Financial compliance jobs in Melrose, NYCreate job alerts

... financial, procedural, or policy consequences and of major importance to the New York City Public ... regulatory compliance. Consults with City agencies as needed. * Reviews new State and Federal ...

NPM is both a financial technology provider and operator of its own private marketplace. This ... Position's Description NPM is looking for a Compliance Associate with compliance experience in ...

... Compliance vertical. Company Overview Our client is dedicated to connecting top talent with ... Skills and Qualifications Needed to be Successful * 5+ years' experience in Financial Services ...

Finance & Compliance Support * Assist in maintaining budgetary responsibilities by tracking event expenses, purchasing supplies, and supporting financial health within our community. * Uphold ...

Our Client a well Known Financial Servicers Firm is seeking a Compliance Control Room Support Specialist in their New York, New York Location! Role Objectives * Assist Control Room staff with their ...

Conduct model validation and performance monitoring to ensure accuracy and compliance with ... Qualifications * 5-7 years of relevant work experience in the financial services industry

TruFund, a Community Development Financial Institution (CDFI), was established in 2005 as a ... compliance, accounting, as well as impact monitoring and reporting, and the development and ...

Minimum of 3 years practicing law (in law firm practice and/or in-house legal/compliance department) in a regulated industry, with a targeted focus on insurance, financial services, or healthcare ...

Financial Institutions Coverage (FIC) is a global coverage group specializing in the Financial ... Compliance Culture and Conduct: * Takes full responsibility for personal actions and demonstrates ...

We are a dynamic, ambitious, and hard-working team that is redefining financial wellbeing for working Americans. What you will do We are looking for a Jr. Compliance Analyst with 2-4 years ...

... seeks a financial services litigation associate for its Manhattan office. The ideal candidate ... The role will include preparation of pleadings and motions, discovery compliance, depositions ...

Knowledge of the Investment Advisers Act of 1940 and its related rules and regulations, as well as broad knowledge of financial industry compliance programs * Strong time management, planning and ...

Oversee regulatory reporting, including tax planning and compliance with statutory laws and financial regulations * Work closely with management or executive teams for budget review, reports and ...

Advise clients on structuring, negotiating, and documenting real estate finance transactions, ensuring compliance with regulatory requirements and alignment with clients' business objectives

... contract compliance Anticipates and rapidly responds to assigned special projects Aggressively ... Validate and activate projects within the financial system to ensure proper allocation of revenue ...

Detail-oriented approach to review complex financial information and ensure compliance with legal requirements * Experience in investment banking, restructuring advisory, or commercial lending is ...

This role will be instrumental in driving the success of the company by providing strategic financial guidance, overseeing key operational areas, and ensuring efficient and compliant business ...

Maintaining Compliance: Ensuring that all ETF operations comply with regulatory requirements and internal policies, such as reporting obligations and trading restrictions. * Risk Management

Own the administration of both SAP BPC and SAP IBP systems, ensuring the integrity, security, and compliance of all financial data and planning activities. * Lead the configuration, testing, and ...

The MWBE Compliance Manager in Orange County, NY, will ensure compliance with Minority-Owned ... Payment and Financial Oversight: * Monitor and ensure that progress payments are made in a timely ...

This leadership role requires strong management, financial, and operational expertise to ensure efficiency, compliance, and an outstanding patient experience. Key Responsibilities: * Operations ...

Public is a highly regulated financial services and technology company. Experience in brokerage or ... You'll work with Compliance to ensure that we continue to meet our SEC and FINRA obligations. * You ...

... Compliance, IT, Market Activity Monitoring, Project Management) and external entities (Clients, Broker/Dealers etc.). You will develop various skills such as knowledge of financial products, the ...

... and compliance training for new hires and ongoing ethics training for Executive Chamber employees. * Ensure Executive Chamber employees submit accurate and timely annual financial disclosures