Financial compliance jobs in Rockville Centre, NYCreate job alerts

Director, FInancial Policy, Tax and Compliance. Conduct RFPs and RFIs as needed to update university financial operations and third party relationships for financial services such as banking, procurement, purchasing & credit cards, and travel management. The position assists the Controller and ot...

Consumer lending product knowledge (, mortgage, auto, credit card, payments), consumer lending life cycle knowledge (, marketing, origination, pricing, risk and servicing), consumer regulation knowledge (, fair lending, CRA, UDAAP, TILA, RESPA), regulatory requirements of the Federal Reserve, OCC...

Responsibilities:- Complete the USDS Financial Crimes' annual AML and Sanctions Risk Assessments to help management understand USDS TikTok's key risks, control weakness, and trends to make informed and effective decisions;- Manage and perform deep-dive investigations and exploratory data analysis...

Global Financial Crimes: Compliance Testing Vice President. GFC coordinates day-to-day implementation of the Firm's financial crime prevention efforts, including governance, oversight and execution of the Firm's Anti-Money Laundering (AML), Sanctions, Anti-Corruption and Government and Political ...

Reviewing financial institution programs, policies and procedures for compliance with legal and regulatory requirements. Evaluating the adequacy of board and management oversight of the financial institutions' compliance programs. Reviewing lending, deposit, insurance and other transactions to de...

The Sector Compliance Team focuses on services to financial organizations that address SEC, CFTC, FINRA, NFA OCC and other regulatory requirements for retail and institutional broker dealer compliance, capital markets, banking, swap dealer trading, investment management and investment advisor com...

Huron is seeking an experienced Regulatory and Compliance Risk Director to join our Financial Institutions Advisory team. Remarkably versatile, our Directors also spend significant time mentoring junior staff on the engagement team—where they tirelessly share expertise as well as feedback and enc...

The Risk Management & Compliance CFO organization acts as strategic partners and trusted advisors to the Risk and Compliance organization. As part of RM&C CFO, the RM&C Finance & Business Management team supports the firm's Chief Risk Officer, RM&C Chief Financial Officer and the Risk Operating C...

You’ll also be granted time off for designated EY Paid Holidays, Winter/Summer breaks, Personal/Family Care, and other leaves of absence when needed to support your physical, financial, and emotional well-being.

This position is placed within the Advisory group of the Financial Security team. The position reports directly to the Head of Advisory Financial Security.

Center 1 (19052), United States of America, McLean, VirginiaSenior Auditor, Financial Crimes Compliance (Hybrid). This role is hybrid meaning associates typically spend about half of their time (2-3 days per week) in-person at one of our offices listed on this job posting. New York City (Hybrid O...

As a Vice President, Business Manager within RM&C Finance and Business Management you will exhibit leadership and creativity as you partner with business heads and cross functional partners to achieve strategic and tactical objectives. You help the firm grow its business in a responsible way by a...

As a member of the Financial Crimes Compliance (FCC) Audit team, the candidate will focus on all aspects of financial crimes compliance across the bank. NYC 299 Park Avenue (22957), United States of America, New York, New YorkAudit Director, Financial Crimes Compliance (Hybrid). Lead and/or execu...

AML / OFAC Compliance Officer / Advisory (Financial Security). Review daily transactions to ensure that all activity is in compliance w/ current BSA/AML regulatory standards. Provide guidance to Front Office and Support staff on AML specific queries concerning proposed customers and/or transactio...

We're Hiring a Bank Compliance Manager – We Need the Best in the Game. We're looking for a Compliance Manager who thrives under pressure, stays ahead of ever-changing regulations, and takes full ownership of ensuring our strict adherence to commercial and consumer lending laws. Collaborate with t...

We're seeking someone to join our team as a Director to provide audit coverage for application controls and system infrastructure used in support of Non-Financial Risk pliance and Global Financial Crimes) Technology audit.The Internal Audit Division (IAD) drives attention and resources to vulnera...

The IA Financial Crimes Compliance Senior Auditor is an intermediate level role responsible for performing moderately complex audits and assessments of Citi’s risk and control environments in coordination with the Audit team. Perform moderately complex audits covering Financial Crime Compliance (...

As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and traini

Protiviti is looking for aRisk and Compliance Senior Consultant to join our growing Financial Crime Complianceteam. As a Senior Consultant, you will be a mentor, trainer, and coach to Interns and Consultants as you facilitate the successful completion of project work plans. You enjoy identifying ...

Knowledge of financial services compliance practices, including monitoring and testing, as required by the SEC, CFTC, FINRA, NFA, OCC or other regulatory bodies. Experience with the design, development and implementation of internal controls for financial services business processes a plus. Analy...

Work individually or as part of a team to execute anti-money laundering (“AML”), lending or deposit compliance testing activities for financial institutions of all sizes and complexities. Identify areas of non-compliance with banking laws and regulations and provide actionable recommendations. R

Collaborate and provide support to the Global Compliance Financial Crime Team, ensuring smooth execution of the Global Financial Crime Compliance Target Operating Model. Collaborate closely with the Compliance monitoring teams and Internal Audit to embed and ensure the effective operation of the ...

We are currently seeking a Financial Services Risk and Compliance Consulting Senior Manager to join our team in New York City, New York (US-NY), or NYC, United States (US). The Risk & Compliance Consulting team includes management consultants who help our Financial Services clients effectively

IT Audit or Compliance Audit experience within the banking or financial services industry. General understanding of financial crimes compliance AML, BSA, KYC, OFAC. Conducting IT audits, internal controls, risk management, and / or compliance reviews with a focus on financial crimes.