Are you a business? Hire dealership candidates in Ozone Park, NY
The ideal candidate will be well organized and comfortable dealing with financial data. This individual will be responsible for overseeing the accounts payable and receivable, processing payments ...
Needs to have a high-energy, positive attitude when dealing with the day-to-day tasks and able to multi-task under pressure and stressful situations. * Must have superior verbal and written ...
Minimum of 10 years' experience at a broker dealer, with specific experience in self-clearing operations; * Previous responsibility for owning core functions of brokerage operations such as ...
A financial services firm in Midtown, NY, is seeking a Regulatory Compliance Manager for their Broker-Dealer team. This role will focus on overseeing and managing compliance initiatives, particularly ...
Role Description We are seeking a visionary and experienced Chief Operating Officer (COO) to join our leadership team at Long Bridge Securities, a FINRA-licensed retail broker-dealer firm. The COO ...
Broker-Dealer, FINRA Series 7, 24, 14, 53, and/or 79. Key Tasks - Manage all FINRA Gateway related items, including registrations, responses, Form U4, Form U5, monitoring of FINRA reports, handling ...
Our car dealership and agency is seeking a highly skilled Director of Marketing to lead the development and execution of our marketing and advertising strategies. This position will be responsible ...
S. broker-dealer, was founded in the U.S. in 1962 and our first international operating subsidiary, Jefferies International Limited, a U.K. broker-dealer, was established in the U.K. in 1986. Our ...
Cutting edge financial technology firm is looking for a Project Manager to oversee initiatives within the broker-dealer space. Candidates must have knowledge in Prime Brokerage, Execution, Futures ...
Familiarity with Primary Dealer activities and obligations * Familiarity with the FX Global Code Skills That Will Help You Excel * Relevant experience providing compliance or legal coverage to a ...
Our client is a leading independent office technology dealer servicing the New York City metro area (NYC, Westchester, New Jersey and Long Island). They are a locally recognized distributor of Copier ...
Treasury Clearing, working side-by-side with colleagues in Compliance, Operations, Front Office and other functions of a bank/broker-dealer. • The regulatory areas covered by the project require ...
Ensure desk fulfilment with obligations related to primary dealership status * Monitor the market continuously ensuring that trading parameters of valuating models are according to market risks and ...
Broker-Dealer and Swap Dealer regulations (e.g., FINRA rules, SEC rules, CFTC, NFA etc.) * Business Conducts (e.g., Anti-Bribery & Corruption, Whistleblowing, Conflicts of Interest, Conduct Risks ...
Email, AVATAR, LabCorp * 2-3 years of experience dealing with substance abuse disorders. * 1-2 years of experience with clients with co-occurring and mental health disorders. * 1-2 years of ...
Must demonstrate a professional, courteous, and respectful attitude in dealing with patients, immediate supervisor, and other employees. * Practice accepted infection control measures in accordance ...
Perform testing on the design and operating effectiveness of 3120 Supervisory Controls including assessing whether legal, regulatory, and internal policy outcomes are met by the firm's Broker-Dealer ...
Margin Specialist TradeZero America, a growing broker dealer in the fintech space is seeking an experienced Brokerage Operations Specialist for its New York office. The employee will report to the ...
Demonstrates a professional, courteous, and respectful attitude in dealing with patients, families and significant others. * Displays courtesy, tact and patience during interactions with all members ...
Demonstrates empathy and effectiveness in dealing with patients, ensuring their comfort and well-being. * Communication : Strong verbal and written communication skills, with the ability to clearly ...
... dealing with the overall operating system Conduct project related research Has the ability to operate with a limited level of direct supervision Can exercise independence of judgement and autonomy ...
The role will have responsibility for a range of work, including key responsibilities of a broker dealer. The candidate will collaborate with legal and regulatory personnel at BOWS and across the ...
Our national Dealer Relations team is responsible for supporting our customers and developing key relationships to drive dealer engagement, utilization, and growth with Mastermind. The National Vice ...
Telecommute (you can work from home, work or school).