Are you a business? Hire dealership candidates in Whitestone, NY
Ad hoc analyses to solve new problems which may require iterative analyses and dealing with potential uncertainty. Qualifications * 5-7 years of relevant work experience in the financial services ...
S. broker-dealer, was founded in the U.S. in 1962 and our first international operating subsidiary, Jefferies International Limited, a U.K. broker-dealer, was established in the U.K. in 1986. Our ...
Active monitoring of advisory and broker-dealer activities to ensure compliance with policies & procedures * Deep knowledge and administration of the firm's compliance testing program under 206(4)-7 ...
Needs to have a high-energy, positive attitude when dealing with the day-to-day tasks and able to multi-task under pressure and stressful situations. * Must be extremely organized, consistent, and ...
Experience/Knowledge of Yardi is a plus/bonus. 2-4 Years of Experience with Property Management and Leasing Prior Experience Dealing with City of NYC is a plus/bonus. Ability to work on-site M-F ...
Conducting compliance reviews of broker-dealer operations to identify potential regulatory risks, and developing and delivering training programs on FINRA rules and regulations. Policy Development
Public owns its own FINRA-registered broker-dealer. You'll work with Compliance to ensure that we continue to meet our SEC and FINRA obligations. * You'll help interpret relevant laws and regulations ...
Demonstrates proper professional expectations for team members when dealing with client requesters and client work requests, including meeting deadlines and delivering high-quality work * Responsible ...
Professionalism when dealing with technicians, vendors, and employees. * Time Management * Attention to Detail * Organizational Skills * Must embody and demonstrate company values and culture. Salary ...
Madison Avenue Couture is the leading online independent dealer of pristine Hermes handbags and accessories in the USA. We also carry a small collection of Chanel and other ultra-luxury pristine ...
... self-dealing and executive compensation issues in the boardroom and executive suite, and successfully challenged harassment and discrimination in the workplace, setting governance models for ...
The Construction Administrator is authorized to speak for the firm when dealing with a Client or Contractor in matters concerning the interpretation of the contract documents and is directly ...
Two years dealer experience conducting Blackjack, Dice, American Roulette, Caribbean Stud Poker and various other casino games. * Ability to rapidly discern the numbers on dice, cards, wheels, etc ...
That could be from a competitor bank or broker-dealer or it could be from the buy side or it could be from a law firm. They need specific experience of working with these type of securities to be ...
Support clients dealing with homelessness, addiction, mental health, entitlements, and housing issues. * Assist clients with understanding their rights and responsibilities as tenants. * Provide case ...
Empathy and patience when dealing with serious diseases * Up-to-date with latest technologies and treatments in Podiatry * Doctoral degree in Podiatric Medicine Equal Opportunity Employer Essen ...
High levels of integrity and discretion in handling confidential information is a must and a high degree of professionalism in dealing with senior professionals inside and outside the company is ...
Maintain a high level of professionalism and integrity in dealing with confidential matters * Can remain calm under pressure and urgent situations * Keeps up with industry trends in the city within ...
The ideal candidate will be a proven CPG sales leader dealing directly with Operations VPs. CMA selling experience is required * 5+ years of Direct Store Delivery (DSD) and Beverage category ...
Experience with dealing with celebrities and high-profile events is useful. * Ability to work effectively under time constraints and deadlines * Enthusiastic, highly motivated and a proactive team ...
Cirrus Real Estate Partners' actions are based on the firm's core values: fair dealing, fiduciary responsibility and mutual respect. Cirrus' value-based investment approach is grounded in a deep and ...
Including providing support for various investment advisers, US CFTC Swap Dealer, and CIRO registered Canadian affiliate. Managing a team of two compliance analysts. Responsibilities * Manage all ...
TOP 5 Independent Broker Dealer (Financial Advisor Magazine and Investment News) * Wealth Management: $281 billion retail investment client assets held or managed by Northwestern Mutual * Recipient ...