Financial compliance jobs in Melrose, NYCreate job alerts

Bachelor's degree in business, finance, compliance, or a related field (advanced degrees or certifications like CRCM are a plus). * 10+ years in compliance, governance, or risk management within ...

... Financial Security. Key Internal Contacts: The employee will most likely interact on a regular basis with the Client On Boarding group, Front Office personnel, Head Office Compliance personnel, and ...

THE COMPANY My client is a rapid-growth startup in the financial compliance space. Y-Combinator backed and doubling their profits every three months, they're looking to add to their growing team and ...

Finance & Compliance Support * Assist in maintaining budgetary responsibilities by tracking event expenses, purchasing supplies, and supporting financial health within our community. * Uphold ...

Research and compile data needed to prepare electronic filing of SEC form types, EDGAR filings, and other financial compliance documents * Communicate with lawyers and supervisors regarding jobs ...

We seek a strategic CFO to oversee financial operations, develop and implement financial strategies, and drive fiscal compliance. The CFO will collaborate with leadership to align financial ...

Quontic's mission to break the system for financial empowerment stands in the face of big banks and ... Advises Senior Management and Bank personnel of emerging compliance issues and consults and guides ...

Research Compliance Officer Location: New York, NY Firm Overview: Cantor Fitzgerald L.P., with over ... Capitalizing on the firm's financial acumen and technology prowess, Cantor's portfolio of ...

The business unit is dedicated to effectively supporting the financial intermediary community and ... Marketing Compliance Consultant The Firm is seeking to add a Compliance resource to the BOWS Legal ...

Compliance Surveillance Analyst Essential Duties & Responsibilities: * Maintain and monitor ... S. financial institution/broker dealer, including related to insider trading monitoring, and ...

This role may support up to 3 Financial Professionals. This person works directly with the ... Maintain an organized filing system following compliance guidelines. * Conduct proactive outreach ...

A financial services firm in Midtown, NY, is seeking a Regulatory Compliance Manager for their Broker-Dealer team. This role will focus on overseeing and managing compliance initiatives, particularly ...

... Chief Compliance Officer, and Chief Human Resources Officer, to develop and advance effective ... Financial Management and Systems * Develop and improve systems and processes, financial policies ...

Ensure compliance with GAAP and uphold strong financial controls. * Drive inventory management and accurate costing, critical to the company's success. * Collaborate closely with senior leaders to ...

Financial & Bookkeeping Management: * Manage payments for personal expenses (insurance, utilities ... Communicate with authorities for licensing and permit compliance. LLCs & Vehicle Management

The Jr. Financial Analyst will produce and provide financial forecasting, budgeting, business ... In accordance with the New York City Commission on Human Rights and in compliance with the Salary ...

Strong understanding of compliance regulations, reporting requirements, and performance monitoring practices, particularly in the financial services industry. * Excellent project management skills ...

... compliance with Inclusiv's hybrid work schedule (2 days in-office, 3 days remote). Key ... into financial models, while benchmarking KPIs against plan. • Prepare and present monthly ...

This role demands a keen understanding of the financial regulatory landscape, excellent skills in ... Collaborate closely with cross-functional teams including engineering, compliance, and customer ...

JD preferred * 3+ years of compliance experience within financial services; experience with credit and familiarity with the Investment Company Act is a plus * Strong analytical, organizational, and ...

Daily interaction with business management, operations, finance, and risk, providing compliance advice * Maintenance and filing of SEC Forms, including ADV Part 1, Part 2A, Form PF and related ...

Maintain the integrity of accounting information by verifying and analyzing financial data ... Familiarity with SOX compliance and IT General Controls (ITGC).. * CISA (Certified Information ...

Improves compliance and standardizes processes using advanced assets and outreach services that ... In-depth knowledge of critical financial documents suc

Coordinate with subcontractors and vendors.