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EY is a leader in serving the global financial services marketplace and the only professional services firm with a separate business unit dedicated to the financial services industry - the Financial Services Organization (FSO). Our purpose is to help build a financial services industry in which f...

The position reports directly to the Head of Advisory – Financial Security. The employee will most likely interact on a regular basis with the Client On Boarding group, Front Office personnel, Head Office Compliance personnel, and IT support. This position is placed within the Advisory group of t...

As a senior in the FSO Tax Banking and Capital Markets ('BCM') practice you will be a part of engagements with multinational financial institutions. Engagements may involve tax accounting, tax compliance, federal/state/international tax planning, process improvements, information reporting and wi...

You will strategically manage your executives complex schedules through prioritization and organiza Administrative, Administrative Assistant, Assistant, Support, Compliance, Senior, Technology, Banking.

Sanctions Compliance Financial Intelligence Unit Head Responsibilities. Sanctions Compliance Financial Intelligence Unit Head. Apply sanctions regulatory knowledge and investigative acumen to overseeing sanctions related investigations across Meta’s products, services and business operations, ens...

EY is a leader in serving the global financial services marketplace and the only professional services firm with a separate business unit dedicated to the financial services industry - the Financial Services Organization (FSO). Our purpose is to help build a financial services industry in which f...

Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world’s leading financial groups. Experience with data models associated with financial data domains. With a vision to be the world’s most trusted financial group, it’s part of our culture to put people first, lis

EY is a leader in serving the global financial services marketplace and the only professional services firm with a separate business unit dedicated to the financial services industry - the Financial Services Organization (FSO). Our purpose is to help build a financial services industry in which f...

EY is the only professional services firm with a separate business unit (“FSO”) that is dedicated to the financial services marketplace. Our FSO teams have been at the forefront of every event that has reshaped and redefined the financial services industry. If you have a passion for rallying tog

This position is placed within the Advisory group of the Financial Security team. Review and validation of High Risk KYC files to ensure completeness and compliance with Bank policies and Regulatory Requirements. The position reports directly to the Head of Advisory Financial Security.

EY is a leader in serving the global financial services marketplace and the only professional services firm with a separate business unit dedicated to the financial services industry - the Financial Services Organization (FSO). Our purpose is to help build a financial services industry in which f...

EY is a leader in serving the global financial services marketplace and the only professional services firm with a separate business unit dedicated to the financial services industry - the Financial Services Organization (FSO). Prepare or detail review complex financial closings, tax compliance f...

Sanctions Compliance Financial Intelligence Unit Head Responsibilities:. As a leader on the Meta FinTech Sanctions Compliance Team, you will be managing and supervising a team conducting sanctions related investigations in order to protect Meta’s platforms from being abused by sanctioned actors. ...

The Department of Financial Services is seeking candidates Financial Services Specialist 4 (Compliance) position in the Virtual Currency (VC) Unit within the Research and Innovation Division. Evaluating financial costs for the failure of financial services entities to adhere or comply with New Yo...

The Vice President will be a key member of the Anti-Financial Crime Compliance team within the Legal and Compliance Department at PIMCO, located in either Newport Beach, CA or New York, NY. Collaborate with the Global Anti-Financial Crimes Compliance Officer in connection with ongoing evolution o...

The Department of Financial Services is seeking candidates for the position of Financial Services Specialist 2 (Compliance) in Life Bureau. Evaluating financial costs for the failure of financial services entities to adhere or comply with New York State, federal, or other states financial service...

A qualified candidate will have at least 10 years of relevant experience within a law firm, counseling the financial services industry, specifically the broker-dealer and retail investment advisory business with respect to federal, state and SRO regulatory compliance, enforcement defense, and/or ...

Responsibilities: - Perform QA/QC reviews of FCC operational functions, including Transaction Monitoring, High Risk Investigations, Sanctions, KYC/KYC, Data Science and Engineering, and additional testing as needed to help management understand TikTok USDS's key risks, control weaknesses, and tre...

EY is a leader in serving the global financial services marketplace and the only professional services firm with a separate business unit dedicated to the financial services industry – the Financial Services Organization (FSO). Our purpose is to help build a financial services industry in which f...

Join us as a Financial Crime Compliance Officer, where you will support governance, oversight, and regulatory compliance efforts within Americas Financial Crime Compliance, through the enhancement of the governance framework, MI reporting and financial crime-related projects. Collaboration with 1...

You’ll also be granted time off for designated EY Paid Holidays, Winter/Summer breaks, Personal/Family Care, and other leaves of absence when needed to support your physical, financial, and emotional well-being. EY is the only professional services firm with a separate business unit (“FSO”) th

Our FSO teams have been at the forefront of every event that has reshaped and redefined the financial services industry. If you have a passion for rallying together to solve the most complex challenges in the financial services industry, come join our dynamic FSO team!. As a senior in the FSO Tax...

EY is a leader in serving the global financial services marketplace and the only professional services firm with a separate business unit dedicated to the financial services industry - the Financial Services Organization (FSO). Our purpose is to help build a financial services industry in which f...

They are looking to add an Admin/ Compliance coordinator to the team!!. Generate and analyze reports on various programs to ensure compliance with regulations and internal policies.

