Corporate compliance jobs in Astoria, New York (NY) State

CIB Americas Compliance seeks a VP-level Compliance Officer to contribute at the CIB Americas Control Room and support a dynamic CIB Americas Compliance Department. Manage updates and development of policies and procedures related to Control Room and information barriers in coordination with Comp...

The role responsible for managing the RCC team and ensuring all functional responsibilities are fulfilled, including providing advisory support on regulatory topics including Federal Reserve and New York State regulations, conflicts of interest, regulatory change management, second level controls...

Corporate Banking Compliance Officer, AVP page is loaded. Corporate Banking Compliance Officer, AVP. Responsible for maintaining an understanding of various Corporate Banking client relationships, working with various local product areas & other global stakeholders to understand business ties, an...

L&C – Corporate Attorney, AVP. The Legal & Compliance department seeks an attorney with at least 3 years of experience to support the Blackstone Credit & Insurance (BXCI) business, with a focus on investment management services provided to insurance companies. Blackstone Credit seeks to generate ...

Under the leadership of the Global Chief Compliance Officer, the Compliance and Regulatory functions are comprised of teams that operate collaboratively with a global focus, including Regulatory, which oversees all global regulatory matters including the Advisers Act, Investment Company Act and F...

Supports the 2nd Line of Defense Fiduciary Risk Oversight program through execution of the CRM Program and related initiatives: Requirements & Standards Documentation, Compliance Monitoring Activities, Compliance Control Management, Compliance Risk Assessment (CRA), Participation in Governance Co...

Responsible for maintaining an understanding of various Corporate Banking client relationships, working with various local product areas & other global stakeholders to understand business ties, and taking ownership of client due diligence review as part of assessing relationship/product risk as c...

The Corporate Tax ComplianceAssociate/AVPwill be responsible for assisting theDirector of Compliance on : Tax Compliance, Provision, Research and Audit. ...

This is an in-person role where you will report to Snowflake’s Senior Corporate Counsel - Compliance and will be located in Snowflake’s New York, Mclean (Virginia), or Dublin (California) office. This role will partner with teams across Snowflake to build, enhance, and run a wide range of complia...

Vice President, Compliance and Control-Financial Crimes Compliance (FCC) Advisory (Corporate Trust (CT), Asset Servicing & Digital (ASD), Depositary Receipts (DR). Vice President, Compliance and Control-Financial Crimes Compliance (FCC) Advisory (Corporate Trust (CT), Asset Servicing & Digital (A...

Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk managem...

SourcePro Search has a fantastic opportunity for a Compliance Specialist in New York. This role will be responsible for monitoring compliance with laws, regulations and policies and be part of a great team at a highly prestigious healthcare network. ...

The Executive Director, Transformation Portfolio Manager (Corporate Compliance) partners with the divisional business manager and serves as portfolio oversight and governance lead to deliver an ambitious transformation agenda. The Transformation Portfolio Manager (Corporate Compliance) will overs...

The Temporary Sr Paralegal Corporate Compliance Paralegal supports IEEE's overall corporate compliance and corporate governance function. Sr Paralegal Corporate Compliance - Temporary -230247:N/A. The corporate compliance function includes but is not limited to IEEE's Principles of Business Condu...

Serve as the Subject Matter Expert on Corporate Compliance topics to internal stakeholders, providing input into the Corporate Compliance Risk Assessment, New Product Approval Process, Compliance Monitoring and Testing, and Corporate Compliance Training. Global commercial bank located in Midtown ...

Under the leadership of the Global Chief Compliance Officer, the Compliance Department is comprised of functionally and business-aligned teams that operate collaboratively based on the Firm’s overall structure: Investment Advisory, which oversees implementation of investment management compliance...

Summary of the position The Lead Auditor conducts audit assignments primarily in 2nd line corporate regulatory compliance from planning to issuance of the final report. This includes an assessment of ...

Reports to : The Executive Director FLSA Status : (X) Exempt ( ) Non Exempt The Quality Assurance and Corporate Compliance Officer: Will be responsible for oversight and management of quality ...

Skills/Qualifications * 3+ years of law firm experience, preferably in risk management or corporate compliance. * Law degree from an accredited law school. * Active bar licensure in at least one ...

Reporting to the Corporate Counsel, the Business Affairs Manager will be responsible, in part, for ... through statutory compliance, as well as assisting with corporate compliance filings and ...

... and corporate records · Respond to any regulatory inquiries QUALIFICATIONS, SKILLS & EXPERIENCE: · BS/BA degree in Business or related field required · 2-5 years of experience in a compliance ...

... CLOs, structured credit, corporate credit, opportunistic credit and direct lending. Serving ... CIFC has over 200 employees and its legal and compliance team is based in New York and London

... things project, strategic, and corporate finance With a culture rooted in collaboration ... Oversee the implementation of financial controls, tax, and compliance processes * Ensure the ...

... corporate environment. What you'll do • Overseeing and executing the end-to-end process for ... Compliance review program. • Identifying, escalating, and developing solutions for potential ...