Smf jobs in Croydon

Working within the Business Risk team alongside other Business Risk Managers, you'll provide oversight of operational risk and monitor our DLG risk profile - while staying on top of developments and changes as they happen (both internally and externally!)  . Support the development, refresh or ad...

SEVERAL Exciting Opportunities: Heads of Compliance (SMF16 and SMF17) UK Based FinTech'sLondon and surrounding Hydrid roles As the Head of Compliance (SMF16 and SMF17), you will lead the compliance ...

Designated Head of Regulatory Compliance & Money Laundering Reporting Officer, SMF 16 & SMF 17 registered holder, point of contact for the FCA, NCA and other applicable authorities. * Ensure that the ...

Assume the regulatory responsibility of SMF 16 and SMF 17 * Assume and retain ownership for the design, development and execution of the Compliance Programme and supporting Monitoring Plan

The ideal candidate will possess specific experience within a governing function (SMF) and excellent knowledge of PRA / FCA standards. Non-Executive Director - Key Responsibilities: - Provide ...

Developing and delivering compliance training and awareness programmes for staff To apply for this role, you will preferably have held SMF 16 and 17 responsibilities. You'll also have: * Background ...

The successful candidate will be required to be approved as an FCA approved senior management function (SMF) holder also with responsibility as MLRO within one of the UK operating companies. Skills ...

Managing all SMF documentation, including Job Descriptions, Reasonable Steps, Learning and Development Plans, Handover documents, and other necessary documentation.Preparing regulatory filings for ...

Designated Money Laundering Reporting Officer (MLRO, Nominated Officer for the firm, SMF 17 registered holder, point of contact for the FCA, NCA and other applicable authorities. * Act as the Deputy ...

Supporting the SMF 16 and 17 on firmwide compliance initiatives Requirements * Full-time hire to provide ethics and controls coverage for SIM * 10+ years' experience preferred, ideally a mid-senior ...

Designated Money Laundering Reporting Officer, Nominated Officer for the company, SMF 17 post holder, point of contact for the FCA, NCA and other applicable authorities. * Act as the Deputy Head of ...

Per the prescribed responsibilities under SMCR for SMF 16 and 17 * All other ad-hoc Compliance duties/projects as and when assigned ASAP Start Date Permanent Role £150,000 - £170,000 If this is of ...

Leading the Financial Risk area of the Risk Function, reporting into the CRO regarding financial related risks across insurance, market, counterparty credit, credit both current and emerging risks. Lutine Bell are currently supporting the UK's leading independent home insurance provider, who are ...

We are excited to be working with an exciting fast-growing Fintech within the payments space in their search for a Deputy Head of Compliance and MLRO. They need someone who can work autonomously to help build the frameworks for their second-line compliance function, under the direction of the Hea...

If you're a seasoned Aviation professional with a strong background in Safety & Compliance and are eager to explore opportunities abroad, we invite you to share your CV with us. Red Sky Personnel is actively seeking an Aviation Safety & Compliance Manager to join a team in the vibrant Middle East...

Major UK asset/wealth management group seeks a financial crime specialist, currently or recently holding SMF17, for its MLRO opening. Candidates are sought with proven experience in a dedicated financial crime role holding MLRO/SMF17 status, preferably from within the wealth management industry, ...

Robert Half is recruiting for a MLRO (SMF17) with trade finance experience to join a European bank. ...

Develop and embed a robust risk management framework to support sustainable growth of the business. Reporting to the Chief Operating Officer, the. Compliance Frameworks, Policies & Procedures, and implement and embed the companywide Risk Management Framework. Develop the risk and compliance funct...

Deputy Head of Compliance, Head of Anti-Financial Crime & MLRO – SMF17 (Urgent 6-month FTC role, possible to go perm: 5-days per week in the office). Produce an annual MLRO report to the Board of Directors and manage AFC regulatory reports. ...

A globally recognised leader in financial services, seeks a passionate and experienced Head of Operational Risk to join their growing risk team in London. Partner with the Chief Risk Officer to refine and implement the Bank's risk strategy. Safeguard the Bank from fraud by spearheading the Second...

Senior IT Risk Manager required for a market-leading financial services firm. The role will be focused on managing and maintaining 2nd line oversight of the risk and control environment through effective identification and reporting of operational risk exposures and mitigating activities. Support...

Ideally you’ll have been a compliance officer and/or nominated officer for a UK-based estate agency. COMPANY ACCOUNTS & AML COMPLIANCE OFFICER - REMOTE WORKING. They are looking for a Company Accounts & AML Compliance Officer to join the team. Working closely with the Directors, you will manage t...

We are seeking a seasoned Chief Risk and Compliance Officer to join our executive team. As we grow and expand our reach, we're committed to maintaining the highest standards of risk management and regulatory compliance. This critical role will be responsible for leading our global risk management...

The candidate will support the Head of Compliance, and the compliance team to enhance, maintain and deliver the Davies Insurance Services regulatory compliance framework. Head of Compliance, Compliance team, CEO Intermediary Services, CEO Insurance Services, Finance Director, other controlled fun...