence, reporting directly into the Head of Compliance
You will be responsible for managing the Compliance function and leading on a wide variety of compliance projects, regulatory matters and strategic initiatives. Key Responsibilities: * To provide a ...
Operate core compliance programme (PAD, Conflicts, Gifts and entertainment) * Assess compliance issues for new business projects, including new funds, instruments, counterparties & business lines ...