Financial compliance jobs in New York, NY - Page 31Create job alerts

InvestCloud is looking for a dynamic Senior Accountant of Reporting and Technical Accounting responsible for overseeing and performing advanced accounting functions to ensure accurate financial reporting and compliance. What does a great Senior Accountant (Reporting & Technical Accounting) do?. A...

Be a key partner to Accounting, Treasury and Supply Chain to guarantee a seamless information and process flow between the brand and support functions. Define and deliver ad hoc financial analysis adapted to the business needs and in compliance with CDP guidelines. Lead the financial planning pro...

This individual will collaborate with professionals across the firm, including those in marketing, fundraise management, investments, investor relations, communications, branding and legal & compliance. Knowledge of alternative investing, with 8+ years of experience in asset management/financial ...

Our Fintech client is seeking an experienced and detail-oriented Transaction Monitoring Manager to join their Financial Crimes Compliance team. The successful candidate will be responsible for overseeing the transaction monitoring processes and ensuring compliance with relevant regulations and in...

Registered Nurse - Emergency Room TRS Healthcare is seeking a Registered Nurse who is licensed to work in NY, and has Emergency Room experience. The Registered Nurse assumes responsibility and accountability for incorporating the vision, values, mission and critical goals of the organization into...

The Internal Audit team plans and executes audit projects according to our risk-based audit plan by evaluating financial, compliance, operational, and IT processes and controls. The Internal Audit team plans and executes audit projects according to our risk-based audit plan by evaluating financia...

Working with our Private Company Services Personal Financial Services practice will provide the opportunity to help High Net Worth Individuals & private wealth management structures with a range of advisory needs such as audit, tax compliance, & planning to improve their operational efficiency & ...

Registered Nurse - Medical Surgical TRS Healthcare is seeking a Registered Nurse who is licensed to work in NY, and has Medical Surgical experience. The Registered Nurse assumes responsibility and accountability for incorporating the vision, values, mission and critical goals of the organization ...

Supporting Wealth Management business and product strategic priorities and the short term and long-term roadmap for BNY by providing 2nd line of defense (2LOD) review, challenge, and advice in relation to financial crimes compliance requirements. Keeping track of industry and regulatory trends in...

Chief Contracting Office (ACCO), Office of Budget Administration (OBA), Office of Financial Services, and Office of Legal Affairs (OLA) by answering questions clarifying programmatic and funding requirements related to complex contracting and fiscal actions, in order to ensure compliance with NYC...

As an audit associate you will be responsible for conducting financial audits of client companies and provide accurate, objective, and independent assessments to help ensure their compliance. Prepare audit workpapers and maintain accurate documentation of audit procedures and findings. Our client...

The Director of Finance will lead all aspects of financial management for the division, including financial planning, budgeting, forecasting, financial analysis, and ensuring compliance with both internal and external audit requirements. Provide Functional Leadership as part of the US and Canadia...

Financial Markets | Financial Markets Operations | Senior Vice President– Financial Markets Front Office Regulatory Compliance & NFR Specialist | NYC. We are seeking a highly skilled and experienced Senior Vice President to join our team as a Front Office/First Line of Defense Regulatory Complian...

Our focus is on creating effective and efficient design for the most important business, security, and compliance processes for our clients. We touch on aspects of application security and areas prone to fraud and financial misstatement and on streamlining processes that are part of our client’s ...

It is home to leading publications and products including the flagship Wall Street Journal, America's largest newspaper by paid circulation; Barron's, MarketWatch, Mansion Global, Financial News, Investor's Business Daily, Factiva, Dow Jones Risk & Compliance, Dow Jones Newswires, OPIS and Chemic...

The organization is looking for their next Controller. Responsibilities of the Controller. Monthly financial preparation and related reporting. Oversight of surveys, compliance reporting and requests for financial data. ...

Controllers ensure that the Firm meets all the financial control and reporting obligations of a global, regulated and public financial institution. Controllers also ensure that the Firm's activities are conducted in compliance with the regulations governing transactions in the financial markets. ...

Senior Manager of Financial Compliance Recruitment. Hamlyn Williams continues to be the global market leader in Regulated Industries Recruitment. As our US business grows, we are looking for leaders to come in and help scale our Financial Services Compliance recruitment team. You will be an integ...

We are hiring an ambitious and forward-thinking Financial Compliance Manager / Analyst- to join our established and growing team in New York. You will possess knowledge of workplace safety regulations relevant to office environments and financial operations, with a focus on data security and conf...

The Accounting Associate will join a strong global finance team and assist in a variety of areas including accounting, compliance reporting, performance metrics, and operations. Entry Level Accounting Associate. Our client – a leading financial investment firm in NYC – is seeking to hire an Accou...

Capital One is seeking an energetic, self-motivated Audit Director interested in becoming part of our Audit team. The Director will provide input into the development of the ongoing audit plan and ensure the team maintains a comprehensive understanding of the AML, Sanctions and Fraud risk profile...

Center 1 (19052), United States of America, McLean, VirginiaPrincipal Auditor (Experienced Senior Auditor), Financial Crimes Compliance (Hybrid). Capital One is seeking an energetic, self-motivated Principal Auditor interested in becoming part of our Financial Crimes Compliance (FCC) Audit team. ...

The Director – TDS, Senior AML Financial Crime Risk Oversight Specialist will provide AML compliance support for all aspects of the TD Securities USA, which include but are not limited to client on-boarding, enhanced due diligence review, and transaction monitoring. The role supports a high-profi...

Center 1 (19052), United States of America, McLean, VirginiaSenior Auditor, Financial Crimes Compliance (Hybrid). Capital One is seeking an energetic, self-motivated Senior Auditor interested in becoming part of our Financial Crimes Compliance (FCC) Audit team. As a member of the Financial Crimes...