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Top 10 U.S Independent Broker-Dealer by Financial Planning Magazine * Top 125 Companies for Training & Development * Business Week's "50 Best Places to Launch a Career" Job Type: Full-time ...

MUST HAVE EXPERIENCE DEALING WITH PUBLICALLY TRADED INVESTMENTS FROM A SUPPORT STANDPOINT** **CORPORATE ACCESS TOOL/CORP ACCS SYSTEM - HEAVILY PREFERRED Key Responsibilities: * Executive Support

Risk Officer Broker-Dealer/Clearing Series 7, 24 preferred! Dallas or Brooklyn Locations-Hybrid $180-250 base + bonus/equity Job Summary: We are seeking a skilled and detail-oriented Risk Officer to ...

US Broker dealer Equities back office - settlement, US broker dealer equity back-office systems - Broadridge Shadow, BPS Broadridge Business Process Outsourcing or FIS Phase 3 A global bank is ...

Minimum of 10 years' experience at a broker dealer, with specific experience in self-clearing operations; * Previous responsibility for owning core functions of brokerage operations such as ...

Summary Global Markets Regulatory Compliance ("GMRC") Advisory - Americas Director is responsible for providing advice on Swap Dealer and Broker Dealer regulations (including the global impact of ...

Liquidity Risk Management and/or Liquidity Treasury professional to develop and implement a resolution forecast for bank and broker-dealer entities. Secondary responsibilities include drafting ...

Company Overview kACE was created when FENICS Software, a leading provider of FX derivatives dealing and risk management solutions, acquired the specialist foreign exchange (FX), rates pricing and ...

Our groundbreaking hospice and palliative care programs offer a significant difference when dealing with a life-limiting condition. We offer a broad range of services in the community or facility ...

The role will have responsibility for a range of work, including key responsibilities of a broker dealer. The candidate will collaborate with legal and regulatory personnel at BOWS and across the ...

Strong experience dealing with scaling related Infrastructure issues * Graduated from a top Engineering University If you're interested in learning more, please apply for consideration! If you tick ...

Proven record of dealing with and influencing senior stakeholders, poise and professionalism when interacting with internal and external contacts * An entrepreneurial mindset * Can-do and proactive ...

Excellent communication skills; discretion and diplomacy in dealing with the key organizational stakeholders. MAKE AN IMPACT: Are you looking to make a positive impact on the lives of those in your ...

About the job Hold Brothers Capital, LLC, a leading self-clearing broker-dealer, is looking for a Compliance Associate/Officer to join the team. He/she will help with the delivery of expert advice to ...

Comprehensive understanding of third-party risk lifecycle management concepts with specific emphasis on inter-dealer brokers, financial markets infrastructure and commodity third party suppliers

Must demonstrate a professional, courteous, and respectful attitude in dealing with patients, immediate supervisor, and other employees. * Practice accepted infection control measures in accordance ...

The ideal candidate will be well organized and comfortable dealing with financial data. This individual will be responsible for overseeing the accounts payable and receivable, processing payments ...

Demonstrates a professional, courteous, and respectful attitude in dealing with patients, families and significant others * Displays courtesy, tact and patience during

You will be directly involved in all aspects of litigation and work collaboratively with outside counsel in a fast-paced, high-stakes environment dealing with complex legal disputes. Key ...

Excellent interpersonal - customer service skills, attentiveness, information retention, tact and diplomacy in dealing with both customers and employees. * Strong analytical, problem solving, and ...

Initiate outbound marketing phone calls to broker dealer community to market and sell firm products; convey sales ideas; provide product information; and gather marketing data. * Consult with ...

... Dealer and fixed income futures activity. • Provides advice on regulatory and compliance requirements to business unit management and staff so that they may conduct their business in conformance ...

Leading NFA IB and broker-dealer with a global presence is looking to add seasoned and experienced cash treasuries, fixed income, mortgage bonds, corporate bonds, fixed income RV and institutional ...

Clearly take leadership when dealing with operational issues * Develop web applications and deploy them to AWS * Write technical documentation and peer review teammates' code * Analyze, maintain and ...