NEW ROLE Part-time Legal Sec - Corp Tax - Top US Firm - 3 days pw (Mon, Tues, Wed). HIGHLY COMPETITIVE SALARY This exceptionally friendly US Law firm based near Liverpool Street Station is currently ...
Career moves are among the most exciting life events, but even the most qualified talent can find changing jobs stressful, and the best companies to work for can struggle when it comes to attracting ...
Senior Administrator Assistant: To provide assistance to the Assistant Company Secretary and the Company Secretarial team as a whole in the delivery of high quality, professional company secretarial ...
A unique opportunity to join the Corporate Department of a high flying US law firm based in iconic offices in the City - due to expansion in this practice area. Candidates should have outstanding ...
We are now carrying out a search to find a mid-senior level Company Secretary (Co Sec) to join their headquarters in London. This is a broad and unique role that involves taking the lead on ...
Ensure FCA & SEC regulatory compliance requirements are adhered too * Assess compliance issues for new business projects, including new funds, instruments, counterparties & business lines * Support ...
Key Responsibilities: * Assist the firm meet FCA and SEC regulatory compliance requirements * Prepare the firm for its quarterly FCA compliance reviews and annual SEC reviews * Review Compliance ...
US Securities Act 1933, Exchange Act 1934, SEC rules/ no action letters/ C&DIs/ staff positions; NYSE rules; other related rules and guidance (including but not limited to JOBS Act/ FAST Act etc
The Legal Sec will perform a variety of secretarial and administrative duties for attorneys to whom assigned according toestablished policies and procedures. Maintains positive contact with clients ...
The Legal Secretary's principal role is to provide full sec admin support to whom they report to with the support they need to perform the task of providing legal services to clients and help them ...
Legal / Co sec qualifications
Implement and enforce cloud security best practices, including identity and access management (IAM), data encryption, network security, and compliance with industry regulations (e.g., GDPR, SEC
Ensure FCA & SEC regulatory compliance requirements are adhered too * Operate core compliance programme (PAD, Conflicts, Gifts and entertainment) * Assess compliance issues for new business projects ...
Do you have 12 Months Legal Sec PA experience and are seeking a new and challenging role? This top 50 UK Law Firm, with lovely offices at Chancery Lane is looking for an experienced Legal Secretaries ...
The perfect Compliance AML Analyst will have extensive AML and compliance experience within a legal environment, having experience of multijurisdictional regulations, including SEC and FCA. You'll ...
Good understanding in the Regulatory Reporting processes and directives. (e.g., SFTR, EMIR, MIFID II, CFTC, SEC, ASIC, HKMA). * Familiarity with Agile (Scrum, TDD, FDD etc.) software development ...
Responsible for training, developing and upskilling junior members of the co sec team. * Collaborate with stakeholders to understand client needs and tailor company secretarial services accordingly
Barclay Simpson is partnering with our financial services client to find a seasoned Company Secretarial and/or governance professional to help them look at their current governance and co-sec team ...
... sec matters. You will have a vital and broad role, an opportunity to make the role your own and further expand the team around you within a dynamic and mission-driven environment. You will have ...
UCITS, 1940 Act, Cayman, etc.) · Proven track record of regulations (FCA, SEC, and other jurisdictions) and guidelines relevant to Asset Management firms · In-depth knowledge of Investment ...
International FTSE 250 industrial business now seeks to appoint a qualified Senior Assistant Co-Sec to join their small yet experienced team. The ideal candidate will have some strong PLC experience ...
Regulatory reporting knowledge across Trade and Transaction Reporting (T&TR) - Exposure to one or more of across EMIR, MiFIR, CFTC, SEC, ASIC, MAS, Dodd Frank or other similar G20 regulators