Financial compliance jobs in Plainview, New York (NY) State

Candidate will have expertise with ISO, NCCI, SERFF, AAIS and with various compliance tools. The responsibilities of the Compliance Specialist are to effectively develop, coordinate, and communicate commercial insurance product filings; perform regulatory research; and provide additional support ...

We're seeking someone to join our team as a Director to provide audit coverage for application controls and system infrastructure used in support of Non-Financial Risk (Compliance and Global Financial Crimes) Technology audit. Internal Audit Director - Non-Financial Risk (Compliance) Technology. ...

Summary:This position is placed within the Advisory group of the Financial Security team. Key Responsibilities:Review and validation of High Risk KYC files to ensure completeness and compliance with Bank policies and Regulatory Requirements. Management and Reporting:The position reports directly ...

Private Client Financial Advisors are their clients' primary trusted advisor. Focused on growing our market share, we're hiring Private Client Financial Advisors to proactively identify and sell a broad array of investment, insurance, and bank products. Private Client Financial Advisors work with...

Proven experience as a business intelligence analyst, data analyst, or similar role. We are seeking a talented Business Intelligence Programmer Analyst to join our team. This position requires a strong blend of technical expertise, analytical skills, and business acumen to deliver actionable insi...

Act as the financial business partner to the Business Unit President and his Leadership Team. ...

Large Private Company seeking a Senior Financial Analyst to join their growing team on Long Island with Hybrid work schedule. Develop monthly forecasts of current year financial results. Develop and administer timely use-oriented financial analyses. Liaison with the NACO Business Analysts and Cor...

Currently we seek a Financial Controller to oversee/perform all aspects of accounting to ensure efficient processes are in place while producing monthly financial statements in accordance with GAAP. ...

We are seeking a highly skilled and experienced Small Business Controller with QuickBooks experience to join our team. ...

Bankers Life® Financial Advisors help clients live more and worry less through personalized financial planning. As a Financial Advisor, you will:. They are business owners who acquire clientele and find financial solutions with help from industry-leading training, mentors, and products. Build a c...

Do you have great listening skills and a knack for developing effective, analytics-based strategies? We are seeking a money-minded individual who is looking for an opportunity to break into the financial services industry! Our successful Entry-Level Financial Advisor candidate has a passion for d...

The Center for Justice Innovation seeks a Project Manager, Eviction Diversion Initiative (EDI). Reporting to the Center’s Senior Director, Housing Justice and working in Suffolk County 5th and 6th District Courts (in Ronkonkoma and Patchogue), the Project Manager is responsible for managing the d...

Are you a driven and entrepreneurial CFO with experience in helping business owners improve their business? Would you like to guide business owners in selling or buying privately held companies? Would you like to be rewarded for your skill and experience? Are you seeking a unique opportunity to c...

Safety Consulting and Compliance Corp is an Equal Opportunity / Affirmative Action Employer; M/F/D/V. Safety Consulting and Compliance Corp is a drug free working environment. ...

Opal Wealth is currently looking to add a Financial Analyst to their team of wealth management professionals. The key aspects of the Financial Analyst Role include;. Opal Wealth Advisors, located in Jericho Long Island (NY) is a registered investment advisor (RIA) dedicated to helping their clien...

Securities offered through Equitable Advisors, LLC (NY, NY (212) 314-4600), member FINRA, SIPC (Equitable Financial Advisors in MI & TN). Investment advisory products and services offered through Equitable Advisors, LLC, an SEC-registered investment advisor. We have a passion to make a positive i...

Exciting Opportunity for Entry-Level Financial Advisor in Melville, NYSeeking passionate individuals to join the New York Life Long Island General Office. Responsibilities:• As a New York Life Financial Professional, you will help provide families in your community with expertise, insights, and s...

Do you have great listening skills and a knack for developing effective, analytics-based strategies? We are seeking a money-minded individual who is looking for an opportunity to break into the financial services industry! Our successful entry-level financial advisor candidate has a passion for d...

Our Company is looking for a Junior Accountant to join our team. This is a spectacular opportunity for anyone interested in furthering their career as a Restaurant Accountant. Apply now to become our next Junior Accountant located in Garden City, NY!. Apply Now – Restaurant Junior Accountant loca...

If this sounds like you, apply today!Responsibilities:• Be a coachable, organized team member interested in pursuing training development and educational opportunities• Customize financial plans for each client based on his or her professional/work circumstances, life stage, and evolving financia...

The Project Manager - Compliance will work with compliance, legal and business units of both Brighton and the Parent to ensure conformance with critical compliance and policy requirements. The Project Manager - Compliance oversees and coordinates a wide range of compliance and policy requirements...

While working within the Compliance Management Program framework, the Compliance Advisor Manager is responsible for identifying, assessing, and providing expert advice on regulatory risk, and working with the lines of business and partners to mitigate compliance risk. Corporate Compliance is seek...

Accountant (Sales and Use Tax Returns) Melville, NY ref. ...

Performs general and cost accounting functions.Prepares analyses as well as accounting reports according to GAAP.Provide technical advice and guidance according to Federal/State Regulations and GAAP.Gather financial information to prepare journal entries.Prepare monthly & quarterly financial pack...