EY is a leader in serving the global financial services marketplace and the only professional services firm with a separate business unit dedicated to the financial services industry – the Financial Services Organization (FSO). Our purpose is to help build a financial services industry in which f...

EY is a leader in serving the global financial services marketplace and the only professional services firm with a separate business unit dedicated to the financial services industry - the Financial Services Organization (FSO). Our purpose is to help build a financial services industry in which f...

You’ll also be granted time off for designated EY Paid Holidays, Winter/Summer breaks, Personal/Family Care, and other leaves of absence when needed to support your physical, financial, and emotional well-being. EY is the only professional services firm with a separate business unit (“FSO”) th

While working within the Compliance Management Program framework, the Network Compliance Director is responsible for leading and delivering quality results, providing compliance advice to lines of business as a subject matter expert, and serving as a beacon of our culture of compliance. Partner w...

EY is a leader in serving the global financial services marketplace and the only professional services firm with a separate business unit dedicated to the financial services industry - the Financial Services Organization (FSO). Our purpose is to help build a financial services industry in which f...

The Network Compliance Director is a critical member of the team responsible for delivering effective challenge and compliance advice relating to the identification of applicable business processes and for mapping legal and regulatory requirements to those business processes worldwide, as well as...

EY is a leader in serving the global financial services marketplace and the only professional services firm with a separate business unit dedicated to the financial services industry – the Financial Services Organization (FSO). Our purpose is to help build a financial services industry in which f...

An exciting position is now available at America's Socially Responisble Bank! Amalgamated Bank is seeking a Head of Financial Crimes Compliance to oversee all aspects of the bank-wide BSA/AML/OFAC Compliance program and to ensure that the Bank is in compliance with state and federal BSA, USA PATR...

EY is a leader in serving the global financial services marketplace and the only professional services firm with a separate business unit dedicated to the financial services industry - the Financial Services Organization (FSO). Our purpose is to help build a financial services industry in which f...

At least 10 years in legal, compliance, regulatory or risk management experience in consumer financial services with a focus on Anti-Money Laundering. Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. The...

The Virtu Legal and Compliance team is looking for an experienced, self-driven Compliance Surveillance Analyst to join the team. The Compliance Surveillance Analyst will play an important role in shaping Virtu's Compliance function through innovation, analytical thinking and a desire to improve u...

SMBC Group is seeking an Associate to join the Compliance Controls Inventory team, which is a part of SMBC's Compliance Department Americas Division ("CPAD"). This role will report to the Director who serves as the Compliance Controls Inventory program lead and will assist in the maintenance of a...

As a member of the Audit team, the candidate will focus on operational and compliance audits, including operations of investment (securities and transactions). At least 4 years of experience in auditing, compliance, risk management, accounting, or a combination. Certified Internal Auditor (CIA), ...

At least 4 years of experience in auditing one or more of the following areas: banking or financial services industry, risk management, or consumer compliance. In this role as a member of the Corporate Compliance Audit Team, the candidate will have the opportunity to perform professional internal...

The Vice President, Compliance Transformation Project Manager manages Compliance transformation projects through their lifecycle. The successful Vice President, Compliance Transformation Project Manager has demonstrated experience in Commercial/Corporate Banking, Investment Banking, or Capital Ma...

At least 10 years in legal, compliance, regulatory or risk management experience in consumer financial services with a focus on Anti-Money Laundering. Capital One is an equal opportunity employer (EOE, including disability/vet) committed to non-discrimination in compliance with applicable federal...

EY is a leader in serving the global financial services marketplace and the only professional services firm with a separate business unit dedicated to the financial services industry - the Financial Services Organization (FSO). Our purpose is to help build a financial services industry in which f...

EY is a leader in serving the global financial services marketplace and the only professional services firm with a separate business unit dedicated to the financial services industry - the Financial Services Organization (FSO). Our purpose is to help build a financial services industry in which f...

While working within the Compliance Management Program framework, the Compliance Advisor Manager is responsible for providing AML compliance advice to Capital One's credit card lines of business and the AML Fraud investigations group as a subject matter expert and executing or participating in co...

Ability to assess the compliance risks posed by third party vendors and the adequacy of the vendors' compliance controls; ability to design remedial actions to address compliance risks, as necessary. Sumitomo Mitsui Banking Corporation, Americas Division (SMBC) is seeking a Vice President to join...

Evaluating financial costs for the failure of financial services entities to adhere or comply with New York State, federal, or other states financial services laws. The Department of Financial Services is seeking candidates for the position of Financial Services Specialist 2 (Compliance) in Life ...

Sanctions Compliance Financial Intelligence Unit Head Responsibilities. Brief leadership on complex and sensitive investigative results and their impact to Meta's sanctions compliance program. As a leader on the Meta FinTech Sanctions Compliance Team, you will be managing and supervising a team c...

As a Global Financial Crimes Compliance KYC Policy and Strategy Executive Director within the Compliance Conduct and Operational Risk organization, your role will involve managing the Firm's KYC Policy and Strategy. Assess, identify and escalate potential KYC compliance issues; influence related ...

Responsibilities: - Perform QA/QC reviews of FCC operational functions, including Transaction Monitoring, High Risk Investigations, Sanctions, KYC/KYC, Data Science and Engineering, and additional testing as needed to help management understand TikTok USDS's key risks, control weaknesses, and tre...