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The Regulatory Reporting Technology team is part of the broader Fidelity Brokerage Technology group.As a team we partner closely with Fidelity Capital Markets (FCM) to build and maintain regulatory reporting capabilities to meet the strict requirements of our regulators.As a team, we strive to de...

The Prime Brokerage Compliance Officer will advise internal stakeholders on implementation and development of SEC, FINRA, prime brokerage requirements, including leading the development of relevant compliance program elements including policies and procedures, training, risk assessments, issues m...

Key responsibilities include triaging client leads, making referrals to business partners based on client needs and asset thresholds, meeting with clients to review financial and investment goals, building a financial plan, and recommending brokerage products. Works with clients to plan their sho...

With 16 team members across two locations, we handle a wide variety of commodities—primarily machinery and parts—and provide a collaborative, stable work environment where professionals can grow long-term. Handle ACH duty payment coordination and entry summary submissions. Customs Brokerage/Entr

They help customers of all sizes solve the intricacies of shipping goods globally by providing comprehensive international ocean and air freight forwarding, surface transportation and distribution, customs brokerage, trade and customs advisory services, and advanced e-commerce and trade facilitat...

This position is exempt and typically reports to a licensed Customs Brokerage Manager, Import Operations Manager or Branch Manager under general supervision. Perform audit review on all assigned brokerage files and payments to customs. Maintain a high level of expertise in all areas of US Customs...

SEC registered broker-dealers alongside a cryptocurrency brokerage — all operating under the reputable wing of Futu Holdings Limited (Nasdaq: FUTU).Our core mission revolves around innovating the investing landscape through a digitized brokerage and wealth management platform that's designed to e...

Join the ranks of Redfin’s top-producing real estate agents by joining an agent team or individually, and get the best of both worlds: highly competitive commissions coupled with Redfin.Maximize your earnings by plugging into the Redfin platform and nation’s #1 brokerage site, which gets 52 mill

Minimum 1- 3 years’ experience in Financial Services (Banking, Brokerage, Investor Services, Hedge Funds, Mutual Funds, Private Equity).