Legal regulatory jobs in Morden - Page 8Create job alerts

Ensures good legal standing of all SPVs under management during the whole "lifecycle" of companies ... Ensures all SPVs comply with regulations that are relevant to them including, but not limited to ...

Undertake horizon scanning for legal and regulatory developments impacting the Corporate Secretariat team's activities. * Supervising and coaching more junior members of team * Carrying out ...

... regulatory compliance. * Demonstrated success in driving business growth or market expansion across both the US and UK, with an understanding of the cultural, economic, and legal differences between ...

Ensure organizational compliance with policies and legal requirements, manage risks, and submit regulatory reports. * People Management : Oversee hiring, retention, and performance appraisals

HR Policies & Procedures - Maintain in-depth knowledge of legal requirements related to day-to-day management of employees, reducing legal risks, and ensuring regulatory compliance. Provide HR policy ...

... legal counsels as necessary. • Maintain an awareness and advise on any new business opportunities or changes in regulatory requirements. • Prepare and negotiate ad hoc agreements needed to ...

Monitor and enforce adherence to legal and regulatory requirements, including Care Quality Commission (CQC) standards, to maintain a compliant and high-quality care setting. * Uphold National ...

... their regulatory and Public sector teams. We are looking to recruit an exceptional Business ... legal directory submissions, web site material, case study material . · Lead formulation and ...

Carry out CDD on new customers, collating information and documentation that complies with UK regulatory and legal requirements and identifying and verifying KYC documents. * Undertake risk ...

The legal team takes pride in thinking differently and providing commercial solutions to clients on ... Retail funds; * Regulation; * Trading, execution and clearing; and * Derivatives, repos and ...

Are you a Paralegal with experience in Regulatory Finance and keen to work in one of the world ... You will partake in a range of activities including legal research, drafting documents, undertaking ...

Ensure compliance with all relevant legal and regulatory obligations. Qualifications and Experience: * Proven experience in a benefit advisory role, preferably within a legal or professional services ...

Provide expert testimony in legal proceedings, offering clear and compelling evidence based on ... Stay abreast of industry trends, regulatory changes, and best practices in forensic accounting and ...

Work closely with corporate functions to ensure legal, technical, commercial, and financial ... Ensure compliance with internal and external standards and regulations. * Monitor market trends and ...

Responsible for delivery of projects as identified with the Chief Operating Officer e.g. regulatory ... Record and notify the Chief Operating Officer / Compliance & Legal Director if you become aware of ...

In-depth knowledge of evolving energy regulations and policies in the UK and EU, ensuring compliance with legal requirements and industry standards across all projects and contracts. * Specific ...

Review of regulatory filings and tax returns prepared by administrators and advisors * Lead due diligence on new investments, coordinating with legal team, tax advisors and the investment team

... regulatory and compliance matters within function. * Work with Legal, Risk, Ethics & Compliance team, other departments and external advisors in order to complete projects in an efficient manner

Ensuring all facilities can be serviced and all drawings have been processed in a timely manner in accordance with all credit approvals, legal framework, current regulatory and compliance requirement ...

Supervising and co-ordinating the day to day activities of plan checking and site inspection team in relation to technical and legal compliance with the Building Acts and Building Regulations. 1. To ...

Work with the Compliance and Risk departments to ensure underwriting practices meet all relevant legal and regulatory standards. * Identify potential areas of underwriting risk and propose solutions ...

... Legal, Compliance and Technology. The Client Onboarding Analyst will take ownership for onboarding clients, and ensuring all due diligence and business checks are completed, ensuring regulatory rules ...