Financial compliance jobs in New York, NY - Page 22Create job alerts

Want to work with some of the world’s leading financial institutions on some of their most sensitive compliance and strategic matters? If so, EY’s Regulatory Compliance and Conduct Practice is the right place for you! We work with the largest banks, credit unions, and financial service providers ...

Experience with compliance program assessment, compliance program design and implementation assistance, development or evaluation of compliance policies and procedures, compliance program testing, and development and evaluation of compliance program testing. Want to work with some of the world’s ...

The Sector Compliance Team focuses on services to financial organizations that address SEC, CFTC, FINRA, NFA OCC and other regulatory requirements for retail and institutional broker dealer compliance, capital markets, banking, swap dealer trading, investment management and investment advisor com...

As the Senior Sales Compensation Analyst you will work closely with cross-functional partners from Sales, Finance, HR and other partners of the Financial & Corporate Compliance (FCC) business. Actively contribute to the ideas for enhancement of existing sales compensation processes, systems, repo...

Huron is seeking an experienced Regulatory and Compliance Risk Director to join our Financial Institutions Advisory team. In this client-facing role, you will leverage your deep understanding of banking regulations, policies, and governance to help clients build robust risk management frameworks ...

The Engineering Manager at The Lexington Hotel is responsible for assisting in maintaining the building and grounds, with particular attention to safety, security, and asset protection. Furthermore, this role assigns, tracks, and follows up on the status of work assigned to staff and contractors ...

Support property management by developing tools, systems, and processes for efficient operations, and ensure readiness for audits and regulatory compliance. * Oversee financial performance, including ...

Comprehensive knowledge of the financial service markets and relevant regulatory requirements. * Experience working in a regulated environment and knowledge of the risk and compliance requirements ...

The Risk Management Associate will be responsible for day-to-day risk assessment, monitoring, and mitigation strategies to ensure the company's financial security and compliance with regulations

We are looking for an Assistant Vice President to solve hard to solve problems associated with ... Management, and help guide Junior team members on Model Validations Skills You'll Need * Master ...

We have an exciting opportunity for an Assistant Controller in our growing organization. Responsibilities: * Assist in the preparation of financial statements in compliance with GAAP. * Assist in ...

THE SKILLS YOU NEED: * 8+ years' experience in technology risk management, technology audit and/or compliance in the financial services industry within capital markets. * Strong understanding of ...

Knowledge of financial modeling, project risk assessments, and financial structuring. * Experience with regulatory compliance in relation to energy and infrastructure projects. 9. General Corporate ...

Manage loan amortization schedules, track payments, and ensure compliance with loan covenants and contractual agreements. * Financial Reporting: Prepare comprehensive financial reports and ...

... needs * experience within Financial Services, Compliance, Correspondent Services MAIN ... Prepare OFAC blocked property reports, reject reports; maintain OFAC- related logs and ...

Financial Services Firm in Manhattan is seeking a Compliance Analyst for a full-time position! * 1-2 years working in a compliance function is a must * Bachelor's Degree * Series 7 is a must

Assists in managing the execution of all operations in the rooms area departments (.Front Office, Engineering/Maintenance, Housekeeping) and managing staff.Strives to continually improve guest and employee satisfaction and maximize the financial performance of the department.Monitors compliance w...

Our Finance and Accounting function includes: accounts receivable, accounts payable, cash management, accounting, compliance, budgeting, utilization tracking, and analysis and reporting. THE OPPORTUNITY | HR&A’s Finance and Accounting team provides all financial transaction processin...

Chief Contracting Office (ACCO), Office of Budget Administration (OBA), Office of Financial Services, and Office of Legal Affairs (OLA) by answering questions clarifying programmatic and funding requirements related to complex contracting and fiscal actions, in order to ensure compliance with NYC...

In Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm’s compliance with laws and regulations, and advising management on developing smart control solutions. IA is comprised of global functional audit tea...

Providing tax compliance, tax provision, and tax advisory services to pass-through and C-corporation entities with an emphasis on companies operating in the manufacturing and distribution, construction and real estate, professional services and technology, and financial institutions industries. A...

Financial Crime Compliance, Surveillance Analytics, Global Compliance Testing, Regulatory Practice Group, Regulatory Reporting, Consumer Compliance. Our colleagues in Global Compliance are responsible for managing audits and inquiries, Compliance learning, surveillance and testing the firm’s risk...

The Director – TDS, Senior AML Financial Crime Risk Oversight Specialist will provide AML compliance support for all aspects of the TD Securities USA, which include but are not limited to client on-boarding, enhanced due diligence review, and transaction monitoring. The role supports a high-profi...

Managing tax advisory services, tax compliance, and tax provision to pass-through and C-corporation entities with an emphasis on manufacturing and distribution, construction and real estate, professional services, technology, and financial institutions. As a Tax Manager at Forvis Mazars, you valu...