Financial compliance jobs in Franklin Square, NYCreate job alerts

Director, FInancial Policy, Tax and Compliance. Conduct RFPs and RFIs as needed to update university financial operations and third party relationships for financial services such as banking, procurement, purchasing & credit cards, and travel management. The position assists the Controller and ot...

The Sector Compliance Team focuses on services to financial organizations that address SEC, CFTC, FINRA, NFA OCC and other regulatory requirements for retail and institutional broker dealer compliance, capital markets, banking, swap dealer trading, investment management and investment advisor com...

Identify areas of non-compliance with banking laws and regulations and provide actionable recommendations. As an Affirmative Action and Equal Opportunity Employer, all applicants will receive consideration for employment as RSM does not tolerate discrimination and/or harassment based on race; col...

The Manager of Financial Reporting & Compliance is a critical position within our Finance Organization. The Manager will primarily be responsible for managing the preparation of our external financial reports for Equinox and its affiliated brands. In addition, the Manager will oversee the consoli...

We are currently seeking a Financial Services Risk and Compliance Consulting Senior Manager to join our team in New York City, New York (US-NY), or NYC, United States (US). The Risk & Compliance Consulting team includes management consultants who help our Financial Services clients effectively

IT Audit or Compliance Audit experience within the banking or financial services industry. Assisting the internal audit team with the planning and execution of audits in accordance with IIA and industry standards. Conducting IT audits, internal controls, risk management, and / or compliance revie...

Experience with compliance program assessment, compliance program design and implementation assistance, development or evaluation of compliance policies and procedures, compliance program testing, and development and evaluation of compliance program testing. Want to work with some of the world’s ...

Collaborate closely with the Compliance monitoring teams and Internal Audit to embed and ensure the effective operation of the Financial Crime Compliance Framework. We are seeking a motivated and detail-oriented Financial Crime Compliance Specialist to join our Global Compliance Group at Chubb. C...

The Risk Management & Compliance CFO organization acts as strategic partners and trusted advisors to the Risk and Compliance organization. As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. Our culture in Risk Management and Compliance...

As a member of the Financial Crimes Compliance (FCC) Audit team, the candidate will focus on all aspects of financial crimes compliance across the bank. NYC 299 Park Avenue (22957), United States of America, New York, New YorkAudit Director, Financial Crimes Compliance (Hybrid). Lead and/or execu...

Want to work with some of the world’s leading financial institutions on some of their most sensitive compliance and strategic matters? If so, EY’s Regulatory Compliance and Conduct Practice is the right place for you! We work with the largest banks, credit unions, and financial service providers

Financial Crimepliance team ("FCC") is part of the firm's Globalpliance Division and is responsible for coordinating Goldman Sachs' enterprise-wide anti-money laundering, anti-bribery andernment sanctionspliance efforts. The mission of the FCC Forensics Group is to ensure that the firm's Financia...

The Manager, Financial Crime Risk Oversight oversees the team and leads 2nd-line oversight activities and monitoring of the AML/ATF/Sanctions/ABAC compliance programs for covered TD businesses and legal entities, including managing critical program initiatives and handling complex/high-risk matte...

GFC coordinates day-to-day implementation of the Firm's financial crime prevention efforts, including governance, oversight and execution of the Firm's Anti-Money Laundering (AML), Sanctions, Anti-Corruption and Government and Political Activities Compliance programs. In Global Financial Crimes (...

Reviewing financial institution programs, policies and procedures for compliance with legal and regulatory requirements. Evaluating the adequacy of board and management oversight of the financial institutions' compliance programs. Reviewing lending, deposit, insurance and other transactions to de...

The Sector Compliance Team focuses on services to financial organizations that address SEC, CFTC, FINRA, NFA OCC and other regulatory requirements for retail and institutional broker dealer compliance, capital markets, banking, swap dealer trading, investment management and investment advisor com...

Huron is seeking an experienced Regulatory and Compliance Risk Director to join our Financial Institutions Advisory team. Regulatory Risk Assessment: Conduct comprehensive assessments to identify regulatory and compliance gaps across an organization. Benchmarking and Best Practices: Stay informed...

Responsibilities:- Complete the USDS Financial Crimes' annual AML and Sanctions Risk Assessments to help management understand USDS TikTok's key risks, control weakness, and trends to make informed and effective decisions;- Manage and perform deep-dive investigations and exploratory data analysis...

There isn't an average day for a Real Estate Tax Manager – so you're likely to spend your time on a diverse array of tax consulting and compliance projects, responsibilities, and tasks. Professional knowledge in a broad range of real estate tax technical and transaction skills, including partners...

We do not discriminate on the basis of any protected attribute, including race, religion, color, national origin, gender, sexual orientation, gender identity, gender expression, age, marital or veteran status, pregnancy or disability, or any other basis protected under applicable law. You will al...

The Sector Compliance Team focuses on services to financial organizations that address SEC, CFTC, FINRA, NFA OCC and other regulatory requirements for retail and institutional broker dealer compliance, capital markets, banking, swap dealer trading, investment management and investment advisor com...

Retail Bank based in Midtown Manhattan looking to bring on a new “VP, Financial Crimes Compliance Systems Transaction Monitoring Lead” to join their team. Act as the central point of contact and coordinate efforts between compliance end users, senior management, external vendors, consultants, an

As a member of the Financial Crimes Compliance Audit team, you will focus on engagements involving BSA/AML, Sanctions, and Fraud Compliance related audit projects that provide input to the annual audit plan. Center 1 (19052), United States of America, McLean, VirginiaPrincipal Auditor (Experience...

As our Senior Manager, Technical Accounting & Financial Compliance , you will be the Internal Controls Process Lead for the Orthopaedics and Spine deployment of SAP. Assess business needs that may be in conflict with internal control requirements, solution new controls that properly ensure oversi...